REG-BARCLAYS PLC Form 8.3 - STERIS CORPORATION <Origin Href="QuoteRef">BARC.L</Origin> <Origin Href="QuoteRef">STE.N</Origin>
Form 8.3 - STERIS CORPORATION
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the Code)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | STERIS CORPORATION | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 15 October 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | SYNERGY HEALTH PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,001 | 0.01% | 286,610 | 0.48% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 284,112 | 0.47% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 287,113 | 0.48% | 286,610 | 0.48% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form8 (Open Positions).
(b) Rights to subscribe for new securities (including directors and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 32 | 65.8500 USD | ||||
| ORD | Purchase | 73 | 66.6417 USD | ||||
| ORD | Purchase | 98 | 66.8700 USD | ||||
| ORD | Purchase | 100 | 65.4200 USD | ||||
| ORD | Purchase | 100 | 66.8400 USD | ||||
| ORD | Purchase | 100 | 66.8000 USD | ||||
| ORD | Purchase | 126 | 66.1300 USD | ||||
| ORD | Purchase | 129 | 66.8167 USD | ||||
| ORD | Purchase | 171 | 66.8569 USD | ||||
| ORD | Purchase | 200 | 66.3000 USD | ||||
| ORD | Purchase | 200 | 66.8500 USD | ||||
| ORD | Purchase | 239 | 66.3163 USD | ||||
| ORD | Purchase | 300 | 65.6736 USD | ||||
| ORD | Purchase | 374 | 66.0658 USD | ||||
| ORD | Purchase | 374 | 66.0659 USD | ||||
| ORD | Purchase | 700 | 66.8369 USD | ||||
| ORD | Purchase | 766 | 65.9303 USD | ||||
| ORD | Purchase | 1,800 | 65.9175 USD | ||||
| ORD | Purchase | 2,200 | 66.0133 USD | ||||
| ORD | Purchase | 3,300 | 65.9375 USD | ||||
| ORD | Purchase | 5,840 | 65.9266 USD | ||||
| ORD | Sale | 16 | 65.9000 USD | ||||
| ORD | Sale | 32 | 65.8500 USD | ||||
| ORD | Sale | 57 | 66.8500 USD | ||||
| ORD | Sale | 74 | 65.2270 USD | ||||
| ORD | Sale | 100 | 66.8400 USD | ||||
| ORD | Sale | 126 | 66.1300 USD | ||||
| ORD | Sale | 200 | 66.6350 USD | ||||
| ORD | Sale | 300 | 66.1110 USD | ||||
| ORD | Sale | 374 | 66.0658 USD | ||||
| ORD | Sale | 600 | 65.8366 USD | ||||
| ORD | Sale | 650 | 66.0415 USD | ||||
| ORD | Sale | 700 | 66.0314 USD | ||||
| ORD | Sale | 700 | 65.6407 USD | ||||
| ORD | Sale | 700 | 66.8370 USD | ||||
| ORD | Sale | 700 | 66.8369 USD | ||||
| ORD | Sale | 800 | 66.2717 USD | ||||
| ORD | Sale | 800 | 65.8281 USD | ||||
| ORD | Sale | 900 | 66.4268 USD | ||||
| ORD | Sale | 1,200 | 66.0100 USD | ||||
| ORD | Sale | 1,305 | 66.0186 USD | ||||
| ORD | Sale | 1,700 | 65.8317 USD | ||||
| ORD | Sale | 2,100 | 65.8961 USD | ||||
| ORD | Sale | 2,990 | 65.7544 USD |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, |
| formal or informal, relating to relevant securities which may be an inducement to deal |
| or refrain from dealing entered into by the person making the disclosure and any party |
| to the offer or any person acting in concert with a party to the offer: |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between |
| the person making the disclosure and any other person relating to: |
| (i) the voting rights of any relevant securities under any option; or |
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which |
| any derivative is referenced: |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 16 Oct 2015 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available for consultation in relation to the Codes disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151016005637/en/
BARCLAYS PLC
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