REG-BARCLAYS PLC Form 8.3 - STERIS CORPORATION <Origin Href="QuoteRef">BARC.L</Origin> <Origin Href="QuoteRef">STE.N</Origin>
Form 8.3 - STERIS CORPORATION
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the Code)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | STERIS CORPORATION | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 28 October 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 10,314 | 0.02% | 369,459 | 0.62% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 348,286 | 0.58% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 358,600 | 0.60% | 369,459 | 0.62% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form8 (Open Positions).
(b) Rights to subscribe for new securities (including directors and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 40 | 68.3300 USD | ||||
| ORD | Purchase | 90 | 70.1800 USD | ||||
| ORD | Purchase | 100 | 68.7300 USD | ||||
| ORD | Purchase | 100 | 70.1900 USD | ||||
| ORD | Purchase | 100 | 69.9800 USD | ||||
| ORD | Purchase | 100 | 70.5900 USD | ||||
| ORD | Purchase | 200 | 69.7900 USD | ||||
| ORD | Purchase | 200 | 69.7800 USD | ||||
| ORD | Purchase | 200 | 69.7600 USD | ||||
| ORD | Purchase | 200 | 69.7500 USD | ||||
| ORD | Purchase | 300 | 69.7666 USD | ||||
| ORD | Purchase | 301 | 69.7399 USD | ||||
| ORD | Purchase | 326 | 70.2342 USD | ||||
| ORD | Purchase | 400 | 69.8500 USD | ||||
| ORD | Purchase | 400 | 68.8800 USD | ||||
| ORD | Purchase | 600 | 69.5766 USD | ||||
| ORD | Purchase | 600 | 68.8500 USD | ||||
| ORD | Purchase | 600 | 69.1025 USD | ||||
| ORD | Purchase | 617 | 70.0643 USD | ||||
| ORD | Purchase | 716 | 70.5173 USD | ||||
| ORD | Purchase | 982 | 70.0552 USD | ||||
| ORD | Purchase | 1,324 | 70.1097 USD | ||||
| ORD | Purchase | 1,412 | 69.5921 USD | ||||
| ORD | Purchase | 2,000 | 69.8890 USD | ||||
| ORD | Purchase | 2,000 | 70.0755 USD | ||||
| ORD | Purchase | 2,100 | 71.0442 USD | ||||
| ORD | Purchase | 2,600 | 69.7115 USD | ||||
| ORD | Purchase | 4,610 | 69.6788 USD | ||||
| ORD | Purchase | 4,907 | 71.0400 USD | ||||
| ORD | Purchase | 5,900 | 69.8867 USD | ||||
| ORD | Purchase | 7,171 | 69.4222 USD | ||||
| ORD | Purchase | 7,300 | 69.5859 USD | ||||
| ORD | Purchase | 9,419 | 69.5295 USD | ||||
| ORD | Purchase | 12,720 | 69.8247 USD | ||||
| ORD | Purchase | 13,400 | 69.8735 USD | ||||
| ORD | Purchase | 13,600 | 70.0000 USD | ||||
| ORD | Sale | 40 | 68.3300 USD | ||||
| ORD | Sale | 100 | 69.7000 USD | ||||
| ORD | Sale | 100 | 69.3900 USD | ||||
| ORD | Sale | 100 | 69.7200 USD | ||||
| ORD | Sale | 140 | 70.8157 USD | ||||
| ORD | Sale | 171 | 68.5295 USD | ||||
| ORD | Sale | 200 | 69.7900 USD | ||||
| ORD | Sale | 200 | 69.8300 USD | ||||
| ORD | Sale | 200 | 69.8125 USD | ||||
| ORD | Sale | 227 | 70.9188 USD | ||||
| ORD | Sale | 303 | 69.7341 USD | ||||
| ORD | Sale | 500 | 69.9642 USD | ||||
| ORD | Sale | 600 | 69.5316 USD | ||||
| ORD | Sale | 618 | 69.7839 USD | ||||
| ORD | Sale | 673 | 70.7198 USD | ||||
| ORD | Sale | 800 | 69.8700 USD | ||||
| ORD | Sale | 917 | 71.0400 USD | ||||
| ORD | Sale | 959 | 70.7905 USD | ||||
| ORD | Sale | 1,441 | 69.7990 USD | ||||
| ORD | Sale | 2,000 | 70.1572 USD | ||||
| ORD | Sale | 2,223 | 70.2484 USD | ||||
| ORD | Sale | 3,000 | 69.3210 USD | ||||
| ORD | Sale | 3,200 | 68.4490 USD | ||||
| ORD | Sale | 3,716 | 70.0472 USD | ||||
| ORD | Sale | 3,848 | 70.1448 USD | ||||
| ORD | Sale | 4,149 | 70.9032 USD | ||||
| ORD | Sale | 4,600 | 69.5776 USD | ||||
| ORD | Sale | 4,600 | 69.9670 USD | ||||
| ORD | Sale | 5,000 | 69.6480 USD | ||||
| ORD | Sale | 5,100 | 70.2925 USD | ||||
| ORD | Sale | 10,051 | 70.1971 USD | ||||
| ORD | Sale | 11,400 | 69.8238 USD | ||||
| ORD | Sale | 12,312 | 69.8830 USD | ||||
| ORD | Sale | 12,590 | 69.8248 USD | ||||
| ORD | Sale | 12,850 | 69.8247 USD |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state none |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state none |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 29 Oct 2015 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available for consultation in relation to the Codes disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151029005965/en/
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