REG - JPMorgan Sec.Plc Spectris PLC - Form 8.5 (EPT/RI)-Spectris plc

SpectrisAnnouncement

01/10/2025 11:45

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RNS Number : 6451B  JPMorgan Securities Plc  01 October 2025

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            J.P. Morgan Securities Plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Spectris plc
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Financial advisor to Kohlberg Kravis Roberts & Co. L.P
 connected:
 (d) Date dealing undertaken:                                                    30 September 2025
 (e) In addition to the company in 1(b) above, is the exempt principal trader    N/A
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 5p ordinary                 Purchase          50,082                      41.0000 GBP                           40.8800 GBP
                             Sale              77,539                      41.0000 GBP                           40.8800 GBP

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 5p ordinary                 Equity Swap          Decrease Long                                                                  17,122                          40.9200 GBP
                             1,348                                                                                               40.9261 GBP
                             3,718                                                                                               41.0010 GBP

                             Decrease Short                                                                                      10                              40.9159 GBP
                             10,000                                                                                              40.9200 GBP
                             784                                                                                                 40.9251 GBP
                             4,529                                                                                               40.9296 GBP
                             35                                                                                                  40.9360 GBP
                             8                                                                                                   40.9450 GBP
                             3                                                                                                   40.9559 GBP
                             721                                                                                                 40.9575 GBP
                             457                                                                                                 40.9682 GBP
                             829                                                                                                 40.9959 GBP
                             6,593                                                                                               40.9969 GBP
                             8                                                                                                   40.9982 GBP
                             159                                                                                                 40.9994 GBP

                             Increase Long                                                                                       11,678                          40.9409 GBP
                             13,742                                                                                              40.9839 GBP

                             Increase Short                                                                                      6                               40.9524 GBP
                             132                                                                                                 41.0000 GBP
                             898                                                                                                 41.0062 GBP
                             19                                                                                                  41.0063 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 None

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 None

 

 

 Date of disclosure:  01 October 2025
 Contact name:        Hetvi Shah
 Telephone number:    44 2034 936359

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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