REG - AllianzGI-Global Royal Dutch Shell - Form 8.3 - Royal Dutch Shell Plc <Origin Href="QuoteRef">RDSa.L</Origin>

ShellAnnouncement

03/11/2015 15:12

RNS Number : 4253E
AllianzGI-Global Equity Business
03 November 2015
 FORM 8.3
PUBLIC DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser:
Allianz Global Investors - Global Equity Business Unit
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
 The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Royal Dutch Shell Plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:
 For an opening position disclosure, state the latest practicable date prior to the disclosure
 02 November 2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
 If it is a cash offer or possible cash offer, state "N/A"
Yes - BG Group Plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
EUR 0.07 A ordinary shares
(incl. A ADRs)
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
43,855,376
1.11%


(2) Cash-settled derivatives:




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
1,000
0.00003%
167,000
0.004%
 TOTAL:
43,856,376
1.11%
167,000
0.004%
Class of relevant security:
EUR 0.07 B ordinary shares
(incl. B ADRs)
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
10,360,407
0.42%


(2) Cash-settled derivatives:




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


36,000
0.001%
 TOTAL:
10,360,407
0.42%
36,000
0.001%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchase/sale
Number of securities
Price per unit (USD)
EUR 0.07
A type ADRs
Sale
85
53.7491
EUR 0.07
A type ADRs
Sale
311
53.7241
EUR 0.07
A type ADRs
Sale
162
53.7240
EUR 0.07
A type ADRs
Sale
104
53.7229
EUR 0.07
A type ADRs
Sale
731
53.7228
EUR 0.07
A type ADRs
Sale
302
53.7223
EUR 0.07
A type ADRs
Sale
386
53.7220
EUR 0.07
A type ADRs
Sale
170
53.7219
EUR 0.07
A type ADRs
Sale
187
53.7217
EUR 0.07
A type ADRs
Sale
592
53.7198
EUR 0.07
A type ADRs
Sale
264
53.7192
EUR 0.07
A type ADRs
Sale
842
53.7191
EUR 0.07
A type ADRs
Sale
170
53.7190
EUR 0.07
A type ADRs
Sale
8
53.7188
EUR 0.07
A type ADRs
Sale
215
53.7090
EUR 0.07
A type ADRs
Sale
7
53.7086
EUR 0.07
A type ADRs
Sale
531
53.5190
EUR 0.07
A type ADRs
Sale
5
53.3180
EUR 0.07
A type ADRs
Sale
4
53.3175
EUR 0.07
A type ADRs
Sale
164
53.2790
EUR 0.07
A type ADRs
Sale
271
53.2690
EUR 0.07
A type ADRs
Sale
92
53.2638
EUR 0.07
A type ADRs
Sale
208
53.2490
EUR 0.07
A type ADRs
Sale
59
53.1441
EUR 0.07
A type ADRs
Sale
642
53.1429
EUR 0.07
A type ADRs
Sale
103
53.1392
EUR 0.07
A type ADRs
Sale
158
53.1390
EUR 0.07
A type ADRs
Sale
11
53.0900
EUR 0.07
A type ADRs
Purchase
3,433
53.1187
EUR 0.07
A type ADRs
Purchase
10
53.1190
EUR 0.07
A type ADRs
Purchase
36
53.3261
EUR 0.07
A type ADRs
Purchase
79
53.3262
EUR 0.07
A type ADRs
Purchase
26
53.3265
EUR 0.07
A type ADRs
Purchase
2,027
53.3267
EUR 0.07
A type ADRs
Purchase
51
53.3396
EUR 0.07
A type ADRs
Purchase
372
53.3397
EUR 0.07
A type ADRs
Purchase
46
53.3398
EUR 0.07
A type ADRs
Purchase
4
53.3400
EUR 0.07
A type ADRs
Purchase
5
53.7060
EUR 0.07
A type ADRs
Purchase
13
53.7200
Class of relevant security
Purchase/sale
Number of securities
Price per unit 
N/A
N/A
N/A
N/A
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit




(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
YES
Date of disclosure:
03 November 2015
Contact name:
Sujith Sudevan
Telephone number:
+44 (0) 20 3246 7578
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being disclosed:
Allianz Global Investors - Global Equity Business Unit
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:
Royal Dutch Shell Plc
2. OPTIONS AND DERIVATIVES
Class of relevant security
Product description e.g. call option
Written or purchased
Number of securities to which option or derivative relates
Exercise price per unit
Type
e.g.American, European etc.
Expiry date
Common
Call Option
Written
68,000
EUR 30 
American
18 Dec 2015
Common
Call Option
Written
75,000
EUR 25.5
American
18 Dec 2015
Common
Call Option
Purchased
1,000
EUR 30 
American
18 Dec 2015
Common
Put Option
Purchased
36,000
GBP 20
American
18 March 2016
Common
Put Option
Purchased
24,000
GBP 22
American
18 March 2016
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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