REG - UBS Global Asset Man Royal Dutch Shell - Form 8.3 - Royal Dutch Shell Plc <Origin Href="QuoteRef">RDSa.L</Origin>

ShellAnnouncement

22/09/2015 11:20

RNS Number : 8129Z
UBS Global Asset Management*
22 September 2015
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1. KEY INFORMATION
(a) Full name of discloser:
UBS Global Asset Management *
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
 The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Royal Dutch Shell PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:
 For an opening position disclosure, state the latest practicable date prior to the disclosure
21 September 2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
BG Group PLC 
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
EUR 0.07 A ordinary
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
 36,756,981
 0.93
 0
 0.00
(2) Cash-settled derivatives:
 122,712
 0.00
0
 0.00
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
 0
 0.00
 0
 0.00
 TOTAL:
 36,879,693
 0.93
0
 0.00
Class of relevant security:
EUR 0.07 B ordinary
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
 32,233,082
 1.32
 0
 0.00
(2) Cash-settled derivatives:
 0
 0.00
 0
 0.00
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
 0
 0.00

 0.00
 TOTAL:
32,233,082
 1.32

 0.00
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchase/sale
Number of securities
Price per unit
EUR 0.07 A ordinary
SALE
 2,291
 15.775000 GBP
EUR 0.07 A ordinary
SALE
 263,600
 22.000000 EUR
EUR 0.07 A ordinary
SALE
 919,777
 15.810400 GBP
EUR 0.07 B ordinary
SALE
 573,762
 15.981200 GBP
TOTAL SALE
 1,759,430
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit





(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
EUR 0.07 A ordinary
CORPORATE ACTION
 71
 18.406056 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 3,032
 18.406003 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 746
 18.406005 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 906
 18.406004 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 88
 18.406023 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 287,105
 18.406000 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 94
 18.405957 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 147
 18.405986 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 31
 18.406129 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 27,230
 18.405999 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 143
 18.406014 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 2,470
 18.405996 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 366
 18.406011 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 868
 18.405991 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 412
 18.405995 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 1,317
 18.406006 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 127
 18.405984 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 13,235
 18.406266 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 36
 18.406111 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 32
 18.405938 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 14,228
 18.406001 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 544
 18.405993 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 29
 18.405862 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 9
 18.405556 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 92
 18.406087 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 239
 18.405983 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 33
 18.406061 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 241
 18.406017 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 486
 18.406008 GBP
EUR 0.07 A ordinary
TRANSFER OUT
 61,955
 16.580000 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 247
 18.405992 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 514
 18.406012 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 53
 18.406038 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 5,363
 18.406002 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 3,833
 18.405998 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 767
 18.405997 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 91
 18.406044 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 41
 18.406098 GBP
EUR 0.07 A ordinary
CORPORATE ACTION
 6,726
 25.162340 EUR
EUR 0.07 A ordinary
CORPORATE ACTION
 23
 25.162174 EUR
EUR 0.07 A ordinary
CORPORATE ACTION
 708
 25.162345 EUR
EUR 0.07 A ordinary
CORPORATE ACTION
 14
 25.162143 EUR
EUR 0.07 A ordinary
CORPORATE ACTION
 22
 25.162273 EUR
EUR 0.07 A ordinary
CORPORATE ACTION
 117
 25.162308 EUR
EUR 0.07 A ordinary
CORPORATE ACTION
 25
 25.162400 EUR
EUR 0.07 A ordinary
CORPORATE ACTION
 105
 25.162286 EUR
EUR 0.07 A ordinary
CORPORATE ACTION
 95
 25.162316 EUR
EUR 0.07 A ordinary
CORPORATE ACTION
 3
 25.163333 EUR
EUR 0.07 A ordinary
CORPORATE ACTION
 7
 25.162857 EUR
EUR 0.07 A ordinary
CORPORATE ACTION
 160
 25.162312 EUR
EUR 0.07 A ordinary
CORPORATE ACTION
 1,091
 25.162337 EUR
EUR 0.07 A ordinary
CORPORATE ACTION
 151
 25.162318 EUR
EUR 0.07 A ordinary
CORPORATE ACTION
 844
 25.162346 EUR
EUR 0.07 A ordinary
CORPORATE ACTION
 19
 25.162105 EUR
EUR 0.07 A ordinary
CORPORATE ACTION
 31
 25.162258 EUR
EUR 0.07 A ordinary
CORPORATE ACTION
 11
 25.162727 EUR
EUR 0.07 A ordinary
CORPORATE ACTION
 99,188
 25.162342 EUR
EUR 0.07 A ordinary
CORPORATE ACTION
 41
 25.162439 EUR
EUR 0.07 A ordinary
CORPORATE ACTION
 15,975
 25.162343 EUR
EUR 0.07 A ordinary
CORPORATE ACTION
 88
 25.162386 EUR
EUR 0.07 A ordinary
CORPORATE ACTION
 1,308
 25.162347 EUR
EUR 0.07 A ordinary
CORPORATE ACTION
 10
 25.162000 EUR
EUR 0.07 A ordinary
CORPORATE ACTION
 61,603
 25.162341 EUR
EUR 0.07 B ordinary
TRANSFER OUT
 40,436
 16.715000 GBP
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
NO
Date of disclosure:
22/09/2015
Contact name:
Miss Kirsty Lahmar
Telephone number:
+44 20 7901 5887 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
* this report is on behalf of:
UBS AG (UBS Global Asset Management operating in Switzerland)
UBS Global Asset Management (Americas) Inc
UBS Global Asset Management (Australia) Ltd
UBS Global Asset Management (UK) Ltd
UBS Global Asset Management (Hong Kong) Ltd
UBS Global Asset Management (Singapore) Ltd
UBS Global Asset Management (Taiwan) Ltd

This information is provided by RNS
The company news service from the London Stock Exchange
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