REG - AllianzGI-Global Royal Dutch Shell - Form 8.3 - Royal Dutch Shell (Amendment) <Origin Href="QuoteRef">RDSa.L</Origin>

ShellAnnouncement

08/09/2015 15:20

RNS Number : 4467Y
AllianzGI-Global Equity Business
08 September 2015
 AMENDMENT-FORM 8.3
PUBLIC DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser:
Allianz Global Investors - Global Equity Business Unit
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
 The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Royal Dutch Shell Plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:
 For an opening position disclosure, state the latest practicable date prior to the disclosure
 04 September 2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
 If it is a cash offer or possible cash offer, state "N/A"
Yes - BG Group Plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
EUR 0.07 A ordinary shares
(incl. A ADRs)
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
42,876,453
1.09%


(2) Cash-settled derivatives:




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
1,000
0.00003%
92,000
0.002%
 TOTAL:
42,877,453
1.09%
92,000
0.002%
Class of relevant security:
EUR 0.07 B ordinary shares
(incl. B ADRs)
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
10,177,961
0.42%


(2) Cash-settled derivatives:




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:




 TOTAL:
10,177,961
0.42%


All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchase/sale
Number of securities
Price per unit
EUR 0.07
A type ADRs
Sale
62
USD 49.7592
EUR 0.07
A type ADRs
Sale
2,243
USD 49.5891
EUR 0.07
A type ADRs
Sale
1,097
USD 49.5491
EUR 0.07
A type ADRs
Sale
142
USD 49.5041
EUR 0.07
A type ADRs
Sale
273
USD 49.5036
EUR 0.07
A type ADRs
Sale
82
USD 49.4993
EUR 0.07
A type ADRs
Sale
295
USD 49.4991
EUR 0.07
A type ADRs
Sale
61
USD 49.4990
EUR 0.07
A type ADRs
Sale
325
USD 49.4814
EUR 0.07
A type ADRs
Sale
86
USD 49.4792
EUR 0.07
A type ADRs
Sale
828
USD 49.4791
EUR 0.07
A type ADRs
Sale
121
USD 49.4789
EUR 0.07
A type ADRs
Sale
199
USD 49.4741
EUR 0.07
A type ADRs
Sale
226
USD 49.4691
EUR 0.07
A type ADRs
Sale
228
USD 49.4046
EUR 0.07
A type ADRs
Sale
369
USD 49.3927
EUR 0.07
A type ADRs
Sale
161
USD 49.3729
EUR 0.07
A type ADRs
Sale
941
USD 49.3592
EUR 0.07
A type ADRs
Sale
1,074
USD 49.3577
EUR 0.07
A type ADRs
Sale
101
USD 49.3292
EUR 0.07
A type ADRs
Sale
359
USD 49.3237
EUR 0.07
A type ADRs
Sale
139
USD 49.2891
EUR 0.07
A type ADRs
Sale
119
USD 49.2591
EUR 0.07
A type ADRs
Sale
59
USD 49.2514
EUR 0.07
A type ADRs
Purchase 
45
USD 49.3244
EUR 0.07
A type ADRs
Purchase
80
USD 49.3245
EUR 0.07
A type ADRs
Purchase
16
USD 49.3250
EUR 0.07
A type ADRs
Purchase
68
USD 49.5500
EUR 0.07
A type ADRs
Purchase 
17
USD 49.6300
EUR 0.07
A type ADRs
Purchase
24
USD 49.6375
EUR 0.07
A type ADRs
Purchase
10
USD 49.7400
EUR 0.07
A type ADRs
Purchase
33
USD 49.7700
EUR 0.07 A ordinary shares
Purchase
3,590
EUR 22.5358
EUR 0.07 B ordinary shares
Purchase
3,157
GBP 16.2950
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit




(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
YES
Date of disclosure:
08 September 2015
Contact name:
Sujith Sudevan
Telephone number:
+44 (0) 20 3246 7503
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being disclosed:
Allianz Global Investors - Global Equity Business Unit
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:
Royal Dutch Shell Plc
2. OPTIONS AND DERIVATIVES
Class of relevant security
Product description e.g. call option
Written or purchased
Number of securities to which option or derivative relates
Exercise price per unit
Type
e.g.American, European etc.
Expiry date
Common
Call Option
Written
68,000
EUR 30 
American
18 Dec 2015
Common
Call Option
Purchased
1,000
EUR 30 
American
18 Dec 2015
Common
Put Option
Purchased
24,000
GBP 20
American
18 March 2016
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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