REG - Spirax-Sarco Engng - Director/PDMR Shareholding <Origin Href="QuoteRef">SPX.L</Origin> - Part 1
RNS Number : 3551ASpirax-Sarco Engineering PLC23 March 2017Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1.
Name of the issuer
2.
State whether the notification relates to (i) a
transaction notified in accordance with DTR 3.1.2 R,
(ii) a disclosure made in accordance
LR 9.8.6R(1) or
(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
SPIRAX-SARCO ENGINEERING PLC
(i) a transaction notified in accordance with DTR 3.1.2 R,
3.
Name of person discharging managerial
responsibilities/director
4.
State whether notification relates to a person
connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
NICHOLAS JOHN ANDERSON
N/A
5.
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial
interest 1
6.
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
HOLDING
2612/13p ORDINARY SHARES
7.
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
8.
State the nature of the transaction
NICHOLAS JOHN ANDERSON
VESTING OF 6,613 SHARES AWARDED UNDER THE SPIRAXSARCO PERFORMANCE SHARE PLAN (2014 AWARD) & SALE OF 2,979 SHARES TO COVER TAX/NI LIABILITY
9.
Number of shares, debentures or financial
instruments relating to shares acquired
10.
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
6,613
0.009%
11.
Number of shares, debentures or financial
instruments relating to shares disposed
12.
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
2,979
0.004%
13.
Price per share or value of transaction
14.
Date and place of transaction
4786.3855p
17th March 2017
15.
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
16.
Date issuer informed of transaction
20,187, 0.027%
21st March 2017
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17.
Date of grant
18.
Period during which or date on which exercisable
19.
Total amount paid (if any) for grant of the option
20.
Description of shares or debentures involved (class and number)
21.
Exercise price (if fixed at time of grant) or
indication that price is to be fixed at the time of exercise
22.
Total number of shares or debentures over which options held following notification
23.
Any additional information
24.
Name of contact and telephone number for queries
ANDY ROBSON
TEL. 01242 535276
Name of authorised official of issuer responsible for making notification
Date of notification: 23/3/2017
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1)
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2)
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3)
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4)
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1.
Name of the issuer
2.
State whether the notification relates to (i) a
transaction notified in accordance with DTR 3.1.2 R,
(ii) a disclosure made in accordance
LR 9.8.6R(1) or
(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
SPIRAX-SARCO ENGINEERING PLC
(i) a transaction notified in accordance with DTR 3.1.2 R,
3.
Name of person discharging managerial
responsibilities/director
4.
State whether notification relates to a person
connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
NEIL HARVEY DAWS
N/A
5.
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial
interest 1
6.
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
HOLDING
2612/13p ORDINARY SHARES
7.
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
8.
State the nature of the transaction
NEIL HARVEY DAWS
VESTING OF 4,010 SHARES AWARDED UNDER THE SPIRAX-SARCO PERFORMANCE SHARE PLAN (2014 AWARD) & SALE OF SHARES
9.
Number of shares, debentures or financial
instruments relating to shares acquired
10.
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
4,010
0.005%
11.
Number of shares, debentures or financial
instruments relating to shares disposed
12.
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
4,010
0.005%
13.
Price per share or value of transaction
14.
Date and place of transaction
4786.3855p
17th March 2017
15.
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
16.
Date issuer informed of transaction
25,898, 0.035%
21st March 2017
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17.
Date of grant
18.
Period during which or date on which exercisable
19.
Total amount paid (if any) for grant of the option
20.
Description of shares or debentures involved (class and number)
21.
Exercise price (if fixed at time of grant) or
indication that price is to be fixed at the time of exercise
22.
Total number of shares or debentures over which options held following notification
23.
Any additional information
24.
Name of contact and telephone number for queries
ANDY ROBSON
TEL. 01242 535276
Name of authorised official of issuer responsible for making notification
Date of notification: 23/3/2017
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1)
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2)
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3)
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4)
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1.
Name of the issuer
2.
State whether the notification relates to (i) a
transaction notified in accordance with DTR 3.1.2 R,
(ii) a disclosure made in accordance
LR 9.8.6R(1) or
(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
SPIRAX-SARCO ENGINEERING PLC
(i) a transaction notified in accordance with DTR 3.1.2 R,
3.
Name of person discharging managerial
responsibilities/director
4.
State whether notification relates to a person
connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
JAMES LAWRENCE WHALEN
N/A
5.
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial
interest 1
6.
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
HOLDING
2612/13p ORDINARY SHARES
7.
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
8.
State the nature of the transaction
JAMES LAWRENCE WHALEN
VESTING OF 3,585 SHARES AWARDED UNDER THE SPIRAX-SARCO PERFORMANCE SHARE PLAN (2014 AWARD) & SALE OF SHARES
9.
Number of shares, debentures or financial
instruments relating to shares acquired
10.
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
3,585
0.005%
11.
Number of shares, debentures or financial
instruments relating to shares disposed
12.
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
3,585
0.005%
13.
Price per share or value of transaction
14.
Date and place of transaction
4786.3855p
17th March 2017
15.
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
16.
Date issuer informed of transaction
9,828, 0.013%
(7,499 (SELF) + 2,329 (SPOUSE))
21st March 2017
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17.
Date of grant
18.
Period during which or date on which exercisable
19.
Total amount paid (if any) for grant of the option
20.
Description of shares or debentures involved (class and number)
21.
Exercise price (if fixed at time of grant) or
indication that price is to be fixed at the time of exercise
22.
Total number of shares or debentures over which options held following notification
23.
Any additional information
24.
Name of contact and telephone number for queries
ANDY ROBSON
TEL. 01242 535276
Name of authorised official of issuer responsible for making notification
Date of notification: 23/3/2017
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1)
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2)
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3)
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4)
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1.
Name of the issuer
2.
State whether the notification relates to (i) a
transaction notified in accordance with DTR 3.1.2 R,
(ii) a disclosure made in accordance
LR 9.8.6R(1) or
(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
SPIRAX-SARCO ENGINEERING PLC
(i) a transaction notified in accordance with DTR 3.1.2 R,
3.
Name of person discharging managerial
responsibilities/director
4.
State whether notification relates to a person
connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
SHELDON BANKS
N/A
5.
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial
interest 1
6.
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
HOLDING
2612/13p ORDINARY SHARES
7.
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
8.
State the nature of the transaction
SHELDON BANKS
VESTING OF 780 SHARES AWARDED UNDER THE SPIRAX-SARCO PERFORMANCE SHARE PLAN (2014 AWARD) & SALE OF 352 SHARES TO COVER TAX/NI LIABILITY
9.
Number of shares, debentures or financial
instruments relating to shares acquired
10.
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
780
0.001%
11.
Number of shares, debentures or financial
instruments relating to shares disposed
12.
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
352
0.001%
13.
Price per share or value of transaction
14.
Date and place of transaction
4786.3855p
17th March 2017
15.
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
16.
Date issuer informed of transaction
643, 0.001%
21st March 2017
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17.
Date of grant
18.
Period during which or date on which exercisable
19.
Total amount paid (if any) for grant of the option
20.
Description of shares or debentures involved (class and number)
21.
Exercise price (if fixed at time of grant) or
indication that price is to be fixed at the time of exercise
22.
Total number of shares or debentures over which options held following notification
23.
Any additional information
24.
Name of contact and telephone number for queries
ANDY ROBSON
TEL. 01242 535276
Name of authorised official of issuer responsible for making notification
Date of notification: 23/3/2017
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1)
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2)
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3)
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4)
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1.
Name of the issuer
2.
State whether the notification relates to (i) a
transaction notified in accordance with DTR 3.1.2 R,
(ii) a disclosure made in accordance
LR 9.8.6R(1) or
(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
SPIRAX-SARCO ENGINEERING PLC
(i) a transaction notified in accordance with DTR 3.1.2 R,
3.
Name of person discharging managerial
responsibilities/director
4.
State whether notification relates to a person
connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
IAN FARNWORTH
N/A
5.
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial
interest 1
6.
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
HOLDING
2612/13p ORDINARY SHARES
7.
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
8.
State the nature of the transaction
IAN FARNWORTH
VESTING OF 1,320 SHARES AWARDED UNDER THE SPIRAX-SARCO PERFORMANCE SHARE PLAN (2014 AWARD) & SALE OF 596 SHARES TO COVER TAX/NI LIABILITY
9.
Number of shares, debentures or financial
instruments relating to shares acquired
10.
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
1,320
0.002%
11.
Number of shares, debentures or financial
instruments relating to shares disposed
12.
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
596
0.001%
13.
Price per share or value of transaction
14.
Date and place of transaction
4786.3855p
17th March 2017
15.
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
16.
Date issuer informed of transaction
939, 0.001%
21st March 2017
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17.
Date of grant
18.
Period during which or date on which exercisable
19.
Total amount paid (if any) for grant of the option
20.
Description of shares or debentures involved (class and number)
21.
Exercise price (if fixed at time of grant) or
indication that price is to be fixed at the time of exercise
22.
Total number of shares or debentures over which options held following notification
23.
Any additional information
24.
Name of contact and telephone number for queries
ANDY ROBSON
TEL. 01242 535276
Name of authorised official of issuer responsible for making notification
Date of notification: 23/3/2017
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1)
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2)
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3)
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4)
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1.
Name of the issuer
2.
State whether the notification relates to (i) a
transaction notified in accordance with DTR 3.1.2 R,
(ii) a disclosure made in accordance
LR 9.8.6R(1) or
(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
SPIRAX-SARCO ENGINEERING PLC
(i) a transaction notified in accordance with DTR 3.1.2 R,
3.
Name of person discharging managerial
responsibilities/director
4.
State whether notification relates to a person
connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
ANDREW JOHN ROBSON
N/A
5.
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial
interest 1
6.
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
HOLDING
2612/13p ORDINARY SHARES
7.
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
8.
State the nature of the transaction
ANDREW JOHN ROBSON
VESTING OF 1,320 SHARES AWARDED UNDER THE SPIRAX-SARCO PERFORMANCE SHARE PLAN (2014 AWARD) & SALE OF 596 SHARES TO COVER TAX/NI LIABILITY
9.
Number of shares, debentures or financial
instruments relating to shares acquired
10.
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
1,320
0.002%
11.
Number of shares, debentures or financial
instruments relating to shares disposed
12.
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
596
0.001%
13.
Price per share or value of transaction
14.
Date and place of transaction
4786.3855p
17th March 2017
15.
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
16.
Date issuer informed of transaction
1,051, 0.001%
21st March 2017
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17.
Date of grant
18.
Period during which or date on which exercisable
19.
Total amount paid (if any) for grant of the option
20.
Description of shares or debentures involved (class and number)
21.
Exercise price (if fixed at time of grant) or
indication that price is to be fixed at the time of exercise
22.
Total number of shares or debentures over which options held following notification
23.
Any additional information
24.
Name of contact and telephone number for queries
ANDY ROBSON
TEL. 01242 535276
Name of authorised official of issuer responsible for making notification
Date of notification: 23/3/2017
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1)
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2)
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3)
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4)
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1.
Name of the issuer
2.
State whether the notification relates to (i) a
transaction notified in accordance with DTR 3.1.2 R,
(ii) a disclosure made in accordance
LR 9.8.6R(1) or
(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
SPIRAX-SARCO ENGINEERING PLC
(i) a transaction notified in accordance with DTR 3.1.2 R,
3.
Name of person discharging managerial
responsibilities/director
4.
State whether notification relates to a person
connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
BYRON JEFFREY THOMAS
N/A
5.
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial
interest 1
6.
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
HOLDING
2612/13p ORDINARY SHARES
7.
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
8.
State the nature of the transaction
BYRON JEFFREY THOMAS
VESTING OF 1,320 SHARES AWARDED UNDER THE SPIRAX-SARCO PERFORMANCE SHARE PLAN & RETENTION OF SHARES
9.
Number of shares, debentures or financial
instruments relating to shares acquired
10.
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
1,320
0.002%
11.
Number of shares, debentures or financial
instruments relating to shares disposed
12.
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
13.
Price per share or value of transaction
14.
Date and place of transaction
4786.3855p
17th March 2017
15.
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
16.
Date issuer informed of transaction
2,501, 0.003%
21st March 2017
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17.
Date of grant
18.
Period during which or date on which exercisable
19.
Total amount paid (if any) for grant of the option
20.
Description of shares or debentures involved (class and number)
21.
Exercise price (if fixed at time of grant) or
indication that price is to be fixed at the time of exercise
22.
Total number of shares or debentures over which options held following notification
23.
Any additional information
24.
Name of contact and telephone number for queries
ANDY ROBSON
TEL. 01242 535276
Name of authorised official of issuer responsible for making notification
Date of notification: 23/3/2017
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1)
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2)
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3)
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4)
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
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