REG - D E Shaw & Co LP Takeda Pharma.Co.Ltd Shire plc - Form 8.3 - Shire Plc

Takeda Pharmaceutical CoAnnouncement

30/11/2018 14:30

RNS Number : 1037J
D E Shaw & Co LP
30 November 2018
 


FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 




(a) Full name of discloser:


D. E. Shaw & Co., L.P.




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


 




(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Shire plc




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:


 




(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


November 29, 2018




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


Yes: Takeda Pharmaceutical Company Limited




 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 




Class of relevant security:
 


5p ordinary shares: 228,780 shares interests
 
ADR (where 1 ADR = 3 5p ordinary shares): 4,563,180 equivalent shares interests and 168 equivalent shares as short positions




 
 


Interests


Short positions




 


Number


%


Number


%




(1) Relevant securities owned and/or controlled:


4,791,960


0.52


168


0.00




(2) Cash-settled derivatives:


8,087,927


0.88


450,005


0.04




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


171,900


0.01


377,100


0.04




     TOTAL:


13,051,787


1.42


827,273


0.09




 
 
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 




Class of relevant security in relation to which subscription right exists:


 




Details, including nature of the rights concerned and relevant percentages:


 




 
 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 




Class of relevant security


Purchase/sale
 


Number of securities


Price per unit




ADR


Purchase


20


USD 171.32




ADR


Purchase


200


USD 171.45




ADR


Purchase


500


USD 171.46




ADR


Purchase


700


USD 171.47




ADR


Purchase


100


USD 171.48




ADR


Purchase


1,403


USD 171.49




ADR


Purchase


800


USD 171.50




ADR


Purchase


1,200


USD 171.51




ADR


Purchase


800


USD 171.52




ADR


Purchase


600


USD 171.53




ADR


Purchase


574


USD 171.54




ADR


Purchase


1,200


USD 171.55




ADR


Purchase


500


USD 171.56




ADR


Purchase


600


USD 171.57




ADR


Purchase


1,300


USD 171.58




ADR


Purchase


600


USD 171.59




ADR


Purchase


800


USD 171.60




ADR


Purchase


100


USD 171.61




ADR


Purchase


200


USD 171.62




ADR


Purchase


200


USD 171.63




ADR


Purchase


113


USD 171.64




ADR


Purchase


200


USD 171.65




ADR


Purchase


200


USD 171.68




ADR


Purchase


400


USD 171.69




ADR


Purchase


300


USD 171.70




ADR


Purchase


400


USD 171.71




ADR


Purchase


300


USD 171.72




ADR


Purchase


100


USD 171.74




ADR


Purchase


300


USD 171.75




ADR


Purchase


100


USD 171.76




ADR


Purchase


200


USD 171.78




ADR


Purchase


300


USD 171.79




ADR


Purchase


100


USD 171.80




ADR


Purchase


900


USD 171.81




ADR


Purchase


400


USD 171.82




ADR


Purchase


300


USD 171.83




ADR


Purchase


800


USD 171.84




ADR


Purchase


200


USD 171.85




ADR


Purchase


400


USD 171.86




ADR


Purchase


200


USD 171.87




ADR


Purchase


100


USD 171.89




ADR


Purchase


400


USD 171.90




ADR


Purchase


300


USD 171.92




ADR


Purchase


100


USD 171.95




ADR


Purchase


1,200


USD 171.96




ADR


Purchase


658


USD 171.97




ADR


Purchase


400


USD 171.98




ADR


Purchase


700


USD 171.99




ADR


Purchase


600


USD 172.00




ADR


Purchase


200


USD 172.01




ADR


Purchase


100


USD 172.02




ADR


Purchase


700


USD 172.03




ADR


Purchase


100


USD 172.05




ADR


Purchase


100


USD 172.08




ADR


Purchase


99


USD 172.09




ADR


Purchase


100


USD 172.10




ADR


Purchase


300


USD 172.12




ADR


Purchase


100


USD 172.14




ADR


Purchase


300


USD 172.16




ADR


Purchase


300


USD 172.17




ADR


Purchase


200


USD 172.18




ADR


Purchase


200


USD 172.19




ADR


Purchase


300


USD 172.20




ADR


Purchase


300


USD 172.22




ADR


Purchase


100


USD 172.23




ADR


Purchase


200


USD 172.28




ADR


Purchase


100


USD 172.29




ADR


Purchase


405


USD 172.35




ADR


Purchase


395


USD 172.37




ADR


Purchase


100


USD 172.38




ADR


Purchase


100


USD 172.40




ADR


Purchase


100


USD 172.41




ADR


Purchase


200


USD 172.42




ADR


Purchase


100


USD 172.43




ADR


Purchase


600


USD 172.44




ADR


Purchase


700


USD 172.45




ADR


Purchase


100


USD 172.46




ADR


Purchase


100


USD 172.47




ADR


Purchase


300


USD 172.48




ADR


Purchase


600


USD 172.49




ADR


Purchase


300


USD 172.50




ADR


Purchase


300


USD 172.51




ADR


Purchase


500


USD 172.52




ADR


Purchase


100


USD 172.53




ADR


Purchase


400


USD 172.54




ADR


Purchase


300


USD 172.55




ADR


Purchase


600


USD 172.56




ADR


Purchase


300


USD 172.57




ADR


Purchase


400


USD 172.58




ADR


Purchase


40


USD 172.59




ADR


Purchase


160


USD 172.60




ADR


Purchase


400


USD 172.61




ADR


Purchase


300


USD 172.62




ADR


Purchase


300


USD 172.63




ADR


Purchase


700


USD 172.64




ADR


Purchase


100


USD 172.65




ADR


Purchase


300


USD 172.66




ADR


Purchase


500


USD 172.67




ADR


Purchase


400


USD 172.68




ADR


Purchase


700


USD 172.69




ADR


Purchase


313


USD 172.70




ADR


Purchase


500


USD 172.71




ADR


Purchase


100


USD 172.72




ADR


Purchase


300


USD 172.73




ADR


Purchase


300


USD 172.74




ADR


Purchase


900


USD 172.75




ADR


Purchase


324


USD 172.76




ADR


Purchase


500


USD 172.77




ADR


Purchase


315


USD 172.78




ADR


Purchase


200


USD 172.79




ADR


Purchase


100


USD 172.80




ADR


Purchase


300


USD 172.81




ADR


Purchase


300


USD 172.82




ADR


Purchase


300


USD 172.83




ADR


Purchase


100


USD 172.84




ADR


Purchase


300


USD 172.86




ADR


Purchase


200


USD 172.87




ADR


Purchase


400


USD 172.88




ADR


Purchase


700


USD 172.89




ADR


Purchase


200


USD 172.90




ADR


Purchase


200


USD 172.91




ADR


Purchase


200


USD 172.92




ADR


Purchase


300


USD 172.93




ADR


Purchase


300


USD 172.94




ADR


Purchase


325


USD 172.95




ADR


Purchase


400


USD 172.96




ADR


Purchase


100


USD 172.98




ADR


Purchase


400


USD 172.99




ADR


Purchase


400


USD 173.00




ADR


Purchase


100


USD 173.01




ADR


Purchase


200


USD 173.02




ADR


Purchase


200


USD 173.03




ADR


Purchase


200


USD 173.04




ADR


Purchase


300


USD 173.05




ADR


Purchase


100


USD 173.06




ADR


Purchase


200


USD 173.08




ADR


Purchase


100


USD 173.14




ADR


Purchase


100


USD 173.15




ADR


Purchase


200


USD 173.16




ADR


Purchase


100


USD 173.24




ADR


Purchase


100


USD 173.25




ADR


Purchase


100


USD 173.26




ADR


Purchase


100


USD 173.29




ADR


Purchase


198


USD 173.30




ADR


Purchase


100


USD 173.31




ADR


Purchase


200


USD 173.32




ADR


Purchase


100


USD 173.33




ADR


Purchase


100


USD 173.34




ADR


Purchase


100


USD 173.35




ADR


Purchase


200


USD 173.37




ADR


Purchase


129


USD 173.38




ADR


Purchase


639


USD 173.39




ADR


Purchase


200


USD 173.40




 
 
(b)        Cash-settled derivative transactions
 




Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




5p ordinary


Swap


Increasing a long position


147


GBP 44.37




5p ordinary


Swap


Increasing a long position


536


GBP 44.38




5p ordinary


Swap


Increasing a long position


275


GBP 44.39




5p ordinary


Swap


Increasing a long position


581


GBP 44.40




5p ordinary


Swap


Increasing a long position


3,012


GBP 44.41




5p ordinary


Swap


Increasing a long position


699


GBP 44.42




5p ordinary


Swap


Increasing a long position


536


GBP 44.43




5p ordinary


Swap


Increasing a long position


1,141


GBP 44.44




5p ordinary


Swap


Increasing a long position


887


GBP 44.45




5p ordinary


Swap


Increasing a long position


1,819


GBP 44.46




5p ordinary


Swap


Increasing a long position


922


GBP 44.47




5p ordinary


Swap


Increasing a long position


1,876


GBP 44.48




5p ordinary


Swap


Increasing a long position


1,238


GBP 44.49




5p ordinary


Swap


Increasing a long position


810


GBP 44.50




5p ordinary


Swap


Increasing a long position


1,197


GBP 44.51




5p ordinary


Swap


Increasing a long position


734


GBP 44.52




5p ordinary


Swap


Increasing a long position


154


GBP 44.53




5p ordinary


Swap


Increasing a long position


66


GBP 44.55




5p ordinary


Swap


Increasing a long position


457


GBP 44.56




5p ordinary


Swap


Increasing a long position


483


GBP 44.57




5p ordinary


Swap


Increasing a long position


671


GBP 44.58




5p ordinary


Swap


Increasing a long position


389


GBP 44.59




5p ordinary


Swap


Increasing a long position


309


GBP 44.60




5p ordinary


Swap


Increasing a long position


459


GBP 44.61




5p ordinary


Swap


Increasing a long position


445


GBP 44.62




5p ordinary


Swap


Increasing a long position


286


GBP 44.63




5p ordinary


Swap


Increasing a long position


136


GBP 44.64




5p ordinary


Swap


Increasing a long position


98


GBP 44.65




5p ordinary


Swap


Increasing a long position


61


GBP 44.66




5p ordinary


Swap


Increasing a long position


135


GBP 44.67




5p ordinary


Swap


Increasing a long position


329


GBP 44.68




5p ordinary


Swap


Increasing a long position


895


GBP 44.69




5p ordinary


Swap


Increasing a long position


325


GBP 44.70




5p ordinary


Swap


Increasing a long position


520


GBP 44.71




5p ordinary


Swap


Increasing a long position


561


GBP 44.72




5p ordinary


Swap


Increasing a long position


590


GBP 44.73




5p ordinary


Swap


Increasing a long position


1,085


GBP 44.74




5p ordinary


Swap


Increasing a long position


4,336


GBP 44.75




5p ordinary


Swap


Increasing a long position


2,080


GBP 44.76




5p ordinary


Swap


Increasing a long position


1,202


GBP 44.77




5p ordinary


Swap


Increasing a long position


1,015


GBP 44.78




5p ordinary


Swap


Increasing a long position


1,513


GBP 44.79




5p ordinary


Swap


Increasing a long position


4,236


GBP 44.80




5p ordinary


Swap


Increasing a long position


121


GBP 44.90




5p ordinary


Swap


Increasing a long position


123


GBP 44.91




5p ordinary


Swap


Increasing a long position


394


GBP 44.92




5p ordinary


Swap


Increasing a long position


895


GBP 44.93




5p ordinary


Swap


Increasing a long position


1,718


GBP 44.94




5p ordinary


Swap


Increasing a long position


169


GBP 44.95




5p ordinary


Swap


Increasing a long position


1,300


GBP 44.96




5p ordinary


Swap


Increasing a long position


1,486


GBP 44.97




5p ordinary


Swap


Increasing a long position


1,646


GBP 44.98




5p ordinary


Swap


Increasing a long position


3,930


GBP 44.99




5p ordinary


Swap


Increasing a long position


3,784


GBP 45.00




5p ordinary


Swap


Increasing a long position


1,538


GBP 45.01




5p ordinary


Swap


Increasing a long position


1,442


GBP 45.02




5p ordinary


Swap


Increasing a long position


1,288


GBP 45.03




5p ordinary


Swap


Increasing a long position


2,488


GBP 45.04




5p ordinary


Swap


Increasing a long position


42,143


GBP 45.05




5p ordinary


Swap


Increasing a long position


1,905


GBP 45.06




5p ordinary


Swap


Increasing a long position


2,148


GBP 45.07




5p ordinary


Swap


Increasing a long position


1,757


GBP 45.08




5p ordinary


Swap


Increasing a long position


4,446


GBP 45.09




5p ordinary


Swap


Increasing a long position


1,970


GBP 45.10




5p ordinary


Swap


Increasing a long position


3,166


GBP 45.11




5p ordinary


Swap


Increasing a long position


134


GBP 45.12




5p ordinary


Swap


Increasing a long position


29


GBP 45.13




5p ordinary


Swap


Increasing a long position


184


GBP 45.15




 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 




Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit




 


 


 


 


 


 


 


 




 
(ii)        Exercise
 




Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




 


 


 


 


 
 




 
(d)        Other dealings (including subscribing for new securities)
 




Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)




 


 
 


 


 




 
 
4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 




Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
None




 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 




Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None




 
(c)        Attachments
 




Is a Supplemental Form 8 (Open Positions) attached?


YES




 
 




Date of disclosure:


November 30, 2018




Contact name:


Kevin Krist (Compliance Department)




Telephone number:


+44 (0) 20 7409 4420




 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 
 
 
 
 
 
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
 
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
 
1.         KEY INFORMATION
 




Full name of person making disclosure:


D. E. Shaw & Co., L.P.




Name of offeror/offeree in relation to whose relevant securities the disclosure relates:


Shire plc




 
2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
 




Class of relevant security


Product description e.g. call option


Written or purchased


Number of securities to which option or derivative relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date




ADR


Listed Call Option


Purchased


45,000


USD 220.0


American


17/01/2020




ADR


Listed Call Option


Purchased


300


USD 195.0


American


18/01/2019




ADR


Listed Call Option


Purchased


16,200


USD 190.0


American


17/01/2020




ADR


Listed Call Option


Purchased


5,400


USD 200.0


American


17/01/2020




ADR


Listed Call Option


Purchased


90,000


USD 190.0


American


18/01/2019




ADR


Listed Call Option


Purchased


15,000


USD 210.0


American


17/01/2020




ADR


Listed Put Option


Purchased


-30,000


USD 155.0


American


18/01/2019




ADR


Listed Put Option


Purchased


-30,000


USD 130.0


American


18/01/2019




ADR


Listed Put Option


Purchased


-1,500


USD 90.0


American


17/01/2020




ADR


Listed Put Option


Purchased


-21,000


USD 120.0


American


18/01/2019




ADR


Listed Put Option


Purchased


-6,900


USD 110.0


American


17/01/2020




ADR


Listed Put Option


Purchased


-75,000


USD 105.0


American


18/01/2019




ADR


Listed Put Option


Purchased


-90,000


USD 135.0


American


18/01/2019




ADR


Listed Put Option


Purchased


-30,000


USD 150.0


American


17/01/2020




ADR


Listed Put Option


Purchased


-63,300


USD 110.0


American


18/01/2019




ADR


Listed Put Option


Purchased


-29,400


USD 125.0


American


17/01/2020




 
3.         AGREEMENTS TO PURCHASE OR SELL ETC.
 




Full details should be given so that the nature of the interest or position can be fully understood:




 
None
 
 
 




 
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
 
The currency of all prices and other monetary amounts should be stated.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




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