REG - Spectra Systems Spectra Systems-SPSC - TR-1

Spectra SystemsAnnouncement

06/11/2023 16:45

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RNS Number : 5393S  Spectra Systems Corporation  06 November 2023

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

US84756T1060

Issuer Name

SPECTRA SYSTEMS CORPORATION

UK or Non-UK Issuer

Non-UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Herald Investment Management Limited

City of registered office (if applicable)

London

Country of registered office (if applicable)

United Kingdom

4. Details of the shareholder

 Name                                                                         City of registered office  Country of registered office
 Discretionary investment management clients of Herald Investment Management
 Limited

5. Date on which the threshold was crossed or reached

19-Oct-2023

6. Date on which Issuer notified

20-Oct-2023

7. Total positions of person(s) subject to the notification obligation

                                                                            % of voting rights attached to shares (total of 8.A)  % of voting rights through financial instruments (total of 8.B 1 + 8.B 2)  Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer
 Resulting situation on the date on which threshold was crossed or reached  4.270000                                              0.000000                                                                   4.270000                        1925800
 Position of previous notification (if applicable)

8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached

8A. Voting rights attached to shares

 Class/Type of shares ISIN code(if possible)  Number of direct voting rights (DTR5.1)  Number of indirect voting rights (DTR5.2.1)  % of direct voting rights (DTR5.1)  % of indirect voting rights (DTR5.2.1)
 US84756T1060                                                                          1925800                                                                          4.270000
 Sub Total 8.A                                1925800                                                                               4.270000%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 Type of financial instrument  Expiration date  Exercise/conversion period  Number of voting rights that may be acquired if the instrument is  % of voting rights
                                                                            exercised/converted

 Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))

 Type of financial instrument  Expiration date  Exercise/conversion period  Physical or cash settlement  Number of voting rights  % of voting rights

 Sub Total 8.B2

9. Information in relation to the person subject to the notification
obligation

1. Person subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other undertaking(s)
holding directly or indirectly an interest in the (underlying) issuer.

 Ultimate controlling person  Name of controlled undertaking  % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher  Total of both if it equals or is higher than the notifiable threshold
                                                                                                                                          than the notifiable threshold

10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Previous TR-1 disclosure made on 14 September 2017
https://irpages2.equitystory.com/websites/rns_news/English/1100/news-tool---rns---eqs-group.html?company=spectrasystem&article=26439385&webview=1
(https://irpages2.equitystory.com/websites/rns_news/English/1100/news-tool---rns---eqs-group.html?company=spectrasystem&article=26439385&webview=1)

12. Date of Completion

20-Oct-2023

13. Place Of Completion

London, UK

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