REG - Surface Transforms - Holding(s) in Company

Surface TransformsAnnouncement

06/11/2019 10:05

RNS Number : 4693S
Surface Transforms PLC
06 November 2019
 


 




 




TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i




 




1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii


SURFACE TRANSFORMS PLC




 




2 Reason for the notification (please tick the appropriate box or boxes):




An acquisition or disposal of voting rights


x




An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


 




An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


 




An event changing the breakdown of voting rights


 




Other (please specify):


 


 



 
 
 



 




3. Full name of person(s) subject to the notification obligation: iii


Maunby Investment Management Ltd




4. Full name of shareholder(s)
(if different from 3.): iv


Maunby Nominees Limited




5. Date of the transaction and date on which the threshold is crossed or reached: v


20/03/2019




6. Date on which issuer notified:


22/03/2019




7. Threshold(s) that is/are crossed or
reached: vi, vii


                        3%




 




8. Notified details: Nominee Shareholding -breakdown




A: Voting rights attached to shares viii, ix




Class/type of

shares


if possible using

the ISIN CODE


Situation previous

to the triggering

transaction


Resulting situation after the triggering transaction




Number

of

Shares


Number

of

Voting

Rights


Number

of shares


Number of voting

rights


% of  voting rights x




Direct


Direct xi


Indirect xii


Direct


Indirect




GB0002892528


            2,992,411


2,992,411


4,611,280


4,611,280


 


3.39%


 




 


 


 


 


 


 


 


 




 




B: Qualifying Financial Instruments




Resulting situation after the triggering transaction




Type of financial

instrument


Expiration

date xiii


Exercise/

Conversion

Period xiv


Number of voting

rights that may be

acquired if the

instrument is

exercised/ converted.
 


% of voting

rights




 


 


 


 


 




 




C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi




Resulting situation after the triggering transaction




Type of financial

instrument


Exercise

price


Expiration

date xvii


Exercise/

Conversion

period xviii


Number of voting

rights instrument

refers to


% of voting rights xix, xx
 




 


 


 


 


 


Nominal


Delta
 




 


 




 




Total (A+B+C)




Number of voting rights


Percentage of voting rights




4,611,280


3.39%




 




9. Chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held, if applicable: xxi




 
 




 




Proxy Voting:




10. Name of the proxy holder:


 Maunby Nominees Limited




11. Number of voting rights proxy holder will cease to hold:


 




12. Date on which proxy holder will cease to hold voting rights:


 




 




13. Additional information:


Maunby Nominees Limited has bought 1,618,869 shares in the recent placing.




14. Contact name:


 Marie Thompson




15. Contact telephone number:


01423 523 553




 
 




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