REG - UBS Global Asset Man Royal Dutch Shell - Form 8.3 - Royal Dutch Shell Plc <Origin Href="QuoteRef">RDSa.L</Origin>
16/07/2015 14:27
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RNS Number : 4215S
UBS Global Asset Management*
07 July 2015
This announcement replaces the previous RNS announcement 9405Q released at
10.10am on the 23rd June 2015. Amendments made to section 3(d) Other dealings
(including subscribing for new securities).
All other information remains unchanged
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: UBS Global Asset Management *
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree Royal Dutch Shell PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure 22 June 2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" YESBG Group PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the
offeror or offeree to which the disclosure relates following the dealing (if
any)
Class of relevant security: EUR 0.07 A ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 40,178,783 1.03 0 0.00
(2) Cash-settled derivatives: 7,307 0.00 2,131 0.00
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 0 0.00 0 0.00
TOTAL: 40,186,090 1.03 2,131 0.00
Class of relevant security: EUR 0.07 B ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 34,853,150 1.43 0 0.00
(2) Cash-settled derivatives: 0 0.00 0 0.00
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 0 0.00 407,310 0.00
TOTAL: 34,853,150 1.43 407,310 0.00
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and
other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
EUR 0.07 A ordinary PURCHASE 2,015 26.095000 EUR
EUR 0.07 A ordinary PURCHASE 5,406 18.750000 GBP
EUR 0.07 A ordinary SALE 93,500 26.143600 EUR
EUR 0.07 A ordinary SALE 336,534 18.694707 GBP
EUR 0.07 A ordinary SALE 770,200 26.198400 EUR
EUR 0.07 B ordinary PURCHASE 4,020 19.025000 GBP
TOTAL PURCHASE 11,441
TOTAL SALE 1,200,234
(b) Cash-settled derivative transactions
Class of relevant security Product descriptione.g. CFD Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit
EUR 0.07 A ordinary Contract for Difference OPEN SHORT POSITION 10 0.000000 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Typee.g. American, European etc. Expiry date Option money paid/ received per unit
(ii) Exercise
Class of relevant security Product descriptione.g. call option Exercising/ exercised against Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealinge.g. subscription, conversion Details Price per unit (if applicable)
EUR 0.07 A ordinary CORPORATE ACTION 196 20.423980 GBP
EUR 0.07 A ordinary CORPORATE ACTION 87 27.862874 EUR
EUR 0.07 A ordinary CORPORATE ACTION 52 20.423846 GBP
EUR 0.07 A ordinary CORPORATE ACTION 4,177 20.424002 GBP
EUR 0.07 A ordinary CORPORATE ACTION 521 20.423992 GBP
EUR 0.07 A ordinary CORPORATE ACTION 495,690 20.424000 GBP
EUR 0.07 A ordinary CORPORATE ACTION 218 20.423991 GBP
EUR 0.07 A ordinary CORPORATE ACTION 26,791 20.424001 GBP
EUR 0.07 A ordinary CORPORATE ACTION 1,409 20.424003 GBP
EUR 0.07 A ordinary CORPORATE ACTION 38 20.423947 GBP
EUR 0.07 A ordinary CORPORATE ACTION 1,279 20.423995 GBP
EUR 0.07 A ordinary CORPORATE ACTION 14,588 20.423999 GBP
EUR 0.07 A ordinary CORPORATE ACTION 19 20.424211 GBP
EUR 0.07 A ordinary CORPORATE ACTION 428 20.424009 GBP
EUR 0.07 A ordinary CORPORATE ACTION 1,645 20.423994 GBP
EUR 0.07 A ordinary CORPORATE ACTION 454 20.423987 GBP
EUR 0.07 A ordinary CORPORATE ACTION 308 20.424026 GBP
EUR 0.07 A ordinary CORPORATE ACTION 3,246 20.424005 GBP
EUR 0.07 A ordinary CORPORATE ACTION 29 20.424138 GBP
EUR 0.07 A ordinary CORPORATE ACTION 118 20.423983 GBP
EUR 0.07 A ordinary CORPORATE ACTION 41 20.423902 GBP
EUR 0.07 A ordinary CORPORATE ACTION 8 20.423750 GBP
EUR 0.07 A ordinary CORPORATE ACTION 64 20.424063 GBP
EUR 0.07 A ordinary CORPORATE ACTION 78 20.423974 GBP
EUR 0.07 A ordinary CORPORATE ACTION 62 20.424032 GBP
EUR 0.07 A ordinary CORPORATE ACTION 996 20.423996 GBP
EUR 0.07 A ordinary CORPORATE ACTION 551 20.424011 GBP
EUR 0.07 A ordinary CORPORATE ACTION 58 20.423966 GBP
EUR 0.07 A ordinary CORPORATE ACTION 2,195 20.423998 GBP
EUR 0.07 A ordinary CORPORATE ACTION 7 20.424286 GBP
EUR 0.07 A ordinary CORPORATE ACTION 83 20.423976 GBP
EUR 0.07 A ordinary CORPORATE ACTION 53 20.423962 GBP
EUR 0.07 A ordinary CORPORATE ACTION 9,486 20.424957 GBP
EUR 0.07 A ordinary CORPORATE ACTION 121 20.423967 GBP
EUR 0.07 A ordinary CORPORATE ACTION 81 20.423951 GBP
EUR 0.07 A ordinary CORPORATE ACTION 198 20.423990 GBP
EUR 0.07 A ordinary CORPORATE ACTION 7,633 27.862831 EUR
EUR 0.07 A ordinary CORPORATE ACTION 62 27.862903 EUR
EUR 0.07 A ordinary CORPORATE ACTION 2,857 27.862835 EUR
EUR 0.07 A ordinary CORPORATE ACTION 210 27.862810 EUR
EUR 0.07 A ordinary CORPORATE ACTION 1,418 27.862828 EUR
EUR 0.07 A ordinary CORPORATE ACTION 91,572 27.862833 EUR
EUR 0.07 A ordinary CORPORATE ACTION 397 27.862821 EUR
EUR 0.07 A ordinary CORPORATE ACTION 437 27.862838 EUR
EUR 0.07 A ordinary CORPORATE ACTION 21,834 27.862832 EUR
EUR 0.07 A ordinary CORPORATE ACTION 35,712 27.862834 EUR
EUR 0.07 A ordinary CORPORATE ACTION 421 27.862827 EUR
EUR 0.07 A ordinary CORPORATE ACTION 682 27.862830 EUR
EUR 0.07 A ordinary CORPORATE ACTION 1,156 27.862829 EUR
EUR 0.07 A ordinary CORPORATE ACTION 23 27.863043 EUR
EUR 0.07 A ordinary CORPORATE ACTION 32 27.862813 EUR
EUR 0.07 A ordinary CORPORATE ACTION 129 27.862868 EUR
EUR 0.07 A ordinary CORPORATE ACTION 9 27.863333 EUR
EUR 0.07 A ordinary CORPORATE ACTION 186 27.862849 EUR
EUR 0.07 A ordinary CORPORATE ACTION 113 20.423929 GBP
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? Yes
Date of disclosure: 23/06/2015
Contact name: Miss Kirsty Lahmar
Telephone number: +44 20 7901 5887
Telephone number:
+44 20 7901 5887
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's disclosure requirements
on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being disclosed: UBS Global Asset Management *
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: Royal Dutch Shell PLC
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Typee.g. American, European etc. Expiry date
EUR 0.07 B ordinary Call Option Written 407,310 GBP 21.0463 EUR 25/06/2015
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
* this report is on behalf of:
UBS AG (UBS Global Asset Management operating in Switzerland)
UBS Global Asset Management (Americas) Inc
UBS Global Asset Management (Australia) Ltd
UBS Global Asset Management (UK) Ltd
UBS Global Asset Management (Hong Kong) Ltd
UBS Global Asset Management (Singapore) Ltd
UBS Global Asset Management (Taiwan) Ltd
This information is provided by RNS
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