REG - JPMorgan Sec.Plc Takeda Pharma.Co.Ltd - Form 8.5 (EPT/RI)- Takeda Pharmaceutical Co Ltd

Takeda Pharmaceutical CoAnnouncement

16/11/2018 10:25

RNS Number : 6201H
JPMorgan Securities Plc
16 November 2018
 


FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


J.P. Morgan Securities Plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Takeda Pharmaceutical Company Limited




(c) Name of the party to the offer with which exempt principal trader is connected:


Joint Financial Adviser to Takeda Pharmaceutical Company Limited




(d) Date dealing undertaken:


15 November 2018




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
     If it is a cash offer or possible cash offer, state "N/A"


Yes, Shire plc
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchases/ sales
 


Total number of securities


Highest price per unit paid/received
(JPY)


Lowest price per unit paid/received
(JPY)




Ordinary Shares
 


Purchases
 
Sales


124,090
 
123,390


4,440.0000
 
4,440.0000


4,396.5840
 
4,396.5840



 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit
 
 
 




Ordinary Shares
 


Equity Swaps


Long
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Short


295,000
270,200
100
700
1,400
4,300
8,900
700
600
2,200
500
300
600
5,300
1,100
9,900
400
100
3,000
300
64,200
3,000
800
1,500
3,500
6,900
200
 
270,200
17,400
100
200
100
15,700
63,200
28,900
3,300
34,500
800
46,500
12,300
185,300
6,600
100
500


38.7584 USD
39.6127 USD
4,393.0000 JPY
4,394.2143 JPY
4,394.8214 JPY
4,395.1395 JPY
4,395.1685 JPY
4,395.9286 JPY
4,396.0000 JPY
4,396.0909 JPY
4,397.3800 JPY
4,397.9000 JPY
4,397.9167 JPY
4,398.0000 JPY
4,398.8182 JPY
4,398.9798 JPY
4,399.6250 JPY
4,399.9000 JPY
4,400.0000 JPY
4,400.4247 JPY
4,400.5617 JPY
4,401.6333 JPY
4,402.0650 JPY
4,403.5667 JPY
4,404.1714 JPY
4,407.0000 JPY
4,408.5000 JPY
 
39.6127 USD
4,396.9943 JPY
4,397.0000 JPY
4,397.0496 JPY
4,398.0000 JPY
4,398.1002 JPY
4,398.1994 JPY
4,398.2784 JPY
4,400.2815 JPY
4,401.7710 JPY
4,402.0652 JPY
4,402.3807 JPY
4,403.4797 JPY
4,403.9012 JPY
4,407.0000 JPY
4,407.3746 JPY
4,408.0408 JPY



 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit
 


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit
 





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit
 




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 











 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




None
 
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




None
 



 
 



Date of disclosure:


16 November 2018




Contact name:


Alwyn Basch




Telephone number:


020 7742 7407



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




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