REG - Smiths Group PLC JPMorgan Chase & Co - Holding(s) in Company

SmithsAnnouncement

22/01/2025 14:30

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RNS Number : 3325U  Smiths Group PLC  22 January 2025

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00B1WY2338

Issuer Name

SMITHS GROUP PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co.

City of registered office (if applicable)

 

Country of registered office (if applicable)

US

4. Details of the shareholder

 Name                        City of registered office  Country of registered office
 J.P. Morgan Securities plc

5. Date on which the threshold was crossed or reached

20-Jan-2025

6. Date on which Issuer notified

22-Jan-2025

7. Total positions of person(s) subject to the notification obligation

                                                                            % of voting rights attached to shares (total of 8.A)  % of voting rights through financial instruments (total of 8.B 1 + 8.B 2)  Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer
 Resulting situation on the date on which threshold was crossed or reached  0.385159                                              4.765071                                                                   5.150230                        17670847
 Position of previous notification (if applicable)

8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached

8A. Voting rights attached to shares

 Class/Type of shares ISIN code(if possible)  Number of direct voting rights (DTR5.1)  Number of indirect voting rights (DTR5.2.1)  % of direct voting rights (DTR5.1)  % of indirect voting rights (DTR5.2.1)
 GB00B1WY2338                                                                          1321510                                                                          0.385159
 Sub Total 8.A                                1321510                                                                               0.385159%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 Type of financial instrument  Expiration date  Exercise/conversion period  Number of voting rights that may be acquired if the instrument is  % of voting rights
                                                                            exercised/converted
 Depository Receipt                                                         200                                                                0.000058
 Sub Total 8.B1                                                             200                                                                0.000058%

8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))

 Type of financial instrument  Expiration date  Exercise/conversion period  Physical or cash settlement  Number of voting rights  % of voting rights
 Cash-settled Equity Swap      10/02/2025       10/02/2025                  Cash                         1564                     0.000456
 Cash-settled Equity Swap      07/05/2025       07/05/2025                  Cash                         138591                   0.040393
 Cash-settled Equity Swap      08/05/2025       08/05/2025                  Cash                         507989                   0.148055
 Cash-settled Equity Swap      12/05/2025       12/05/2025                  Cash                         167386                   0.048785
 Cash-settled Equity Swap      14/05/2025       14/05/2025                  Cash                         1689752                  0.492484
 Cash-settled Equity Swap      11/06/2025       11/06/2025                  Cash                         767512                   0.223694
 Cash-settled Equity Swap      17/06/2025       17/06/2025                  Cash                         762708                   0.222294
 Cash-settled Equity Swap      18/06/2025       18/06/2025                  Cash                         500000                   0.145727
 Cash-settled Equity Swap      19/06/2025       19/06/2025                  Cash                         9706                     0.002829
 Cash-settled Equity Swap      30/06/2025       30/06/2025                  Cash                         77013                    0.022446
 Cash-settled Equity Swap      10/07/2025       10/07/2025                  Cash                         1666632                  0.485746
 Cash-settled Equity Swap      16/07/2025       16/07/2025                  Cash                         158533                   0.046205
 Cash-settled Equity Swap      05/08/2025       05/08/2025                  Cash                         855301                   0.249280
 Cash-settled Equity Swap      12/08/2025       12/08/2025                  Cash                         339                      0.000099
 Cash-settled Equity Swap      13/08/2025       13/08/2025                  Cash                         3079652                  0.897575
 Cash-settled Equity Swap      19/08/2025       19/08/2025                  Cash                         1516710                  0.442050
 Cash-settled Equity Swap      02/09/2025       02/09/2025                  Cash                         901                      0.000263
 Cash-settled Equity Swap      10/09/2025       10/09/2025                  Cash                         922                      0.000269
 Cash-settled Equity Swap      18/09/2025       18/09/2025                  Cash                         3103624                  0.904562
 Cash-settled Equity Swap      24/09/2025       24/09/2025                  Cash                         1272139                  0.370769
 Cash-settled Equity Swap      01/10/2025       01/10/2025                  Cash                         21                       0.000006
 Cash-settled Equity Swap      14/10/2025       14/10/2025                  Cash                         232                      0.000068
 Cash-settled Equity Swap      29/10/2025       29/10/2025                  Cash                         35562                    0.010365
 Cash-settled Equity Swap      03/12/2025       03/12/2025                  Cash                         8376                     0.002441
 Cash-settled Equity Swap      16/01/2026       16/01/2026                  Cash                         3821                     0.001114
 Cash-settled Equity Swap      05/02/2026       05/02/2026                  Cash                         2282                     0.000665
 Cash-settled Equity Swap      18/02/2026       18/02/2026                  Cash                         12051                    0.003512
 Cash-settled Equity Swap      19/02/2026       19/02/2026                  Cash                         4262                     0.001242
 Cash-settled Equity Swap      03/03/2026       03/03/2026                  Cash                         4011                     0.001169
 Cash-settled Equity Swap      20/04/2029       20/04/2029                  Cash                         571                      0.000166
 Cash-settled Equity Swap      21/01/2030       21/01/2030                  Cash                         974                      0.000284
 Sub Total 8.B2                                                                                          16349137                 4.765013%

9. Information in relation to the person subject to the notification
obligation

2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)

 Ultimate controlling person  Name of controlled undertaking  % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher  Total of both if it equals or is higher than the notifiable threshold
                                                                                                                                          than the notifiable threshold
 JPMorgan Chase & Co.         J.P. Morgan Securities plc                                                                                  4.765012                                                                    5.141779%
 JPMorgan Chase & Co.         J.P. Morgan Securities LLC
 JPMorgan Chase & Co          J.P. Morgan SE

10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan Capital Holdings Limited (100%)

J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co.

JPMorgan Chase Holdings LLC (100%)

J.P. Morgan Broker-Dealer Holdings Inc. (100%)

J.P. Morgan Securities LLC (100%)

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan SE (100%)

12. Date of Completion

22-Jan-2025

13. Place Of Completion

London, United Kingdom

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