REG-Daiwa Asset Management Form 8.3 - Takeda Pharmaceutical Company Limited

Takeda Pharmaceutical CoAnnouncement

04/01/2019 07:00

      Form 8.3 - Takeda Pharmaceutical Company Limited
    

    

      FORM 8.3 - Replacement to 2. POSITIONS OF THE PERSON MAKING THE 
      DISCLOSURE and 3. (a) Purchases and sales
    

      PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A 
      PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 
      8.3 of the Takeover Code (the “Code”)
    

      1. KEY INFORMATION
    

      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

          (a) Full name of discloser:
        
        

           
        
        

           
        
        

           
        
        

          Daiwa Asset Management Co.

          

            Ltd.
          
        
        

        
        

        
        

        
      
      

        

          (b) Owner or controller of interests and short positions 
          disclosed, if different from 1(a):

          

            The naming of nominee or vehicle companies is insufficient. For 
            a trust, the trustee(s), settlor and beneficiaries must be named.
          
        
        

           
        
        

           
        
        

           
        
        

          N/A
        
        

        
        

        
        

        
      
      

        

          (c) Name of offeror/offeree in relation to whose relevant 
          securities this form relates:

          

            Use a separate form for each offeror/offeree
          
        
        

           
        
        

           
        
        

           
        
        

          Takeda Pharmaceutical Company Limited (the Offeror)
        
        

        
        

        
        

        
      
      

        

          (d) If an exempt fund manager connected with an offeror/offeree, 
          state this and specify identity of offeror/offeree:
        
        

           
        
        

           
        
        

           
        
        

          N/A
        
        

        
        

        
        

        
      
      

        

          (e) Date position held/dealing undertaken:

          

            For an opening position disclosure, state the latest 
            practicable date prior to the disclosure
          
        
        

           
        
        

           
        
        

           
        
        

          28 December 2018
        
        

        
        

        
        

        
      
      

        

          (f) In addition to the company in 1(c) above, is the discloser 
          making disclosures in respect of any other party to the offer?

          

            If it is a cash offer or possible cash offer, state “N/A”
          
        
        

           
        
        

           
        
        

           
        
        

          NO

          

            If YES, specify which:
          
        
        

        
        

        
        

        
      
      

        

        
        

           
        
        

           
        
        

           
        
        

        
        

        
        

        
        

        
      
    

      2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
    

      If there are positions or rights to subscribe to disclose in more 
      than one class of relevant securities of the offeror or offeree named in 
      1(c), copy table 2(a) or (b) (as appropriate) for each additional class 
      of relevant security.
    

      (a) Interests and short positions in the relevant securities 
      of the offeror or offeree to which the disclosure relates following the 
      dealing (if any)
    

      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

          Class of relevant security:
        
        

           
        
        

           
        
        

           
        
        

          ORD
        
        

        
        

        
        

        
      
      

        

          

             
          
        
        

           
        
        

           
        
        

           
        
        

          Interests
        
        

           
        
        

           
        
        

           
        
        

          Short positions
        
        

        
        

        
        

        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

          Number
        
        

           
        
        

           
        
        

           
        
        

          %
        
        

           
        
        

           
        
        

           
        
        

          Number
        
        

           
        
        

           
        
        

           
        
        

          %
        
        

        
        

        
        

        
      
      

        

          (1) Relevant securities owned and/or controlled:
        
        

           
        
        

           
        
        

           
        
        

          

            13,534,000
          
        
        

           
        
        

           
        
        

           
        
        

          

            1.73
          
        
        

           
        
        

           
        
        

           
        
        

          

            Nil
          
        
        

           
        
        

           
        
        

           
        
        

          -
        
        

        
        

        
        

        
      
      

        

          (2) Cash-settled derivatives:
        
        

           
        
        

           
        
        

           
        
        

          Nil
        
        

           
        
        

           
        
        

           
        
        

          -
        
        

           
        
        

           
        
        

           
        
        

          Nil
        
        

           
        
        

           
        
        

           
        
        

          -
        
        

        
        

        
        

        
      
      

        

          (3) Stock-settled derivatives (including options) and agreements 
          to purchase/sell:
        
        

           
        
        

           
        
        

           
        
        

          

             
          
          

            Nil
          
        
        

           
        
        

           
        
        

           
        
        

          

             
          
          

            -
          
        
        

           
        
        

           
        
        

           
        
        

          

             
          
          

            Nil
          
        
        

           
        
        

           
        
        

           
        
        

          

             
          
          

            -
          
        
        

        
        

        
        

        
      
      

        

          

            TOTAL:
          
        
        

           
        
        

           
        
        

           
        
        

          

            13,534,000
          
        
        

           
        
        

           
        
        

           
        
        

          

            1.73
          
        
        

           
        
        

           
        
        

           
        
        

          

            Nil
          
        
        

           
        
        

           
        
        

           
        
        

          

            -
          
        
        

        
        

        
        

        
      
      

        

        
        

        
        

        
        

        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

        
        

        
        

        
      
    

      All interests and all short positions should be disclosed.
    

      Details of any open stock-settled derivative positions (including 
      traded options), or agreements to purchase or sell relevant securities, 
      should be given on a Supplemental Form 8 (Open Positions).
    

      (b) Rights to subscribe for new securities (including 
      directors’ and other employee options)
    

      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
      
      

        

          Class of relevant security in relation to which subscription 
          right exists:
        
        

           
        
        

           
        
        

           
        
        

          

            N/A
          
        
      
      

        

          Details, including nature of the rights concerned and relevant 
          percentages:
        
        

           
        
        

           
        
        

           
        
        

          

            N/A
          
        
      
    

      3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
    

      Where there have been dealings in more than one class of relevant 
      securities of the offeror or offeree named in 1(c), copy table 3(a), 
      (b), (c) or (d) (as appropriate) for each additional class of relevant 
      security dealt in.
    

      The currency of all prices and other monetary amounts should be 
      stated.
    

      (a) Purchases and sales
    

      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

          

            Class of
relevant security
          
        
        

           
        
        

           
        
        

           
        
        

          Purchase/sale
        
        

           
        
        

           
        
        

           
        
        

          Number of securities
        
        

           
        
        

           
        
        

           
        
        

          Price per unit
        
        

        
        

        
        

        
      
      

        

          ORD
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          15,000
        
        

           
        
        

           
        
        

           
        
        

          3699 JPY
        
        

        
        

        
        

        
      
      

        

          ORD
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          38,000
        
        

           
        
        

           
        
        

           
        
        

          3792 JPY
        
        

        
        

        
        

        
      
      

        

          ORD
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          2,000
        
        

           
        
        

           
        
        

           
        
        

          3705.93 JPY
        
        

        
        

        
        

        
      
      

        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

        
        

        
        

        
      
    

      (b) Cash-settled derivative transactions
    

      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

          

            Class of
relevant security
          
        
        

           
        
        

           
        
        

           
        
        

          

            Product description
e.g. CFD
          
          

             
          
        
        

           
        
        

           
        
        

           
        
        

          

            Nature of dealing
e.g. opening/closing a
long/short 
            position,
increasing/reducing a
long/short 
            position
          
        
        

           
        
        

           
        
        

           
        
        

          

            Number of
reference securities
          
        
        

           
        
        

           
        
        

           
        
        

          Price per unit
        
        

        
        

        
        

        
      
      

        

          -
        
        

           
        
        

           
        
        

           
        
        

          -
        
        

           
        
        

           
        
        

           
        
        

          -
        
        

           
        
        

           
        
        

           
        
        

          -
        
        

           
        
        

           
        
        

           
        
        

          -
        
        

        
        

        
        

        
      
      

        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

        
        

        
        

        
      
    

      (c) Stock-settled derivative transactions (including options)
    

      (i) Writing, selling, purchasing or varying
    

      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

          

            Class of
relevant security
          
        
        

           
        
        

           
        
        

           
        
        

          

            Product description
e.g. call option
          
        
        

           
        
        

           
        
        

           
        
        

          

            Writing, purchasing,
selling, varying etc.
          
        
        

           
        
        

           
        
        

           
        
        

          

            Number of securities
to which option relates
          
        
        

           
        
        

           
        
        

           
        
        

          

            Exercise price
per unit
          
        
        

           
        
        

           
        
        

           
        
        

          

            Type
e.g. American,
European etc.
          
        
        

           
        
        

           
        
        

           
        
        

          Expiry date
        
        

           
        
        

           
        
        

           
        
        

          

            Option money paid/
received per unit
          
        
        

        
        

        
        

        
      
      

        

          -
        
        

           
        
        

           
        
        

           
        
        

          -
        
        

           
        
        

           
        
        

           
        
        

          -
        
        

           
        
        

           
        
        

           
        
        

          -
        
        

           
        
        

           
        
        

           
        
        

          -
        
        

           
        
        

           
        
        

           
        
        

          -
        
        

           
        
        

           
        
        

           
        
        

          -
        
        

           
        
        

           
        
        

           
        
        

          -
        
        

        
        

        
        

        
      
      

        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

        
        

        
        

        
      
    

      (ii) Exercise
    

      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

          

            Class of
relevant security
          
        
        

           
        
        

           
        
        

           
        
        

          

            Product description
e.g. call option
          
        
        

           
        
        

           
        
        

           
        
        

          

            Exercising/
exercised against
          
        
        

           
        
        

           
        
        

           
        
        

          

            Number of
securities
          
        
        

           
        
        

           
        
        

           
        
        

          

            Exercise price
per unit
          
        
        

        
        

        
        

        
      
      

        

          -
        
        

           
        
        

           
        
        

           
        
        

          -
        
        

           
        
        

           
        
        

           
        
        

          -
        
        

           
        
        

           
        
        

           
        
        

          -
        
        

           
        
        

           
        
        

           
        
        

          -
        
        

        
        

        
        

        
      
      

        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

        
        

        
        

        
      
    

      (d) Other dealings (including subscribing for new securities)
    

      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

          

            Class of
relevant security
          
        
        

           
        
        

           
        
        

           
        
        

          

            Nature of dealing
e.g. subscription, conversion
          
        
        

           
        
        

           
        
        

           
        
        

          Details
        
        

           
        
        

           
        
        

           
        
        

          

            Price per unit
(if applicable)
          
        
        

        
        

        
        

        
      
      

        

          -
        
        

           
        
        

           
        
        

           
        
        

          -
        
        

           
        
        

           
        
        

           
        
        

          -
        
        

           
        
        

           
        
        

           
        
        

          -
        
        

        
        

        
        

        
      
      

        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

        
        

        
        

        
      
    

      4. OTHER INFORMATION
    

      (a) Indemnity and other dealing arrangements
    

      

        

           
        
      
      

        

          

            Details of any indemnity or option arrangement, or any 
            agreement or understanding, formal or informal, relating to 
            relevant securities which may be an inducement to deal or refrain 
            from dealing entered into by the person making the disclosure and 
            any party to the offer or any person acting in concert with a 
            party to the offer:
Irrevocable commitments and 
            letters of intent should not be included. If there are no such 
            agreements, arrangements or understandings, state “none”
          
        
      
      

        

          None
        
      
      

        

           
        
      
    

      (b) Agreements, arrangements or understandings relating to 
      options or derivatives
    

      

        

           
        
      
      

        

          

            Details of any agreement, arrangement or understanding, formal 
            or informal, between the person making the disclosure and any 
            other person relating to:
(i) the voting rights of any 
            relevant securities under any option; or 
(ii) the 
            voting rights or future acquisition or disposal of any relevant 
            securities to which any derivative is referenced:
If 
            there are no such agreements, arrangements or understandings, 
            state “none”
          
        
      
      

        

          None
        
      
      

        

           
        
      
    

      (c) Attachments
    

      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
      
      

        

          Is a Supplemental Form 8 (Open Positions) attached?
        
        

           
        
        

           
        
        

           
        
        

          NO
        
      
    

      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
      
      

        

          Date of disclosure:
        
        

           
        
        

           
        
        

           
        
        

          4 January 2019
        
      
      

        

          Contact name:
        
        

           
        
        

           
        
        

           
        
        

          

            Erich Berner (Daiwa Asset Management Europe)
          
          

             
          
        
      
      

        

          Telephone number*:
        
        

           
        
        

           
        
        

           
        
        

          020-7597-7056
        
      
      

        

        
        

           
        
        

           
        
        

           
        
        

        
      
    

      Public disclosures under Rule 8 of the Code must be made to a 
      Regulatory Information Service.
    

      The Panel’s Market Surveillance Unit is available for consultation in 
      relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
    

      *If the discloser is a natural person, a telephone number does not 
      need to be included, provided contact information has been provided to 
      the Panel’s Market Surveillance Unit.
    

      The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
    
View source version on businesswire.com: https://www.businesswire.com/news/home/20190103005788/en/

      Daiwa Asset Management