REG - Legg Mason, Inc. Smurfit Kappa GrpPLC International Paper - Form 8.3 - International Paper Co.
RNS Number : 9663ILegg Mason, Inc.26 March 2018Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1)
Legg Mason, Inc.
Company dealt in
International Paper Co
Class of relevant security to which the dealings being disclosed relate (Note 2)
US4601461035
Date of dealing
23/3/2018
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Long
Short
Number
(%)
Number
(%)
(1) Relevant securities
6,929,601 1.67%
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
6,929,601 1.67%
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security:
Long
Short
Number
(%)
Number
(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale
Number of relevant securities
Price per unit (Note 5)
Purchase
Purchase
Sale
107
2
422
$50.97
$50.37
$50.92
(b) Derivatives transactions (other than options transactions)
Product name,
e.g. CFD
Nature of transaction
(Note 6)
Number of relevant securities
(Note 7)
Price per unit
(Note 5)
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name,
e.g. call option
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 7)
Exercise price
Type, e.g. American, European etc.
Expiry date
Option money paid/received per unit (Note 5)
(ii) Exercising
Product name,
e.g. call option
Number of securities
Exercise price per unit (Note 5)
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction
(Note 8)
Details
Price per unit
(if applicable) (Note 5)
decrease of 3,745 shares
Account maintenance - account(s) transferred out
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure
26/03/18
Contact name
Shirley Hinton
Telephone number
+1 410 454 5632
If a connected EFM, name of offeree/offeror with which connected
n/a
If a connected EFM, state nature of connection (Note 10)
n/a
This information is provided by RNSThe company news service from the London Stock ExchangeENDISEJFMITMBTTBAP
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