REG - BlackRock Group Royal Dutch Shell - Form 8.3 - Royal Dutch Shell PLC <Origin Href="QuoteRef">RDSa.L</Origin>

ShellAnnouncement

11/08/2015 15:10

RNS Number : 7514V
BlackRock Group
11 August 2015
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
4. (c) Supplemental Form 8 (Open Positions) attached
1. KEY INFORMATION
(a) Full name of discloser:
BlackRock, Inc.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
 The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
N/A
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Royal Dutch Shell PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:
 For an opening position disclosure, state the latest practicable date prior to the disclosure
10 August 2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
 If it is a cash offer or possible cash offer, state "N/A"
Yes, BG Group PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
EUR 0.07 A ordinary
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
264,280,171
6.74%
0
0.00%
(2) Cash-settled derivatives:
1,232,056
0.03%
0
0.00%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
0
0.00%
226,000
0.00%
 TOTAL:
265,512,227
6.77%
226,000
0.00%
Class of relevant security:
EUR 0.07 B ordinary
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
205,868,591
8.43%
0
0.00%
(2) Cash-settled derivatives:
2,747,407
0.11%
65,978
0.00%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
0
0.00%
0
0.00%
 TOTAL:
208,615,998
8.54%
65,978
0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales - EUR 0.07 A ordinary
Class of relevant security
Purchase/sale
Number of securities
Price per unit
EUR 0.07 A ordinary
Purchase
157,804
GBP 18.5450
EUR 0.07 A ordinary
Purchase
2,122
GBP 18.5600
EUR 0.07 A ordinary
Purchase
2,673
GBP 18.6200
EUR 0.07 A ordinary
Purchase
66,083
GBP 18.7222
EUR 0.07 A ordinary
Purchase
14,102
GBP 18.7950
EUR 0.07 A ordinary
Purchase
3,058
GBP 18.8919
EUR 0.07 A ordinary
Purchase
1,709
EUR 26.4471
EUR 0.07 A ordinary
Sale
22,522
GBP 18.7950
EUR 0.07 A ordinary
Sale
157,804
EUR 26.1647
EUR 0.07 A ordinary
Sale
10,875
EUR 26.3848
EUR 0.07 A ordinary
Sale
270,241
EUR 26.3859
EUR 0.07 A ordinary
Sale
84,550
EUR 26.3866
EUR 0.07 A ordinary
Sale
5,349
EUR 26.3872
EUR 0.07 A ordinary
Sale
14,056
EUR 26.3928
EUR 0.07 A ordinary
Sale
6,186
EUR 26.4521
A ADSs*
Sale
63,497
USD 58.0806
A ADSs*
Sale
403,627
USD 58.5006
* Please note each A ADS converts to 2 ordinary A shares
(a) Purchases and sales - EUR 0.07 B ordinary
Class of relevant security
Purchase/sale
Number of securities
Price per unit
EUR 0.07 B ordinary
Purchase
85,095
GBP 18.7773
EUR 0.07 B ordinary
Purchase
1,697
GBP 18.8150
EUR 0.07 B ordinary
Purchase
66,853
GBP 18.8242
EUR 0.07 B ordinary
Purchase
2,900
GBP 18.9277
EUR 0.07 B ordinary
Purchase
8,848
GBP 18.9300
EUR 0.07 B ordinary
Purchase
2,139
GBP 19.0500
EUR 0.07 B ordinary
Sale
2,433
GBP 18.7300
EUR 0.07 B ordinary
Sale
16,500
GBP 18.7508
EUR 0.07 B ordinary
Sale
4,551
GBP 18.8063
EUR 0.07 B ordinary
Sale
22,385
GBP 18.9300
(b) Cash-settled derivative transactions - EUR 0.07 A ordinary
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
EUR 0.07 A ordinary
CFD
Increasing Long
332
GBP 18.6950
EUR 0.07 A ordinary
CFD
Reducing Long
756
GBP 18.6462
(b) Cash-settled derivative transactions - EUR 0.07 B ordinary
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
EUR 0.07 B ordinary
CFD
Reducing Long
635
GBP 18.8100
EUR 0.07 B ordinary
CFD
Increasing Short
1,743
GBP 18.9032
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit










(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities) - EUR 0.07 A ordinary
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
EUR 0.07 A ordinary
Transfer In of Shares
5,904
GBP 18.7950
EUR 0.07 A ordinary
Transfer Out of Shares
59,105
GBP 18.7950
EUR 0.07 A ordinary
Transfer Out of Shares
294,592
GBP 18.8550
A ADSs*
Transfer Out of ADSs
50

* Please note each A ADS converts to 2 ordinary A shares
(d) Other dealings (including subscribing for new securities) - EUR 0.07 B ordinary
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
EUR 0.07 B ordinary
Transfer In of Shares
4,626
GBP 18.9300
B ADSs*
Transfer In of ADSs
658

EUR 0.07 B ordinary
Transfer Out of Shares
37,039
GBP 18.9300
EUR 0.07 B ordinary
Transfer Out of Shares
225,843
GBP 19.0600
*Please note each B ADS converts to 2 ordinary B shares
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None.
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None.
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
Yes
Date of disclosure:
11 August 2015
Contact name:
Gareth Slade
Telephone number:
+44 20 7743 2536
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure:
BlackRock, Inc.
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:
Royal Dutch Shell 
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security
Product description e.g. call option
Written or purchased
Number of securities to which option or derivative relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
A ADSs
Call Option
Written
75,000
USD
58.2810
European
18/08/2015
A ADSs
Call Option
Written
45,000
USD
60.0000
American
21/08/2015
A ADSs
Call Option
Written
75,000
USD
58.5680
European
31/08/2015
A ADSs
Call Option
Written
31,000
USD
60.0000
American
18/09/2015
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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