REG-Royal Dutch Shell: Form 8 (DD) <Origin Href="QuoteRef">RDSa.L</Origin>
03/08/2015 11:30
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Charles O. Holliday
(b) Owner or controller of interests and short N/A
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s), settlor
and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose Royal Dutch Shell plc (offeror)
relevant securities this form relates:
Use a separate form for each offeror/offeree
(d) Status of person making the disclosure: Person acting in concert with
e.g. offeror, offeree, person acting in concert offeror (Royal Dutch Shell plc)
with the offeror/offeree (specify name of offeror/
offeree)
(e) Date dealing undertaken: 31 July 2015
(f) In addition to the company in 1(c) above, is NO
the discloser making disclosures in respect of any
other party to the offer?
If it is a cash offer or possible cash offer,
state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
a. Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing
Class of relevant security: A ordinary shares
Interests Short positions
Number % Number %
(1) Relevant securities owned and/ Nil Nil Nil Nil
or controlled:
(2) Cash-settled derivatives: Nil Nil Nil Nil
(3) Stock-settled derivatives Nil Nil Nil Nil
(including options) and agreements
to purchase/sell:
Nil Nil Nil Nil
TOTAL:
Class of relevant security: B ordinary shares
Interests Short positions
Number % 1 Number %
(1) Relevant securities owned and/ 50,000 2 0.002049 Nil Nil
or controlled:
(2) Cash-settled derivatives: Nil Nil Nil Nil
(3) Stock-settled derivatives Nil Nil Nil Nil
(including options) and agreements
to purchase/sell:
50,000 0.002049 Nil Nil
TOTAL:
1 Percentage calculations are based on Royal Dutch Shell plc's total number
of A ordinary shares in issue being 3,918,015,024 A ordinary shares and
2,440,410,614 B ordinary shares.
2 These shares are held in the form of American depositary shares (one B
American depositary share being equivalent to two B ordinary shares).
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors' and
other employee options)
Class of relevant security in relation to None.
which subscription right exists:
Details, including nature of the rights None.
concerned and relevant percentages:
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a
principal trader in the same group as a connected adviser)
Class of relevant Purchase/sale Number of securities Price per unit
security
B ordinary shares 2 Purchase 1,400 (700 American USD 58.74 per
depositary shares) American depositary
share
B ordinary shares 2 Purchase 8,600 (4,300 American USD 58.75 per
depositary shares) American depositary
share
B ordinary shares 2 Purchase 10,000 (5,000 USD 58.60 per
American depositary American depositary
shares) share
2 These shares are held in the form of American depositary shares (one B
American depositary share being equivalent to two B ordinary shares).
(ii) Principal trader where the sole reason for the connection is that
the principal trader is in the same group as a connected adviser
Class of relevant Purchases/ sales Total number of Highest price per Lowest price per
security securities unit paid/ unit paid/
received received
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per unit
relevant description e.g. opening/closing a reference
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price per e.g. date money
security e.g. call selling, to which unit American, paid/
option varying etc. option European received
relates etc. per unit
(ii) Exercise
Class of relevant Product Exercising/ Number of Exercise price
security description exercised against securities per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the party to the
offer or person acting in concert making the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None.
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None.
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
Supplemental Form 8 (SBL) NO
Date of disclosure: 3 August 2015
Contact name: Mark Edwards
Telephone number: 020 7934 2817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at http://
www.thetakeoverpanel.org.uk/.
END
Copyright © 2015 PR Newswire Association, LLC. All Rights ReservedRecent news on Shell
See all newsREG-Transaction in Own Shares
AnnouncementREG - Allianz Global Invs - Top 10 Holdings
AnnouncementREG-Transaction in Own Shares
AnnouncementREG-Transaction in Own Shares
AnnouncementREG-Transaction in Own Shares
Announcement