REG - BkofA Merrill Lynch Royal Dutch Shell - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">RDSa.L</Origin>
24/09/2015 11:51
For best results when printing this announcement, please click on the link
below:
http://pdf.reuters.com/Regnews/regnews.asp?i=43059c3bf0e37541&u=urn:newsml:reuters.com:20150924:nRSX1010Aa
RNS Number : 1010A
Bank of America Merrill Lynch
24 September 2015
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Royal Dutch Shell PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is connected: Royal Dutch Shell PLC
(d) Date dealing undertaken: 23/09/2015
(e) In addition to the company in 1(b) above, is the YES
exempt principal trader making disclosures in If YES, specify which:
respect of any other party to this offer? (BG Group PLC)
If it is a cash offer or possible cash offer, state "N/A"
(c)
Name of the party to the offer with which exempt principal trader is
connected:
Royal Dutch Shell PLC
(d) Date dealing undertaken:
23/09/2015
(e) In addition to the company in 1(b) above, is the
exempt principal trader making disclosures in
respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
YES
If YES, specify which:
(BG Group PLC)
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class
of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN GB00B03MM408 Purchase 1,373,660 15.95 GBP 15.5 GBP
Common - ISIN GB00B03MM408 Sale 1,319,009 15.96 GBP 15.51 GBP
Common - ISIN GB00B03MLX29 Purchase 1,385,314 15.82 GBP 15.38 GBP
Common - ISIN GB00B03MLX29 Purchase 1,229,649 21.85 EUR 21.37 EUR
Common - ISIN GB00B03MLX29 Sale 1,426,326 15.77 GBP 15.42 GBP
Common - ISIN GB00B03MLX29 Sale 1,133,195 24.8 EUR 21.42 EUR
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of reference securities Price per unit
relevant security e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short position
Common - ISIN GB00B03MLX29 Swaps Long 2,589 15.749 GBP
Common - ISIN GB00B03MLX29 Swaps Long 2,471 15.726 GBP
Common - ISIN GB00B03MLX29 Swaps Long 2,355 15.724 GBP
Common - ISIN GB00B03MLX29 Swaps Long 1,812 15.726 GBP
Common - ISIN GB00B03MLX29 Swaps Long 8,453 21.898 EUR
Common - ISIN GB00B03MLX29 Swaps Long 30,588 21.726 EUR
Common - ISIN GB00B03MLX29 Swaps Long 3,716 15.668 GBP
Common - ISIN GB00B03MLX29 Swaps Long 1,971 15.709 GBP
Common - ISIN GB00B03MLX29 Swaps Long 4,796 21.556 EUR
Common - ISIN GB00B03MLX29 Swaps Long 2,688 21.54 EUR
Common - ISIN GB00B03MLX29 Swaps Long 1,561 21.556 EUR
Common - ISIN GB00B03MLX29 Swaps Long 879 21.556 EUR
Common - ISIN GB00B03MLX29 Swaps Long 300 15.41 GBP
Common - ISIN GB00B03MLX29 Swaps Long 2,794 21.505 EUR
Common - ISIN GB00B03MLX29 Swaps Long 796 21.505 EUR
Common - ISIN GB00B03MLX29 Swaps Long 200 21.505 EUR
Common - ISIN GB00B03MLX29 Swaps Long 155 21.62 EUR
Common - ISIN GB00B03MLX29 Swaps Long 65 21.505 EUR
Common - ISIN GB00B03MLX29 Swaps Long 761,320 21.68 EUR
Common - ISIN GB00B03MLX29 Swaps Long 1,080,470 15.664 GBP
Common - ISIN GB00B03MLX29 Swaps Long 1,869 15.664 GBP
Common - ISIN GB00B03MLX29 Swaps Long 9,029 15.674 GBP
Common - ISIN GB00B03MLX29 Swaps Long 4,819 15.658 GBP
Common - ISIN GB00B03MLX29 Swaps Long 1,860 15.674 GBP
Common - ISIN GB00B03MLX29 Swaps Long 614 21.738 EUR
Common - ISIN GB00B03MLX29 Swaps Long 9,001 21.534 EUR
Common - ISIN GB00B03MLX29 Swaps Long 499 21.534 EUR
Common - ISIN GB00B03MLX29 Swaps Long 25,714 15.668 GBP
Common - ISIN GB00B03MLX29 Swaps Long 900 15.7 GBP
Common - ISIN GB00B03MLX29 Swaps Short 809 15.789 GBP
Common - ISIN GB00B03MLX29 Swaps Short 2,101 15.611 GBP
Common - ISIN GB00B03MLX29 Swaps Short 38,165 21.54 EUR
Common - ISIN GB00B03MLX29 Swaps Short 483 15.686 GBP
Common - ISIN GB00B03MLX29 Swaps Short 29 21.666 EUR
Common - ISIN GB00B03MLX29 Swaps Short 1,971 15.492 GBP
Common - ISIN GB00B03MLX29 Swaps Short 4,110 15.492 GBP
Common - ISIN GB00B03MLX29 Swaps Short 634 15.748 GBP
Common - ISIN GB00B03MLX29 Swaps Short 835 15.748 GBP
Common - ISIN GB00B03MLX29 Swaps Short 4,689 21.576 EUR
Common - ISIN GB00B03MLX29 Swaps Short 66 15.658 GBP
Common - ISIN GB00B03MLX29 Swaps Short 300 15.658 GBP
Common - ISIN GB00B03MLX29 Swaps Short 974 15.658 GBP
Common - ISIN GB00B03MLX29 Swaps Short 1,507 21.676 EUR
Common - ISIN GB00B03MLX29 Swaps Short 761,700 21.676 EUR
Common - ISIN GB00B03MLX29 Swaps Short 1,083,874 15.662 GBP
Common - ISIN GB00B03MLX29 Swaps Short 6,679 15.675 GBP
Common - ISIN GB00B03MLX29 Swaps Short 9,029 15.679 GBP
Common - ISIN GB00B03MLX29 Swaps Short 3,276 21.495 EUR
Common - ISIN GB00B03MLX29 Swaps Short 16,698 21.564 EUR
Common - ISIN GB00B03MLX29 Swaps Short 22,072 21.547 EUR
Common - ISIN GB00B03MLX29 Swaps Short 75,067 21.562 EUR
Common - ISIN GB00B03MLX29 Swaps Short 800 21.571 EUR
Common - ISIN GB00B03MLX29 Swaps Short 3,551 21.753 EUR
Common - ISIN GB00B03MLX29 Swaps Short 999 21.51 EUR
Common - ISIN GB00B03MLX29 Swaps Short 9,001 21.51 EUR
Common - ISIN GB00B03MLX29 Swaps Short 4,737 15.682 GBP
Common - ISIN GB00B03MM408 Swaps Long 10,460 15.782 GBP
Common - ISIN GB00B03MM408 Swaps Long 6,054 15.839 GBP
Common - ISIN GB00B03MM408 Swaps Long 371 15.524 GBP
Common - ISIN GB00B03MM408 Swaps Long 3,660 15.678 GBP
Common - ISIN GB00B03MM408 Swaps Long 8,750 15.746 GBP
Common - ISIN GB00B03MM408 Swaps Long 4,500 15.786 GBP
Common - ISIN GB00B03MM408 Swaps Long 3,907 15.786 GBP
Common - ISIN GB00B03MM408 Swaps Long 3,392 15.786 GBP
Common - ISIN GB00B03MM408 Swaps Long 2,916 15.814 GBP
Common - ISIN GB00B03MM408 Swaps Long 749 15.81 GBP
Common - ISIN GB00B03MM408 Swaps Long 583 15.8 GBP
Common - ISIN GB00B03MM408 Swaps Long 400 15.786 GBP
Common - ISIN GB00B03MM408 Swaps Long 180 15.786 GBP
Common - ISIN GB00B03MM408 Swaps Long 108 15.814 GBP
Common - ISIN GB00B03MM408 Swaps Long 895,811 15.803 GBP
Common - ISIN GB00B03MM408 Swaps Long 1,104 15.803 GBP
Common - ISIN GB00B03MM408 Swaps Long 726 15.515 GBP
Common - ISIN GB00B03MM408 Swaps Long 156 15.515 GBP
Common - ISIN GB00B03MM408 Swaps Long 500 15.799 GBP
Common - ISIN GB00B03MM408 Swaps Long 28 15.874 GBP
Common - ISIN GB00B03MM408 Swaps Long 543 15.929 GBP
Common - ISIN GB00B03MM408 Swaps Long 50 15.864 GBP
Common - ISIN GB00B03MM408 Swaps Long 1,867 15.879 GBP
Common - ISIN GB00B03MM408 Swaps Long 1,162 15.879 GBP
Common - ISIN GB00B03MM408 Swaps Long 640 15.879 GBP
Common - ISIN GB00B03MM408 Swaps Short 289 15.753 GBP
Common - ISIN GB00B03MM408 Swaps Short 444 15.823 GBP
Common - ISIN GB00B03MM408 Swaps Short 2,637 15.823 GBP
Common - ISIN GB00B03MM408 Swaps Short 3,431 15.823 GBP
Common - ISIN GB00B03MM408 Swaps Short 294 15.83 GBP
Common - ISIN GB00B03MM408 Swaps Short 4,293 15.79 GBP
Common - ISIN GB00B03MM408 Swaps Short 10,439 15.79 GBP
Common - ISIN GB00B03MM408 Swaps Short 1,700 15.725 GBP
Common - ISIN GB00B03MM408 Swaps Short 895,873 15.801 GBP
Common - ISIN GB00B03MM408 Swaps Short 882 15.525 GBP
Common - ISIN GB00B03MM408 Swaps Short 423 15.793 GBP
Common - ISIN GB00B03MM408 Swaps Short 3,636 15.845 GBP
Common - ISIN GB00B03MM408 Swaps Short 4,101 15.865 GBP
Common - ISIN GB00B03MM408 Swaps Short 45,306 15.833 GBP
Common - ISIN GB00B03MM408 Swaps Short 281 15.656 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product description e.g. call option Writing, purchasing, selling, varying etc. Number Exercise Type Expiry date Option money paid/ received per unit
of of price e.g. American, European etc.
relevant security securities to which option relates per unit
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ Number of Exercise Price per
e.g. call option exercised securities unit
against
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 24/09/2015
Contact name: Kim Oakley
Telephone number: 0207 996 0275
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock ExchangeRecent news on Shell
See all newsREG-Transaction in Own Shares
AnnouncementREG-Transaction in Own Shares
AnnouncementREG-Transaction in Own Shares
AnnouncementREG-Transaction in Own Shares
AnnouncementREG-Transaction in Own Shares
Announcement