REG - Threadneedle AM Hdgs Royal Dutch Shell BG Group - Form 8.3 - Royal Dutch Shell PLC <Origin Href="QuoteRef">BG.L</Origin> <Origin Href="QuoteRef">RDSa.L</Origin>

ShellAnnouncement

15/07/2015 17:02

RNS Number : 8142M
Threadneedle Asset Mangmt Hldgs Ltd
11 May 2015
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser:
Threadneedle Asset Management Holdings Ltd
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
 The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
Ameriprise Financial, Inc. ultimate parent company of Threadneedle Asset Management Holdings Ltd and affiliated companies.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Royal Dutch Shell Plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:
 For an opening position disclosure, state the latest practicable date prior to the disclosure
08/05/2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
 If it is a cash offer or possible cash offer, state "N/A"
BG Group Plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
A Ord EUR 0.07
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
13,618,377
0.350%

(2) Cash-settled derivatives:




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:




 TOTAL:
13,618,377
0.350%


Class of relevant security:
B Ord EUR 0.07
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
33,577,921
1.376%
(2) Cash-settled derivatives:




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


189
0.000%
 TOTAL:
33,577,921
1.376%
189
0.000%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchase/sale
Number of securities
Price per unit
A Ord EUR 0.07
Sale
191,564
GBP 20.72
A ADR USD
Sale
33 (Representing 66 Ordinary Shares)
USD 63.86
A ADR USD
Sale
6,457 (Representing 12,914 Ordinary Shares)
USD 62.12




A ADR USD
Purchase
146 (Representing 292 Ordinary Shares)
USD 63.99
A ADR USD
Purchase
384 (Representing 768 Ordinary Shares)
USD 64.04
A ADR USD
Sale
3 (Representing 6 Ordinary Shares)
USD 63.87
A ADR USD
Sale
3 (Representing 6 Ordinary Shares)
USD 63.95








Class of relevant security
Purchase/sale
Number of securities
Price per unit
B Ord EUR 0.07
Purchase
92,276
GBP 20.96




B ADR USD
Purchase
224 (Representing 448 Ordinary Shares)
USD 64.81
B ADR USD
Purchase
13 (Representing 26 Ordinary Shares)
USD 64.93
B ADR USD
Purchase
17 (Representing 34 Ordinary Shares)
USD 64.94
B ADR USD
Sale
125 (Representing 250 Ordinary Shares)
USD 64.8
B ADR USD
Sale
22 (Representing 44 Ordinary Shares)
USD 64.85
B ADR USD
Sale
28 (Representing 56 Ordinary Shares)
USD 64.92
B ADR USD
Sale
450 (Representing 900 Ordinary Shares)
USD 64.93
B ADR USD
Sale
63 (Representing 126 Ordinary Shares)
USD 64.94



















































(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit




(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
















(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
YES (Last page of this document) 
Date of disclosure:
11/05/2015
Contact name:
Mark Powney
Telephone number:
01793 363135
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure:
Threadneedle Asset Management Holdings Ltd
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:
Royal Dutch Shell Plc
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security
Product description e.g. call option
Written or purchased
Number of securities to which option or derivative relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date







ADR RDSB
Put Option
Purchased
189
USD 57.50
American
16/10/2015
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
NONE
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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