REG-BARCLAYS PLC Form 8.3 - STERIS CORPORATION <Origin Href="QuoteRef">BARC.L</Origin> <Origin Href="QuoteRef">STE.N</Origin>
Form 8.3 - STERIS CORPORATION
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the Code)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | STERIS CORPORATION | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 27 October 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | SYNERGY HEALTH PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,307 | 0.01% | 351,159 | 0.59% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 348,286 | 0.58% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 351,593 | 0.59% | 351,159 | 0.59% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form8 (Open Positions).
(b) Rights to subscribe for new securities (including directors and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 100 | 67.5100 USD | ||||
| ORD | Purchase | 101 | 67.2653 USD | ||||
| ORD | Purchase | 113 | 67.3000 USD | ||||
| ORD | Purchase | 200 | 67.6499 USD | ||||
| ORD | Purchase | 201 | 67.6000 USD | ||||
| ORD | Purchase | 300 | 67.4400 USD | ||||
| ORD | Purchase | 300 | 67.6166 USD | ||||
| ORD | Purchase | 300 | 67.8466 USD | ||||
| ORD | Purchase | 400 | 67.5325 USD | ||||
| ORD | Purchase | 477 | 67.6088 USD | ||||
| ORD | Purchase | 500 | 67.5840 USD | ||||
| ORD | Purchase | 701 | 67.5912 USD | ||||
| ORD | Purchase | 725 | 67.6500 USD | ||||
| ORD | Purchase | 1,101 | 67.7413 USD | ||||
| ORD | Purchase | 1,700 | 67.6309 USD | ||||
| ORD | Purchase | 2,092 | 67.5681 USD | ||||
| ORD | Purchase | 2,962 | 67.6336 USD | ||||
| ORD | Purchase | 3,940 | 67.6787 USD | ||||
| ORD | Purchase | 5,000 | 67.1914 USD | ||||
| ORD | Purchase | 5,100 | 67.0224 USD | ||||
| ORD | Purchase | 5,223 | 67.6513 USD | ||||
| ORD | Purchase | 5,277 | 67.3529 USD | ||||
| ORD | Purchase | 6,576 | 67.6223 USD | ||||
| ORD | Purchase | 7,568 | 68.2500 USD | ||||
| ORD | Purchase | 10,243 | 67.6182 USD | ||||
| ORD | Purchase | 11,227 | 67.5313 USD | ||||
| ORD | Purchase | 11,288 | 67.6084 USD | ||||
| ORD | Purchase | 11,296 | 67.5730 USD | ||||
| ORD | Purchase | 12,505 | 67.5666 USD | ||||
| ORD | Purchase | 17,100 | 67.6215 USD | ||||
| ORD | Purchase | 17,400 | 67.6134 USD | ||||
| ORD | Sale | 13 | 67.3000 USD | ||||
| ORD | Sale | 48 | 68.1362 USD | ||||
| ORD | Sale | 100 | 67.5700 USD | ||||
| ORD | Sale | 100 | 67.3700 USD | ||||
| ORD | Sale | 132 | 67.3560 USD | ||||
| ORD | Sale | 140 | 67.5628 USD | ||||
| ORD | Sale | 143 | 67.1402 USD | ||||
| ORD | Sale | 147 | 67.5577 USD | ||||
| ORD | Sale | 200 | 67.0950 USD | ||||
| ORD | Sale | 200 | 67.6000 USD | ||||
| ORD | Sale | 232 | 67.4784 USD | ||||
| ORD | Sale | 289 | 67.3553 USD | ||||
| ORD | Sale | 300 | 67.3966 USD | ||||
| ORD | Sale | 400 | 67.3100 USD | ||||
| ORD | Sale | 400 | 67.2100 USD | ||||
| ORD | Sale | 500 | 67.2420 USD | ||||
| ORD | Sale | 600 | 67.6666 USD | ||||
| ORD | Sale | 625 | 67.6500 USD | ||||
| ORD | Sale | 700 | 67.3028 USD | ||||
| ORD | Sale | 781 | 67.5441 USD | ||||
| ORD | Sale | 900 | 67.1205 USD | ||||
| ORD | Sale | 900 | 67.3244 USD | ||||
| ORD | Sale | 971 | 67.4604 USD | ||||
| ORD | Sale | 1,000 | 67.0375 USD | ||||
| ORD | Sale | 1,140 | 67.7000 USD | ||||
| ORD | Sale | 1,326 | 67.5280 USD | ||||
| ORD | Sale | 1,537 | 67.2601 USD | ||||
| ORD | Sale | 1,907 | 67.3782 USD | ||||
| ORD | Sale | 2,100 | 67.5347 USD | ||||
| ORD | Sale | 2,800 | 67.5250 USD | ||||
| ORD | Sale | 2,929 | 67.9350 USD | ||||
| ORD | Sale | 3,000 | 67.8348 USD | ||||
| ORD | Sale | 3,100 | 67.5517 USD | ||||
| ORD | Sale | 3,200 | 66.9872 USD | ||||
| ORD | Sale | 4,200 | 67.5835 USD | ||||
| ORD | Sale | 4,600 | 67.1811 USD | ||||
| ORD | Sale | 5,719 | 68.2500 USD | ||||
| ORD | Sale | 8,300 | 67.5238 USD | ||||
| ORD | Sale | 8,800 | 67.5410 USD | ||||
| ORD | Sale | 12,386 | 67.5667 USD | ||||
| ORD | Sale | 12,624 | 67.5666 USD | ||||
| ORD | Sale | 13,419 | 67.5776 USD | ||||
| ORD | Sale | 14,700 | 67.6242 USD | ||||
| ORD | Sale | 20,299 | 67.6089 USD | ||||
| ORD | Sale | 44,000 | 67.6035 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP Expires 30/11/2016 | Long | 40,000 | 67.5150 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state none |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state none |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 28 Oct 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available for consultation in relation to the Codes disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151028006236/en/
BARCLAYS PLC
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