REG - Morgan Stanley & Co. BG Group Royal Dutch Shell - Form 8.5 (EPT/RI)Royal Dutch Shell Plc <Origin Href="QuoteRef">BG.L</Origin> <Origin Href="QuoteRef">RDSa.L</Origin>
RNS Number : 2923LMorgan Stanley & Co. Int'l plc08 January 2016FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
Royal Dutch Shell Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
BG Group Plc
(d) Date dealing undertaken:
07 JANUARY 2016
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
A ADSs
PURCHASES
14,110
42.6101 USD
42.6101 USD
A ADSs
SALES
14,110
42.6101 USD
42.6101 USD
EUR 0.07 A ordinary
PURCHASES
3,493,192
19.9400 EUR
19.1150 EUR
EUR 0.07 A ordinary
SALES
3,589,930
19.9400 EUR
19.1300 EUR
EUR 0.07 A ordinary
PURCHASES
2,210,265
14.6550 GBP
14.0850 GBP
EUR 0.07 A ordinary
SALES
3,014,369
14.6700 GBP
14.0850 GBP
EUR 0.07 B ordinary
PURCHASES
24,000
19.4576 EUR
19.4576 EUR
EUR 0.07 B ordinary
SALES
106
19.5500 EUR
19.5500 EUR
EUR 0.07 B ordinary
PURCHASES
3,198,001
14.7350 GBP
14.1750 GBP
EUR 0.07 B ordinary
SALES
3,791,178
14.7300 GBP
14.1850 GBP
EUR 0.07 B ordinary
SALES
120,000
20.7803 USD
20.7803 USD
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
EUR 0.07 A ordinary
CFD
LONG
564
19.2516 EUR
EUR 0.07 A ordinary
CFD
LONG
31,205
19.2632 EUR
EUR 0.07 A ordinary
CFD
LONG
1,571
19.3562 EUR
EUR 0.07 A ordinary
CFD
LONG
273,940
19.3742 EUR
EUR 0.07 A ordinary
CFD
LONG
2,004
19.4311 EUR
EUR 0.07 A ordinary
CFD
LONG
860,201
19.4947 EUR
EUR 0.07 A ordinary
CFD
LONG
94,478
19.5044 EUR
EUR 0.07 A ordinary
CFD
LONG
33,500
19.5487 EUR
EUR 0.07 A ordinary
CFD
LONG
992
19.7000 EUR
EUR 0.07 A ordinary
CFD
LONG
10,037
19.7285 EUR
EUR 0.07 A ordinary
CFD
LONG
17,469
19.7789 EUR
EUR 0.07 A ordinary
CFD
LONG
2,930
19.7800 EUR
EUR 0.07 A ordinary
CFD
LONG
858
19.7800 EUR
EUR 0.07 A ordinary
CFD
LONG
5
19.7800 EUR
EUR 0.07 A ordinary
CFD
LONG
553
19.7800 EUR
EUR 0.07 A ordinary
CFD
LONG
2,368
19.7900 EUR
EUR 0.07 A ordinary
CFD
SHORT
2,447
19.2735 EUR
EUR 0.07 A ordinary
CFD
SHORT
139
19.2735 EUR
EUR 0.07 A ordinary
CFD
SHORT
1,994
19.2735 EUR
EUR 0.07 A ordinary
CFD
SHORT
273,940
19.3539 EUR
EUR 0.07 A ordinary
CFD
SHORT
13,189
19.3916 EUR
EUR 0.07 A ordinary
CFD
SHORT
13,546
19.4008 EUR
EUR 0.07 A ordinary
CFD
SHORT
887,792
19.5007 EUR
EUR 0.07 A ordinary
CFD
SHORT
846
19.5029 EUR
EUR 0.07 A ordinary
CFD
SHORT
55,555
19.5058 EUR
EUR 0.07 A ordinary
CFD
SHORT
33,500
19.5531 EUR
EUR 0.07 A ordinary
CFD
SHORT
27,104
19.7411 EUR
EUR 0.07 A ordinary
CFD
SHORT
564
19.7721 EUR
EUR 0.07 A ordinary
CFD
SHORT
17,775
19.7922 EUR
EUR 0.07 A ordinary
CFD
SHORT
1,505
19.7949 EUR
EUR 0.07 A ordinary
CFD
SHORT
504
19.7950 EUR
EUR 0.07 A ordinary
CFD
SHORT
4,298
19.7977 EUR
EUR 0.07 A ordinary
CFD
LONG
195,000
14.1868 GBP
EUR 0.07 A ordinary
CFD
LONG
45,778
14.2485 GBP
EUR 0.07 A ordinary
CFD
LONG
31,000
14.2576 GBP
EUR 0.07 A ordinary
CFD
LONG
290,000
14.3183 GBP
EUR 0.07 A ordinary
CFD
LONG
115,216
14.3413 GBP
EUR 0.07 A ordinary
CFD
LONG
220,588
14.3413 GBP
EUR 0.07 A ordinary
CFD
LONG
600
14.3785 GBP
EUR 0.07 A ordinary
CFD
LONG
181,241
14.3846 GBP
EUR 0.07 A ordinary
CFD
LONG
8,165
14.4427 GBP
EUR 0.07 A ordinary
CFD
LONG
205,000
14.4454 GBP
EUR 0.07 A ordinary
CFD
LONG
6,000
14.4817 GBP
EUR 0.07 A ordinary
CFD
LONG
20,000
14.5048 GBP
EUR 0.07 A ordinary
CFD
LONG
17,000
14.5431 GBP
EUR 0.07 A ordinary
CFD
LONG
16,791
14.5450 GBP
EUR 0.07 A ordinary
CFD
LONG
4,912
14.5450 GBP
EUR 0.07 A ordinary
CFD
LONG
3,172
14.5450 GBP
EUR 0.07 A ordinary
CFD
LONG
867
14.5624 GBP
EUR 0.07 A ordinary
CFD
LONG
41
14.5624 GBP
EUR 0.07 A ordinary
CFD
LONG
123
14.5624 GBP
EUR 0.07 A ordinary
CFD
LONG
2,279
14.5724 GBP
EUR 0.07 A ordinary
CFD
SHORT
152,759
14.0850 GBP
EUR 0.07 A ordinary
CFD
SHORT
10,000
14.2440 GBP
EUR 0.07 A ordinary
CFD
SHORT
433
14.2997 GBP
EUR 0.07 A ordinary
CFD
SHORT
2,959
14.2997 GBP
EUR 0.07 A ordinary
CFD
SHORT
145
14.2997 GBP
EUR 0.07 A ordinary
CFD
SHORT
20,829
14.2997 GBP
EUR 0.07 A ordinary
CFD
SHORT
991
14.2997 GBP
EUR 0.07 A ordinary
CFD
SHORT
3,045
14.2997 GBP
EUR 0.07 A ordinary
CFD
SHORT
76,379
14.3302 GBP
EUR 0.07 A ordinary
CFD
SHORT
2,000
14.3319 GBP
EUR 0.07 A ordinary
CFD
SHORT
11,756
14.3469 GBP
EUR 0.07 A ordinary
CFD
SHORT
84,930
14.3580 GBP
EUR 0.07 A ordinary
CFD
SHORT
67,829
14.3580 GBP
EUR 0.07 A ordinary
CFD
SHORT
109,717
14.3584 GBP
EUR 0.07 A ordinary
CFD
SHORT
5,436
14.3634 GBP
EUR 0.07 A ordinary
CFD
SHORT
29,832
14.4183 GBP
EUR 0.07 A ordinary
CFD
SHORT
22,240
14.4476 GBP
EUR 0.07 A ordinary
CFD
SHORT
5,000
14.4631 GBP
EUR 0.07 A ordinary
CFD
SHORT
20,258
14.5450 GBP
EUR 0.07 A ordinary
CFD
SHORT
313
14.5450 GBP
EUR 0.07 A ordinary
CFD
SHORT
898
14.5450 GBP
EUR 0.07 A ordinary
CFD
SHORT
31
14.5450 GBP
EUR 0.07 A ordinary
CFD
SHORT
12
14.5450 GBP
EUR 0.07 A ordinary
CFD
SHORT
38,938
14.5450 GBP
EUR 0.07 A ordinary
CFD
SHORT
2,597
14.5450 GBP
EUR 0.07 A ordinary
CFD
SHORT
2,279
14.5450 GBP
EUR 0.07 A ordinary
CFD
SHORT
5,000
14.5479 GBP
EUR 0.07 B ordinary
CFD
SHORT
24,000
19.4577 GBP
EUR 0.07 B ordinary
CFD
LONG
1,730
14.2310 GBP
EUR 0.07 B ordinary
CFD
LONG
111,350
14.2913 GBP
EUR 0.07 B ordinary
CFD
LONG
144,755
14.2943 GBP
EUR 0.07 B ordinary
CFD
LONG
77,945
14.2943 GBP
EUR 0.07 B ordinary
CFD
LONG
116,917
14.3380 GBP
EUR 0.07 B ordinary
CFD
LONG
217,133
14.3380 GBP
EUR 0.07 B ordinary
CFD
LONG
9,587
14.3964 GBP
EUR 0.07 B ordinary
CFD
LONG
231,608
14.4040 GBP
EUR 0.07 B ordinary
CFD
LONG
124,712
14.4040 GBP
EUR 0.07 B ordinary
CFD
LONG
171,479
14.4096 GBP
EUR 0.07 B ordinary
CFD
LONG
318,461
14.4096 GBP
EUR 0.07 B ordinary
CFD
LONG
1,400
14.4167 GBP
EUR 0.07 B ordinary
CFD
LONG
100,565
14.4248 GBP
EUR 0.07 B ordinary
CFD
LONG
251,555
14.4284 GBP
EUR 0.07 B ordinary
CFD
LONG
7,423
14.4284 GBP
EUR 0.07 B ordinary
CFD
LONG
640
14.4646 GBP
EUR 0.07 B ordinary
CFD
LONG
1,010
14.4646 GBP
EUR 0.07 B ordinary
CFD
LONG
132,218
14.4687 GBP
EUR 0.07 B ordinary
CFD
LONG
49,955
14.5074 GBP
EUR 0.07 B ordinary
CFD
LONG
728
14.5254 GBP
EUR 0.07 B ordinary
CFD
LONG
4,782
14.5254 GBP
EUR 0.07 B ordinary
CFD
LONG
729
14.5254 GBP
EUR 0.07 B ordinary
CFD
LONG
1,428
14.5254 GBP
EUR 0.07 B ordinary
CFD
LONG
10,395
14.5254 GBP
EUR 0.07 B ordinary
CFD
LONG
10,569
14.5254 GBP
EUR 0.07 B ordinary
CFD
LONG
3,000
14.5489 GBP
EUR 0.07 B ordinary
CFD
LONG
17,744
14.5551 GBP
EUR 0.07 B ordinary
CFD
LONG
17,456
14.5593 GBP
EUR 0.07 B ordinary
CFD
LONG
144,755
14.5942 GBP
EUR 0.07 B ordinary
CFD
LONG
77,945
14.5942 GBP
EUR 0.07 B ordinary
CFD
LONG
4,964
14.6020 GBP
EUR 0.07 B ordinary
CFD
LONG
99
14.6347 GBP
EUR 0.07 B ordinary
CFD
LONG
2,068
14.6347 GBP
EUR 0.07 B ordinary
CFD
LONG
294
14.6347 GBP
EUR 0.07 B ordinary
CFD
SHORT
456,934
14.2515 GBP
EUR 0.07 B ordinary
CFD
SHORT
94,079
14.2700 GBP
EUR 0.07 B ordinary
CFD
SHORT
45,200
14.3428 GBP
EUR 0.07 B ordinary
CFD
SHORT
66,810
14.3758 GBP
EUR 0.07 B ordinary
CFD
SHORT
21,309
14.3884 GBP
EUR 0.07 B ordinary
CFD
SHORT
15,000
14.3884 GBP
EUR 0.07 B ordinary
CFD
SHORT
145
14.3912 GBP
EUR 0.07 B ordinary
CFD
SHORT
145
14.3912 GBP
EUR 0.07 B ordinary
CFD
SHORT
3,353
14.3912 GBP
EUR 0.07 B ordinary
CFD
SHORT
1,018
14.3912 GBP
EUR 0.07 B ordinary
CFD
SHORT
23,600
14.3912 GBP
EUR 0.07 B ordinary
CFD
SHORT
1,018
14.3912 GBP
EUR 0.07 B ordinary
CFD
SHORT
48
14.3912 GBP
EUR 0.07 B ordinary
CFD
SHORT
1,124
14.3912 GBP
EUR 0.07 B ordinary
CFD
SHORT
48
14.3912 GBP
EUR 0.07 B ordinary
CFD
SHORT
21,103
14.3993 GBP
EUR 0.07 B ordinary
CFD
SHORT
20,701
14.3993 GBP
EUR 0.07 B ordinary
CFD
SHORT
2,842
14.3993 GBP
EUR 0.07 B ordinary
CFD
SHORT
9,490
14.3993 GBP
EUR 0.07 B ordinary
CFD
SHORT
1,436
14.3993 GBP
EUR 0.07 B ordinary
CFD
SHORT
1,458
14.3993 GBP
EUR 0.07 B ordinary
CFD
SHORT
297,571
14.4025 GBP
EUR 0.07 B ordinary
CFD
SHORT
15,557
14.4102 GBP
EUR 0.07 B ordinary
CFD
SHORT
178
14.4102 GBP
EUR 0.07 B ordinary
CFD
SHORT
47,040
14.4201 GBP
EUR 0.07 B ordinary
CFD
SHORT
94,079
14.4380 GBP
EUR 0.07 B ordinary
CFD
SHORT
233,000
14.4553 GBP
EUR 0.07 B ordinary
CFD
SHORT
124,084
14.4622 GBP
EUR 0.07 B ordinary
CFD
SHORT
5,000
14.4628 GBP
EUR 0.07 B ordinary
CFD
SHORT
28,000
14.4628 GBP
EUR 0.07 B ordinary
CFD
SHORT
213,462
14.5195 GBP
EUR 0.07 B ordinary
CFD
SHORT
7,684
14.5273 GBP
EUR 0.07 B ordinary
CFD
SHORT
579
14.5452 GBP
EUR 0.07 B ordinary
CFD
SHORT
6,267
14.5509 GBP
EUR 0.07 B ordinary
CFD
SHORT
6,117
14.5538 GBP
EUR 0.07 B ordinary
CFD
SHORT
17,668
14.6028 GBP
EUR 0.07 B ordinary
CFD
SHORT
21,013
14.6200 GBP
EUR 0.07 B ordinary
CFD
SHORT
587
14.6200 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
EUR 0.07 A ordinary
PUT
PURCHASE
47,200
19.5000
A
19/02/2016
1.0800 EUR
EUR 0.07 A ordinary
PUT
PURCHASE
40,000
19.5000
A
19/02/2016
1.3000 EUR
EUR 0.07 A ordinary
PUT
PURCHASE
45,000
19.5000
A
19/02/2016
1.3100 EUR
EUR 0.07 A ordinary
PUT
PURCHASE
40,000
19.5000
A
19/02/2016
1.3200 EUR
EUR 0.07 A ordinary
PUT
PURCHASE
15,000
19.5000
A
19/02/2016
1.3300 EUR
EUR 0.07 A ordinary
PUT
PURCHASE
17,700
19.5000
A
19/02/2016
1.3400 EUR
EUR 0.07 A ordinary
PUT
PURCHASE
20,200
19.5000
A
19/02/2016
1.3500 EUR
EUR 0.07 A ordinary
PUT
PURCHASE
99,900
19.5000
A
19/02/2016
1.3700 EUR
EUR 0.07 A ordinary
PUT
PURCHASE
58,500
19.5000
A
19/02/2016
1.3800 EUR
EUR 0.07 A ordinary
PUT
PURCHASE
43,400
19.5000
A
19/02/2016
1.3900 EUR
EUR 0.07 A ordinary
PUT
PURCHASE
10,900
19.5000
A
19/02/2016
1.4000 EUR
EUR 0.07 A ordinary
PUT
PURCHASE
17,200
19.5000
A
19/02/2016
1.4100 EUR
EUR 0.07 A ordinary
PUT
PURCHASE
40,000
19.5000
A
19/02/2016
1.4200 EUR
EUR 0.07 A ordinary
PUT
PURCHASE
5,000
19.5000
A
19/02/2016
1.4300 EUR
(ii) Exercise
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
08 JANUARY 2016
Contact name:
Craig Horsley
Telephone number:
+44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNSThe company news service from the London Stock ExchangeENDFERUGUMCGUPQGUR
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