REG - Goldman Sachs (EPT) Takeda Pharma.Co.Ltd - Form 8.5 (EPT/RI)

Takeda Pharmaceutical CoAnnouncement

05/12/2018 11:30

RNS Number : 5402J
GoldmanSachs International
05 December 2018
 


 
FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


(GS) GOLDMAN SACHS INTERNATIONAL




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


TAKEDA PHARMACEUTICAL COMPANY LIMITED




(c) Name of the party to the offer with which exempt principal trader is connected:


SHIRE PLC




(d) Date dealing undertaken:


04 December 2018




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES - disclosed previously for SHIRE PLC



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchases/ sales
 


Total number of securities


Highest price per unit paid/received


Lowest price per unit paid/received




Ordinary


Purchases


1,131,768


4,238.0000 JPY


4,170.0000 JPY




Ordinary


Sales


1,521,192

10,000


4,296.0406 JPY

37.1157 USD


4,176.0000 JPY

37.1157 USD




ADR / (1.00 : 0.50)


Purchases


95,646 (47,823)


18.1526 USD


18.1526 USD




ADR / (1.00 : 0.50)


Sales


95,646 (47,823)


18.1526 USD


18.1526 USD



 
 
 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




Ordinary


CFD


Increasing a long position


2,475


37.1157 USD




Ordinary


CFD


Increasing a long position


4,119


37.1157 USD




Ordinary


CFD


Increasing a long position


2,883


37.1157 USD




Ordinary


CFD


Opening a long position


50,000


4,143.3320 JPY




Ordinary


CFD


Opening a long position


5,202


4,160.5883 JPY




Ordinary


CFD


Increasing a short position


2,500


4,170.0000 JPY




Ordinary


CFD


Opening a long position


16,780


4,176.2800 JPY




Ordinary


CFD


Reducing a long position


900


4,182.7778 JPY




Ordinary


CFD


Increasing a short position


200


4,187.5000 JPY




Ordinary


CFD


Reducing a long position


19,400


4,199.1701 JPY




Ordinary


CFD


Reducing a long position


80,900


4,213.2285 JPY




Ordinary


CFD


Reducing a long position


48,200


4,213.2285 JPY




Ordinary


CFD


Reducing a long position


76,872


4,213.2285 JPY




Ordinary


SWAP


Opening a long position


523


37.1157 USD




Ordinary


SWAP


Opening a long position


4,195


4,160.5883 JPY




Ordinary


SWAP


Opening a long position


350,000


4,190.1978 JPY




Ordinary


SWAP


Opening a long position


517


4,198.1650 JPY




Ordinary


SWAP


Opening a long position


83


4,198.1650 JPY




Ordinary


SWAP


Opening a long position


1,503


4,211.6339 JPY




Ordinary


SWAP


Opening a long position


16,182


4,211.6339 JPY




Ordinary


SWAP


Opening a long position


315


4,211.6339 JPY




Ordinary


SWAP


Increasing a long position


34,080


4,296.0406 JPY




Ordinary


SWAP


Increasing a long position


15,496


4,296.0406 JPY




Ordinary


SWAP


Increasing a long position


2,408


4,296.0406 JPY




Ordinary


SWAP


Increasing a long position


31,916


4,296.0406 JPY



 
 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit




Ordinary


Call Option


Selling


17,400


4,195.0000 JPY


EUROPEAN


12/06/2020


346.1544 JPY




Ordinary


Call Option


Selling


40,600


4,195.0000 JPY


EUROPEAN


12/06/2020


346.1544 JPY




Ordinary


Call Option


Selling


17,400


4,195.0000 JPY


EUROPEAN


12/06/2020


346.1544 JPY




Ordinary


Put Option


Selling


40,600


4,195.0000 JPY


EUROPEAN


12/06/2020


589.5793 JPY




Ordinary


Put Option


Selling


17,400


4,195.0000 JPY


EUROPEAN


12/06/2020


589.5793 JPY




Ordinary


Put Option


Selling


17,400


4,195.0000 JPY


EUROPEAN


12/06/2020


589.5793 JPY



 
 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising / exercised against


Number of securities


Exercise price per unit

























 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 











 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"




 
NONE
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
NONE
 



 
 



Date of disclosure:


05 December 2018




Contact name:


Kashif Rafiq and Papa Lette




Telephone number:


+44(20) 7051 0547 / +44(20) 7774 7442



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
END
 
 
FERBBBDDUDGBGIU