REG - Goldman Sachs (EPT) Takeda Pharma.Co.Ltd - Form 8.5 (EPT/RI) - Amendment

Takeda Pharmaceutical CoAnnouncement

04/01/2019 15:00

RNS Number : 2774M
GoldmanSachs International
04 January 2019
 


Amendment - due to the amendment of Derivative transactions, the disclosure made on 24 December for dealings on 21 December has been updated. Section 2(b) has been updated.
FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


(GS) GOLDMAN SACHS INTERNATIONAL




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


TAKEDA PHARMACEUTICAL COMPANY LIMITED




(c) Name of the party to the offer with which exempt principal trader is connected:


SHIRE PLC




(d) Date dealing undertaken:


21 December 2018




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES - disclosed previously for SHIRE PLC



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchases/ sales
 


Total number of securities


Highest price per unit paid/received


Lowest price per unit paid/received




Ordinary


Purchases


9,855,793

186,000


3,912.0000 JPY

34.4399 USD


3,731.0000 JPY

34.4399 USD




Ordinary


Sales


12,387,700

367,692


3,932.7500 JPY

34.6230 USD


3,737.2000 JPY

33.3224 USD




ADR / (1.00 : 0.50)


Purchases


67,120 (33,560)


16.7530 USD


16.7530 USD




ADR / (1.00 : 0.50)


Sales


67,120 (33,560)


16.7530 USD


16.7530 USD



 
 
 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




Ordinary


CFD


Increasing a long position


40,000


33.0851 JPY




Ordinary


CFD


Increasing a long position


153,457


33.0851 JPY




Ordinary


CFD


Increasing a long position


337


33.3224 JPY




Ordinary


CFD


Opening a long position


1,130


33.3224 JPY




Ordinary


CFD


Opening a long position


6,294


33.3224 JPY




Ordinary


CFD


Opening a long position


24,961


33.3224 JPY




Ordinary


CFD


Opening a long position


2,995


33.3224 JPY




Ordinary


CFD


Opening a long position


5,711


33.3224 JPY




Ordinary


CFD


Opening a long position


311


33.3224 JPY




Ordinary


CFD


Opening a long position


1,533


33.3224 JPY




Ordinary


CFD


Opening a long position


1,217


33.3224 JPY




Ordinary


CFD


Opening a long position


1,397


33.3224 JPY




Ordinary


CFD


Opening a long position


540


33.3224 JPY




Ordinary


CFD


Opening a long position


1,471


33.3224 JPY




Ordinary


CFD


Opening a long position


615


33.3224 JPY




Ordinary


CFD


Opening a long position


9,664


33.3224 JPY




Ordinary


CFD


Opening a long position


8,944


33.3224 JPY




Ordinary


CFD


Increasing a long position


2,009


33.4940 JPY




Ordinary


CFD


Increasing a long position


32,665


33.4940 JPY




Ordinary


CFD


Increasing a long position


18,183


33.4940 JPY




Ordinary


CFD


Opening a long position


109,204


33.4940 JPY




Ordinary


CFD


Opening a long position


24,986


33.4940 JPY




Ordinary


CFD


Opening a long position


39,132


33.4940 JPY




Ordinary


CFD


Opening a long position


27,538


33.4940 JPY




Ordinary


CFD


Opening a long position


1,356


33.4940 JPY




Ordinary


CFD


Opening a long position


42,280


33.4940 JPY




Ordinary


CFD


Opening a long position


2,689


33.4940 JPY




Ordinary


CFD


Opening a long position


6,113


33.4940 JPY




Ordinary


CFD


Opening a long position


6,438


33.4940 JPY




Ordinary


CFD


Opening a long position


4,946


33.4940 JPY




Ordinary


CFD


Opening a long position


5,326


33.4940 JPY




Ordinary


CFD


Opening a long position


13,105


33.4940 JPY




Ordinary


CFD


Opening a long position


6,705


33.4940 JPY




Ordinary


CFD


Opening a long position


2,362


33.4940 JPY




Ordinary


CFD


Opening a long position


32,512


33.6820 JPY




Ordinary


CFD


Opening a long position


6,292


33.6820 JPY




Ordinary


CFD


Opening a long position


16,780


33.6820 JPY




Ordinary


CFD


Opening a long position


19,926


33.6820 JPY




Ordinary


CFD


Opening a long position


41,950


33.6820 JPY




Ordinary


CFD


Opening a long position


92,290


33.6820 JPY




Ordinary


CFD


Opening a long position


62,925


34.3296 JPY




Ordinary


CFD


Increasing a long position


28,090


34.4026 JPY




Ordinary


CFD


Reducing a long position


186,000


34.4399 JPY




Ordinary


CFD


Increasing a long position


135,600


34.4486 JPY




Ordinary


CFD


Opening a long position


29,365


3,683.1575 JPY




Ordinary


CFD


Opening a long position


75,000


3,758.7332 JPY




Ordinary


CFD


Opening a long position


75,000


3,758.7332 JPY




Ordinary


CFD


Increasing a long position


30,200


3,799.7340 JPY




Ordinary


CFD


Increasing a long position


23,100


3,799.7340 JPY




Ordinary


CFD


Opening a long position


125,000


3,829.2475 JPY




Ordinary


CFD


Increasing a long position


4,400


3,833.8636 JPY




Ordinary


CFD


Reducing a short position


100


3,834.6200 JPY




Ordinary


CFD


Opening a long position


62,925


3,835.0000 JPY




Ordinary


CFD


Reducing a long position


62,925


3,835.0000 JPY




Ordinary


CFD


Increasing a long position


10,000


3,835.0000 JPY




Ordinary


CFD


Opening a short position


1,500,000


3,835.0000 JPY




Ordinary


CFD


Opening a long position


125,000


3,835.0000 JPY




Ordinary


CFD


Opening a long position


66,000


3,836.3742 JPY




Ordinary


CFD


Opening a long position


100,000


3,847.3914 JPY




Ordinary


CFD


Increasing a short position


45,630


3,860.1437 JPY




Ordinary


CFD


Opening a short position


36,450


3,860.1437 JPY




Ordinary


CFD


Opening a short position


7,920


3,860.1437 JPY




Ordinary


CFD


Increasing a long position


67


3,882.2282 JPY




Ordinary


CFD


Increasing a long position


1,356


3,882.9454 JPY




Ordinary


CFD


Increasing a long position


8,280


3,884.7416 JPY




Ordinary


CFD


Increasing a long position


6,903


3,887.3535 JPY




Ordinary


CFD


Increasing a long position


755


3,887.5075 JPY




Ordinary


CFD


Increasing a long position


2,100


3,890.3269 JPY




Ordinary


CFD


Increasing a long position


12,798


3,891.1795 JPY




Ordinary


CFD


Increasing a long position


1,497


3,893.9514 JPY




Ordinary


CFD


Increasing a long position


2,577


3,894.4738 JPY




Ordinary


CFD


Increasing a long position


4,068


3,895.0478 JPY




Ordinary


CFD


Increasing a long position


5,161


3,896.4375 JPY




Ordinary


CFD


Increasing a long position


138


3,900.6099 JPY




Ordinary


CFD


Increasing a long position


1,374


3,916.2333 JPY




Ordinary


CFD


Increasing a long position


915


3,916.6083 JPY




Ordinary


CFD


Increasing a long position


1,373


3,919.7955 JPY




Ordinary


CFD


Increasing a long position


2,410


3,919.9805 JPY




Ordinary


CFD


Increasing a long position


2,706


3,923.8090 JPY




Ordinary


CFD


Increasing a long position


235


3,926.8891 JPY




Ordinary


CFD


Increasing a long position


400


3,932.7495 JPY




Ordinary


CFD


Increasing a long position


287


3,941.6058 JPY




Ordinary


SWAP


Opening a long position


50,000


34.3756 USD




Ordinary


SWAP


Opening a long position


50,000


34.3770 USD




Ordinary


SWAP


Opening a long position


21,100


34.6230 USD




Ordinary


SWAP


Opening a short position


289,700


3,809.3857 JPY




Ordinary


SWAP


Opening a short position


2,900


3,809.3857 JPY




Ordinary


SWAP


Opening a short position


500


3,809.3857 JPY




Ordinary


SWAP


Opening a short position


29,100


3,809.3857 JPY




Ordinary


SWAP


Opening a short position


800


3,809.3857 JPY




Ordinary


SWAP


Opening a long position


6,898


3,832.6762 JPY




Ordinary


SWAP


Opening a long position


43,102


3,832.6762 JPY




Ordinary


SWAP


Opening a short position


900


3,835.0000 JPY




Ordinary


SWAP


Increasing a short position


1,055,200


3,835.0000 JPY




Ordinary


SWAP


Increasing a short position


1,055,200


3,835.0000 JPY




Ordinary


SWAP


Opening a short position


2,800


3,835.0000 JPY




Ordinary


SWAP


Opening a short position


284,900


3,835.0000 JPY




Ordinary


SWAP


Opening a short position


28,600


3,835.0000 JPY




Ordinary


SWAP


Opening a short position


400


3,835.0000 JPY




Ordinary


SWAP


Increasing a short position


840,000


3,857.5000 JPY




Ordinary


SWAP


Increasing a short position


840,000


3,857.5000 JPY



 
 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising / exercised against


Number of securities


Exercise price per unit

























 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 











 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"




 
NONE
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
NONE
 



 
 



Date of disclosure:


04 January 2019




Contact name:


Kashif Rafiq and Papa Lette




Telephone number:


+44(20) 7051 0547 / +44(20) 7774 7442



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




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