REG-BARCLAYS PLC FORM 8.3 - STERIS CORPORATION <Origin Href="QuoteRef">BARC.L</Origin> <Origin Href="QuoteRef">STE.N</Origin>
FORM 8.3 - STERIS CORPORATION
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the Code)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | STERIS CORPORATION | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 26 October 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | SYNERGY HEALTH PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,927 | 0.01% | 376,508 | 0.63% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 308,286 | 0.52% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 312,213 | 0.52% | 376,508 | 0.63% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form8 (Open Positions).
(b) Rights to subscribe for new securities (including directors and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 17 | 66.6900 USD | ||||
| ORD | Purchase | 35 | 67.7000 USD | ||||
| ORD | Purchase | 100 | 67.8100 USD | ||||
| ORD | Purchase | 100 | 66.9600 USD | ||||
| ORD | Purchase | 100 | 67.8900 USD | ||||
| ORD | Purchase | 104 | 66.3688 USD | ||||
| ORD | Purchase | 145 | 67.2244 USD | ||||
| ORD | Purchase | 152 | 67.6900 USD | ||||
| ORD | Purchase | 163 | 66.2798 USD | ||||
| ORD | Purchase | 190 | 66.6085 USD | ||||
| ORD | Purchase | 200 | 67.7800 USD | ||||
| ORD | Purchase | 248 | 67.6174 USD | ||||
| ORD | Purchase | 300 | 67.6083 USD | ||||
| ORD | Purchase | 349 | 67.4009 USD | ||||
| ORD | Purchase | 400 | 66.8275 USD | ||||
| ORD | Purchase | 512 | 67.5967 USD | ||||
| ORD | Purchase | 539 | 67.5035 USD | ||||
| ORD | Purchase | 600 | 67.9833 USD | ||||
| ORD | Purchase | 655 | 66.9489 USD | ||||
| ORD | Purchase | 700 | 67.4600 USD | ||||
| ORD | Purchase | 756 | 67.6189 USD | ||||
| ORD | Purchase | 800 | 67.5556 USD | ||||
| ORD | Purchase | 900 | 66.5433 USD | ||||
| ORD | Purchase | 1,500 | 67.4852 USD | ||||
| ORD | Purchase | 1,500 | 67.6466 USD | ||||
| ORD | Purchase | 1,500 | 67.1926 USD | ||||
| ORD | Purchase | 1,696 | 67.6134 USD | ||||
| ORD | Purchase | 1,800 | 67.6055 USD | ||||
| ORD | Purchase | 1,900 | 67.7291 USD | ||||
| ORD | Purchase | 2,700 | 67.5800 USD | ||||
| ORD | Purchase | 2,950 | 67.9064 USD | ||||
| ORD | Purchase | 2,972 | 67.7558 USD | ||||
| ORD | Purchase | 3,463 | 67.6801 USD | ||||
| ORD | Purchase | 3,709 | 67.2765 USD | ||||
| ORD | Purchase | 3,750 | 67.6125 USD | ||||
| ORD | Purchase | 4,369 | 67.5863 USD | ||||
| ORD | Purchase | 4,500 | 67.5699 USD | ||||
| ORD | Purchase | 4,624 | 67.3448 USD | ||||
| ORD | Purchase | 6,067 | 67.5417 USD | ||||
| ORD | Purchase | 6,400 | 67.6393 USD | ||||
| ORD | Purchase | 6,800 | 67.6639 USD | ||||
| ORD | Purchase | 8,321 | 67.3323 USD | ||||
| ORD | Purchase | 8,578 | 67.6663 USD | ||||
| ORD | Purchase | 9,349 | 67.0759 USD | ||||
| ORD | Purchase | 10,080 | 67.5362 USD | ||||
| ORD | Purchase | 11,663 | 67.6005 USD | ||||
| ORD | Purchase | 11,998 | 67.6295 USD | ||||
| ORD | Purchase | 15,000 | 67.6445 USD | ||||
| ORD | Purchase | 15,900 | 67.6766 USD | ||||
| ORD | Purchase | 25,600 | 67.5110 USD | ||||
| ORD | Purchase | 38,744 | 67.6194 USD | ||||
| ORD | Purchase | 41,308 | 67.3452 USD | ||||
| ORD | Purchase | 45,663 | 67.6318 USD | ||||
| ORD | Purchase | 50,200 | 67.6505 USD | ||||
| ORD | Purchase | 56,969 | 67.2764 USD | ||||
| ORD | Purchase | 59,916 | 67.6497 USD | ||||
| ORD | Purchase | 100,000 | 67.4287 USD | ||||
| ORD | Purchase | 100,342 | 67.6500 USD | ||||
| ORD | Sale | 100 | 67.8000 USD | ||||
| ORD | Sale | 100 | 67.5100 USD | ||||
| ORD | Sale | 100 | 67.5300 USD | ||||
| ORD | Sale | 100 | 67.7000 USD | ||||
| ORD | Sale | 200 | 66.9750 USD | ||||
| ORD | Sale | 200 | 67.5850 USD | ||||
| ORD | Sale | 201 | 67.5527 USD | ||||
| ORD | Sale | 299 | 67.6100 USD | ||||
| ORD | Sale | 300 | 67.7601 USD | ||||
| ORD | Sale | 300 | 67.7433 USD | ||||
| ORD | Sale | 400 | 67.7725 USD | ||||
| ORD | Sale | 440 | 67.5926 USD | ||||
| ORD | Sale | 450 | 67.8050 USD | ||||
| ORD | Sale | 497 | 67.7681 USD | ||||
| ORD | Sale | 590 | 67.6708 USD | ||||
| ORD | Sale | 598 | 67.4238 USD | ||||
| ORD | Sale | 600 | 66.9766 USD | ||||
| ORD | Sale | 700 | 67.7900 USD | ||||
| ORD | Sale | 900 | 67.6150 USD | ||||
| ORD | Sale | 1,000 | 67.5830 USD | ||||
| ORD | Sale | 1,000 | 67.5540 USD | ||||
| ORD | Sale | 1,100 | 66.9903 USD | ||||
| ORD | Sale | 1,100 | 67.6508 USD | ||||
| ORD | Sale | 1,142 | 67.2080 USD | ||||
| ORD | Sale | 1,200 | 67.6833 USD | ||||
| ORD | Sale | 1,233 | 67.3628 USD | ||||
| ORD | Sale | 1,235 | 67.6614 USD | ||||
| ORD | Sale | 1,400 | 67.0142 USD | ||||
| ORD | Sale | 1,559 | 67.2683 USD | ||||
| ORD | Sale | 1,600 | 67.6231 USD | ||||
| ORD | Sale | 1,778 | 67.6616 USD | ||||
| ORD | Sale | 2,600 | 67.7930 USD | ||||
| ORD | Sale | 2,700 | 67.6305 USD | ||||
| ORD | Sale | 2,800 | 67.6339 USD | ||||
| ORD | Sale | 3,210 | 67.5169 USD | ||||
| ORD | Sale | 3,550 | 67.0039 USD | ||||
| ORD | Sale | 4,000 | 67.0000 USD | ||||
| ORD | Sale | 4,500 | 67.6602 USD | ||||
| ORD | Sale | 5,000 | 67.5268 USD | ||||
| ORD | Sale | 5,200 | 67.7291 USD | ||||
| ORD | Sale | 6,431 | 67.3049 USD | ||||
| ORD | Sale | 7,008 | 67.3947 USD | ||||
| ORD | Sale | 7,446 | 67.1454 USD | ||||
| ORD | Sale | 7,800 | 67.6894 USD | ||||
| ORD | Sale | 9,200 | 67.6234 USD | ||||
| ORD | Sale | 10,950 | 67.6917 USD | ||||
| ORD | Sale | 11,522 | 67.6006 USD | ||||
| ORD | Sale | 11,804 | 67.6005 USD | ||||
| ORD | Sale | 12,100 | 67.5590 USD | ||||
| ORD | Sale | 12,732 | 67.1314 USD | ||||
| ORD | Sale | 15,000 | 67.6803 USD | ||||
| ORD | Sale | 21,024 | 67.6416 USD | ||||
| ORD | Sale | 21,065 | 67.2178 USD | ||||
| ORD | Sale | 31,203 | 67.6897 USD | ||||
| ORD | Sale | 48,120 | 67.6465 USD | ||||
| ORD | Sale | 83,292 | 67.6463 USD | ||||
| ORD | Sale | 100,000 | 67.4287 USD | ||||
| ORD | Sale | 409,990 | 67.6500 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP Expires 31/10/2016 | Long | 24,174 | 67.6162 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state none |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state none |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 27 Oct 2015 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available for consultation in relation to the Codes disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151027006304/en/
BARCLAYS PLC
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