REG - AllianzGI-Global Royal Dutch Shell - Form 8.3 - Royal Dutch Shell Plc <Origin Href="QuoteRef">RDSa.L</Origin>

ShellAnnouncement

09/11/2015 15:02

RNS Number : 0768F
AllianzGI-Global Equity Business
09 November 2015
 FORM 8.3
PUBLIC DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser:
Allianz Global Investors - Global Equity Business Unit
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
 The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Royal Dutch Shell Plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:
 For an opening position disclosure, state the latest practicable date prior to the disclosure
 06 November 2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
 If it is a cash offer or possible cash offer, state "N/A"
Yes - BG Group Plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
EUR 0.07 A ordinary shares
(incl. A ADRs)
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
43,866,869
1.11%


(2) Cash-settled derivatives:




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
1,000
0.00003%
167,000
0.004%
 TOTAL:
43,867,869
1.11%
167,000
0.004%
Class of relevant security:
EUR 0.07 B ordinary shares
(incl. B ADRs)
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
10,433,246
0.43%


(2) Cash-settled derivatives:




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


46,000
0.002%
 TOTAL:
10,433,246
0.43%
46,000
0.002%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchase/sale
Number of securities
Price per unit (USD)
EUR 0.07
A type ADRs
Sale
70
52.0126
EUR 0.07
A type ADRs
Sale
157
52.0125
EUR 0.07
A type ADRs
Sale
47
52.0091
EUR 0.07
A type ADRs
Sale
10
52.0090
EUR 0.07
A type ADRs
Sale
276
51.9926
EUR 0.07
A type ADRs
Sale
183
51.9840
EUR 0.07
A type ADRs
Sale
139
51.9834
EUR 0.07
A type ADRs
Sale
352
51.9792
EUR 0.07
A type ADRs
Sale
126
51.9740
EUR 0.07
A type ADRs
Sale
251
51.9728
EUR 0.07
A type ADRs
Sale
15
51.9707
EUR 0.07
A type ADRs
Sale
175
51.9691
EUR 0.07
A type ADRs
Sale
41
51.9690
EUR 0.07
A type ADRs
Sale
41
51.9241
EUR 0.07
A type ADRs
Sale
89
51.9210
EUR 0.07
A type ADRs
Sale
96
51.9016
EUR 0.07
A type ADRs
Sale
58
51.8990
EUR 0.07
A type ADRs
Sale
57
51.8942
EUR 0.07
A type ADRs
Sale
368
51.8939
EUR 0.07
A type ADRs
Sale
150
51.8929
EUR 0.07
A type ADRs
Sale
211
51.8891
EUR 0.07
A type ADRs
Sale
52
51.8890
EUR 0.07
A type ADRs
Sale
50
51.8516
EUR 0.07
A type ADRs
Sale
7,522
51.7603
EUR 0.07
A type ADRs
Sale
72
51.7156
EUR 0.07
A type ADRs
Sale
1,088
51.6790
EUR 0.07
A type ADRs
Sale
186
51.6644
EUR 0.07
A type ADRs
Purchase
60
51.8190
EUR 0.07
A type ADRs
Purchase
300
51.8499
EUR 0.07
A type ADRs
Purchase
14
51.8500
EUR 0.07
A type ADRs
Purchase
22
51.8559
EUR 0.07
A type ADRs
Purchase
372
51.8561
EUR 0.07
A type ADRs
Purchase
29
51.8562
EUR 0.07
A type ADRs
Purchase
10
51.8600
EUR 0.07
A type ADRs
Purchase
1,020
51.8639
EUR 0.07
A type ADRs
Purchase
10
51.8640
EUR 0.07
A type ADRs
Purchase
42
51.8964
EUR 0.07
A type ADRs
Purchase
728
51.8965
EUR 0.07
A type ADRs
Purchase
90
51.8966
EUR 0.07
A type ADRs
Purchase
3,351
51.9346
EUR 0.07
A type ADRs
Purchase
375
51.9800
EUR 0.07
A type ADRs
Purchase
49
51.9900
Class of relevant security
Purchase/sale
Number of securities
Price per unit
EUR 0.07 A ordinary shares
Purchase
15,563
24.1764 EUR
EUR 0.07 B ordinary shares
Purchase
1,715
17.2967 GBP
 
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit




(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
YES
Date of disclosure:
09 November 2015
Contact name:
Sujith Sudevan
Telephone number:
+44 (0) 20 3246 7578
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being disclosed:
Allianz Global Investors - Global Equity Business Unit
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:
Royal Dutch Shell Plc
2. OPTIONS AND DERIVATIVES
Class of relevant security
Product description e.g. call option
Written or purchased
Number of securities to which option or derivative relates
Exercise price per unit
Type
e.g.American, European etc.
Expiry date
Common
Call Option
Written
68,000
EUR 30 
American
18 Dec 2015
Common
Call Option
Written
75,000
EUR 25.5
American
18 Dec 2015
Common
Call Option
Purchased
1,000
EUR 30 
American
18 Dec 2015
Common
Put Option
Purchased
36,000
GBP 20
American
18 March 2016
Common
Put Option
Purchased
34,000
GBP 22
American
18 March 2016
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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