REG-BARCLAYS PLC FORM 8.3 - TAKE-TWO INTERACTIVE SOFTWARE INC
13/01/2021 12:50
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FORM 8.3 - TAKE-TWO INTERACTIVE SOFTWARE INC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose TAKE-TWO INTERACTIVE SOFTWARE INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 12 January 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? CODEMASTERS GROUP HOLDINGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: Common stock
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 281,902 0.25% 209,116 0.18%
(2) Cash-settled derivatives:
201,525 0.18% 37,056 0.03%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 38,600 0.03% 68,800 0.06%
TOTAL: 522,027 0.45% 314,972 0.27%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
Common stock Purchase 1 204.0400 USD
Common stock Purchase 2 200.2000 USD
Common stock Purchase 2 203.9700 USD
Common stock Purchase 2 200.1100 USD
Common stock Purchase 4 199.7700 USD
Common stock Purchase 5 200.5180 USD
Common stock Purchase 6 202.3458 USD
Common stock Purchase 7 200.5842 USD
Common stock Purchase 10 200.4320 USD
Common stock Purchase 12 199.9600 USD
Common stock Purchase 27 200.2877 USD
Common stock Purchase 30 200.1686 USD
Common stock Purchase 36 200.0544 USD
Common stock Purchase 38 200.0689 USD
Common stock Purchase 63 206.5500 USD
Common stock Purchase 100 204.9300 USD
Common stock Purchase 100 202.1864 USD
Common stock Purchase 271 201.5301 USD
Common stock Purchase 305 203.8475 USD
Common stock Purchase 500 201.2580 USD
Common stock Purchase 650 200.8374 USD
Common stock Purchase 862 202.7383 USD
Common stock Purchase 893 203.4008 USD
Common stock Purchase 977 200.5690 USD
Common stock Purchase 1,452 199.3776 USD
Common stock Purchase 1,700 200.1394 USD
Common stock Purchase 2,404 199.5172 USD
Common stock Purchase 2,549 199.1589 USD
Common stock Purchase 2,821 199.8613 USD
Common stock Purchase 3,528 205.8594 USD
Common stock Purchase 5,498 200.3004 USD
Common stock Purchase 9,164 199.1500 USD
Common stock Purchase 11,487 200.8751 USD
Common stock Purchase 13,163 200.5270 USD
Common stock Purchase 14,301 200.6488 USD
Common stock Purchase 70,626 200.6921 USD
Common stock Sale 1 199.6800 USD
Common stock Sale 1 199.6700 USD
Common stock Sale 15 201.3900 USD
Common stock Sale 15 200.3300 USD
Common stock Sale 100 199.8350 USD
Common stock Sale 100 203.7600 USD
Common stock Sale 100 199.7700 USD
Common stock Sale 100 199.7600 USD
Common stock Sale 100 199.6900 USD
Common stock Sale 101 199.8198 USD
Common stock Sale 150 200.2733 USD
Common stock Sale 152 204.2690 USD
Common stock Sale 266 199.7509 USD
Common stock Sale 305 203.8475 USD
Common stock Sale 397 199.7291 USD
Common stock Sale 443 202.4741 USD
Common stock Sale 600 202.0350 USD
Common stock Sale 637 202.6858 USD
Common stock Sale 650 200.8374 USD
Common stock Sale 1,238 199.2945 USD
Common stock Sale 1,302 199.2744 USD
Common stock Sale 2,334 201.0870 USD
Common stock Sale 2,584 199.1849 USD
Common stock Sale 2,729 200.8804 USD
Common stock Sale 3,769 205.9252 USD
Common stock Sale 4,615 201.8406 USD
Common stock Sale 9,164 199.1500 USD
Common stock Sale 11,585 200.5926 USD
Common stock Sale 11,823 200.5679 USD
Common stock Sale 88,220 200.5784 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
Common stock SWAP Long 250 200.4620 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 13 Jan 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52359500&newsitemid=20210113005482&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=d9d8976112e61ae3c45f263e27aa9192)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose TAKE-TWO INTERACTIVE SOFTWARE INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
Common stock Call Options Purchased 7,700 140.0000 American 15 Jan 2021
Common stock Call Options Purchased 8,000 160.0000 American 21 Jan 2022
Common stock Call Options Written -21,600 160.0000 American 21 Jan 2022
Common stock Call Options Written -13,600 170.0000 American 21 Jan 2022
Common stock Call Options Written -4,900 160.0000 American 15 Jan 2021
Common stock Call Options Written -3,500 110.0000 American 15 Jan 2021
Common stock Call Options Written -2,800 185.0000 American 21 Jan 2022
Common stock Call Options Written -2,500 120.0000 American 15 Jan 2021
Common stock Put Options Purchased -11,700 160.0000 American 21 Jan 2022
Common stock Put Options Purchased -4,800 115.0000 American 21 Jan 2022
Common stock Put Options Purchased -2,400 45.0000 American 15 Jan 2021
Common stock Put Options Purchased -1,000 130.0000 American 21 Jan 2022
Common stock Put Options Written 400 185.0000 American 21 Jan 2022
Common stock Put Options Written 1,000 130.0000 American 21 Jan 2022
Common stock Put Options Written 1,200 165.0000 American 21 Jan 2022
Common stock Put Options Written 1,600 170.0000 American 21 Jan 2022
Common stock Put Options Written 1,600 180.0000 American 21 Jan 2022
Common stock Put Options Written 17,100 160.0000 American 21 Jan 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52359500&newsitemid=20210113005482&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=94cb656b8413176c6b662772447102da)
.
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