REG-BARCLAYS PLC FORM 8.3 - STERIS CORPORATION <Origin Href="QuoteRef">BARC.L</Origin> <Origin Href="QuoteRef">STE.N</Origin>
FORM 8.3 - STERIS CORPORATION
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the Code)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | STERIS CORPORATION | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 29 September 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | SYNERGY HEALTH PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 110,209 | 0.18% | 201,129 | 0.34% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 197,952 | 0.33% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 308,161 | 0.51% | 201,129 | 0.34% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form8 (Open Positions).
(b) Rights to subscribe for new securities (including directors and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 19 | 63.8900 USD | ||||
| ORD | Purchase | 200 | 64.9350 USD | ||||
| ORD | Purchase | 227 | 65.7274 USD | ||||
| ORD | Purchase | 300 | 64.4583 USD | ||||
| ORD | Purchase | 500 | 65.7360 USD | ||||
| ORD | Purchase | 800 | 64.2057 USD | ||||
| ORD | Purchase | 850 | 65.5900 USD | ||||
| ORD | Purchase | 1,141 | 65.1211 USD | ||||
| ORD | Purchase | 1,443 | 65.9103 USD | ||||
| ORD | Purchase | 1,501 | 65.4307 USD | ||||
| ORD | Purchase | 1,600 | 64.8603 USD | ||||
| ORD | Purchase | 2,234 | 64.8502 USD | ||||
| ORD | Purchase | 3,300 | 64.5693 USD | ||||
| ORD | Purchase | 4,500 | 64.3494 USD | ||||
| ORD | Purchase | 6,300 | 64.8420 USD | ||||
| ORD | Purchase | 6,492 | 64.3800 USD | ||||
| ORD | Purchase | 9,994 | 65.8221 USD | ||||
| ORD | Purchase | 14,962 | 64.3802 USD | ||||
| ORD | Sale | 100 | 64.1500 USD | ||||
| ORD | Sale | 100 | 64.3500 USD | ||||
| ORD | Sale | 100 | 64.0500 USD | ||||
| ORD | Sale | 100 | 64.1700 USD | ||||
| ORD | Sale | 100 | 65.3803 USD | ||||
| ORD | Sale | 100 | 65.3100 USD | ||||
| ORD | Sale | 113 | 65.7017 USD | ||||
| ORD | Sale | 114 | 65.9400 USD | ||||
| ORD | Sale | 144 | 64.2500 USD | ||||
| ORD | Sale | 200 | 64.3000 USD | ||||
| ORD | Sale | 200 | 64.2042 USD | ||||
| ORD | Sale | 200 | 64.2400 USD | ||||
| ORD | Sale | 227 | 65.7274 USD | ||||
| ORD | Sale | 300 | 64.3266 USD | ||||
| ORD | Sale | 319 | 64.4244 USD | ||||
| ORD | Sale | 400 | 64.5150 USD | ||||
| ORD | Sale | 400 | 64.7800 USD | ||||
| ORD | Sale | 416 | 65.0328 USD | ||||
| ORD | Sale | 532 | 64.1735 USD | ||||
| ORD | Sale | 543 | 64.3624 USD | ||||
| ORD | Sale | 900 | 64.3700 USD | ||||
| ORD | Sale | 900 | 64.4088 USD | ||||
| ORD | Sale | 1,000 | 65.1065 USD | ||||
| ORD | Sale | 1,325 | 64.3758 USD | ||||
| ORD | Sale | 1,400 | 65.4638 USD | ||||
| ORD | Sale | 1,430 | 64.5084 USD | ||||
| ORD | Sale | 1,539 | 64.2348 USD | ||||
| ORD | Sale | 1,900 | 64.3264 USD | ||||
| ORD | Sale | 1,900 | 64.3989 USD | ||||
| ORD | Sale | 2,434 | 63.9236 USD | ||||
| ORD | Sale | 3,900 | 64.5510 USD | ||||
| ORD | Sale | 4,400 | 65.0646 USD | ||||
| ORD | Sale | 6,059 | 64.5488 USD | ||||
| ORD | Sale | 6,492 | 64.3800 USD | ||||
| ORD | Sale | 16,420 | 65.5799 USD |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state none |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state none |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 30 Sep 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available for consultation in relation to the Codes disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150930006161/en/
BARCLAYS PLC
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