REG - Credit Suisse (Eur) Smurfit Kappa GrpPLC - Form 38.5b - Smurfit Kappa Group plc
Ap27
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED
INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
Name of exempt principal trader
Credit Suisse Securities (Europe) Ltd
Company dealt in
Smurfit Kappa Group Plc
Class of relevant security to which the dealings being disclosed relate (Note 1)
Ordinary
Date of dealing
23 March 2018
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
Long
Short
Number
(%)
Number
(%)
(1) Relevant securities
4,894 0.002
0
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
4,894 0.002
0
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
Class of relevant security:
Long
Short
Number
(%)
Number
(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
Ap28
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale
Number of relevant securities
Price per unit (EUR / GBp)
S
50
34.80
S
985
34.76
B
134
34.74
S
1867
34.74
S
2984
34.72
S
1079
34.68
B
228
34.66
S
1511
34.66
S
248
34.64
B
301
34.62
S
2521
34.62
B
1367
34.61
S
1367
34.61
B
1139
34.60
S
4186
34.60
B
611
34.58
B
24307
34.56
S
661
34.56
B
22150
34.55
B
44300
34.54
S
44701
34.54
S
26898
34.52
S
1854
34.50
B
15491
34.49
S
15491
34.49
B
51
34.48
S
1806
34.48
B
42
34.46
S
1082
34.46
S
559
34.44
S
2213
34.42
B
4570
34.40
S
208
34.40
B
4570
34.39
S
4570
34.39
S
559
34.38
S
1453
34.32
S
77
34.30
S
492
34.28
S
221
34.26
S
299
34.24
S
285
34.22
S
148
34.20
B
706
34.17
B
1707
34.16
S
124
34.16
B
98
34.14
S
714
34.14
B
809
34.13
S
1087
34.13
B
180
34.12
S
607
34.12
S
45
34.08
S
212
33.92
B
105
3,060.00
B
1713
3,058.00
S
126
3,058.00
B
137
3,057.22
B
2
3,056.00
B
136
3,054.00
S
11
3,054.00
B
158
3,053.10
S
158
3,053.10
B
28
3,052.00
B
116
3,050.00
B
185
3,038.00
S
237
3,036.00
B
440
3,034.00
S
1684
3,034.00
S
2259
3,033.98
B
2384
3,033.76
S
2384
3,033.76
B
4
3,033.54
B
1490
3,032.00
S
1148
3,032.00
B
461
3,030.00
S
125
3,029.74
B
691
3,028.00
S
931
3,028.00
B
805
3,026.00
S
978
3,026.00
B
1395
3,025.99
S
2790
3,025.99
B
39
3,025.79
S
39
3,025.79
B
14
3,025.55
B
759
3,024.00
S
1435
3,024.00
B
855
3,022.00
S
1535
3,022.00
B
1336
3,020.00
S
1800
3,020.00
B
3
3,019.55
B
8749
3,019.45
S
17498
3,019.45
B
474
3,018.00
S
701
3,018.00
B
335
3,016.00
S
132
3,016.00
B
1709
3,014.20
S
1709
3,014.20
B
203
3,014.00
S
294
3,014.00
B
1709
3,013.94
S
1709
3,013.94
S
1468
3,012.00
B
664
3,010.00
S
2162
3,010.00
B
252
3,008.00
S
1198
3,008.00
B
24564
3,006.98
S
24564
3,006.98
B
932
3,006.00
S
1119
3,006.00
B
89
3,004.00
S
784
3,004.00
B
124
3,002.00
S
262
3,002.00
B
67
3,000.00
S
529
3,000.00
B
134
2,998.00
S
311
2,998.00
S
870
2,996.00
B
171
2,994.00
S
164
2,994.00
B
208
2,992.00
S
194
2,992.00
S
292
2,990.00
B
172
2,988.00
S
219
2,988.00
B
654
2,986.00
S
1111
2,986.00
B
269
2,984.00
S
432
2,984.00
B
73
2,982.00
S
845
2,982.00
B
44
2,980.00
S
736
2,980.00
B
270
2,978.00
S
420
2,978.00
S
752
2,976.00
S
569
2,974.00
S
549
2,972.00
B
41
2,970.00
S
233
2,968.00
S
261
2,966.00
B
24458
1,187.58
(b) Derivatives transactions (other than options transactions)
Product name,
e.g. CFD
Nature of transaction
(Note 5)
Number of relevant securities
(Note 6)
Price per unit
(Note 4)
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name,
e.g. call option
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 7)
Exercise price
Type, e.g. American, European etc.
Expiry date
Option money paid/received per unit (Note 4)
(ii) Exercising
Product name,
e.g. call option
Number of securities
Exercise price per unit (Note 4)
(d) Other dealings (including transactions in respect of new securities) (Note 3)
Nature of transaction
(Note 7)
Details
Price per unit
(if applicable) (Note 4)
Ap29
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities
under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
Date of disclosure
26-March-2018
Contact name
Anthony Allen / Paul MacDonald
Telephone number
0207 888 5416 / 8548
Name of offeree/offeror with which connected
Smurfit Kappa Group Plc
Nature of connection (Note 9)
Corporate Broker to Offeree
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