REG - Lazard World Tst Fnd - Holding(s) in Company

State StreetAnnouncement

11/01/2019 10:25

RNS Number : 8783M
Lazard World Trust Fund
11 January 2019
 


 
ANNEXE A: Standard form for notification of major holdings
 




Form to be used for the purposes of notifying a change in major holdings pursuant to the modified law and grand-ducal regulation of 11 January 2008 on transparency requirements for issuers of securities (referred to as "the Transparency Law" and "the Transparency Regulation")




 




NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the CSSF)i




 




1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are    attachedii:
Lazard World Trust Fund SICAF




 




2. Reason for the notification (please tick the appropriate box or boxes):
 
 An acquisition or disposal of voting rights X
 An acquisition or disposal of financial instruments
 An event changing the breakdown of voting rights
 Other (please specify)iii:      
 




3. Details of person subject to the notification obligationiv :




Name:      1607 Capital Partners, LLC


City and country of registered office (if applicable): Richmond , VA United States




 


 




4. Full name of shareholder(s) (if different from 3.)v:




Northern Trust


         2,467,802




Bny Mellon


         1,780,319




State Street


             537,056




 




 




5. Date on which the threshold was crossed or reachedvi:


January 7, 2019




6. Total positions of person(s) subject to the notification obligation:




 


% of voting rights attached to shares (total of 7.A)


% of voting rights through financial instruments

(total of 7.B.1 + 7.B.2)


Total of both in % (7.A + 7.B)


Total number of voting rights of issuervii




Resulting situation on the date on which threshold was crossed or reached


10.26%


      %


10.26%


46,635,770




Position of previous notification (if applicable)


9.56%


      %


9.56%


 



 
 
 
 
 
 



 
 
 




7. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii:




A: Voting rights attached to shares




Class/type of

shares
ISIN code (if possible)


Number of voting rightsix


% of voting rights




Direct
(Art 8 of the
Transparency Law)


Indirect
(Art 9 of the
Transparency Law)


Direct
(Art 8 of the
Transparency Law)


Indirect
(Art 9 of the Transparency Law)




LU0483266259


     


4,785,177


      %


10.26%




     


     


     


      %


      %




     


     


     


      %


      %




SUBTOTAL A
(Direct & Indirect)


4,785,177


10.26%




 
 




B 1: Financial Instruments according to Art. 12(1)(a) of the Transparency Law




Type of financial instrument


Expiration

datex


Exercise/

Conversion Periodxi


Number of voting rights that may be acquired if the instrument is exercised/ converted.


% of voting rights


 




     


     


     


     


      %


 




     


     


     


     


      %


 




     


     


     


     


      %


 




 


 


SUBTOTAL B.1


     


      %


 




 


 




B 2: Financial Instruments with similar economic effect according to Art. 12(1)(b) of the Transparency Law


 




Type of financial instrument


Expiration

datex


Exercise/

Conversion Periodxi


Physical or cash settlementxii


Number of voting rights


% of voting rights


 




     


     


     


     


     


      %


 




     


     


     


     


     


      %


 




     


     


     


     


     


      %


 




 


 


 


SUBTOTAL B.2


     


      %


 




 


 


 


 


 


 


 




 


8. Information in relation to the person subject to the notification obligation:
(please tick the applicable box)
 
 Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.xiii
 
 Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please provide a separate organisational chart in case of a complex structure):
 




 


N°


Namexv


% of voting rights held by ultimate controlling person or entity or held directly by any subsidiary if it equals or is higher than the notifiable
threshold


% of voting rights through financial instruments held by ultimate controlling person or entity or held directly by any subsidiary if it equals or is higher than the notifiable
threshold


Total of both


Directly controlled by (use number(s) from 1st column)




 


     


     


      %


      %


      %


     




 


     


     


      %


      %


      %


     




 


     


     


      %


      %


      %


     




 


     


     


      %


      %


      %


     




 


     


     


      %


      %


      %


     




 


 




 


9. In case of proxy voting:
The proxy holder named        will cease to hold        % and        number of voting rights as of        .
 




 


 




 


10. Additional informationxvi:
Bryan Huntley, CCO
804-525-1741




 


 



 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 



 
 




Done at


Richmond, VA


On


1/9/2019




 




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