REG - Marshall Wace LLP Takeda Pharma.Co.Ltd - Form 8.3 - Takeda Pharmaceutical Co Ltd

Takeda Pharmaceutical CoAnnouncement

07/01/2019 15:00

RNS Number : 4139M
Marshall Wace LLP
07 January 2019
 


FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Full name of discloser:


Marshall Wace LLP (on behalf of itself and its affiliates)




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.








(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Takeda Pharmaceutical Company Limited




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:








(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


04 Jan 2019




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES
If YES, specify which:
Shire plc



 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 



Class of relevant security:
 


Ordinary shares (ISIN: JP3463000004) - interest and short positions partially held via ADSs (ISIN: US8740602052)




 
 


Interests


Short positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


1,756,662


0.22%


834,638


0.11%




(2) Cash-settled derivatives:
 










1,239,566


0.16%




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:




















 
     TOTAL:


1,756,662


0.22%


2,074,204


0.26%



 
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 



Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:







 
 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchase/sale
 


Number of securities


Price per unit




Ordinary Shares


Sale


888


JPY 3652.4502




Ordinary Shares


Sale


60


JPY 3645.7333




Ordinary Shares


Sale


10,500


JPY 3672.5667




Ordinary Shares


Purchase


34,700


JPY 3675.9597




Ordinary Shares


Sale


20


JPY 3674




Ordinary Shares


Sale


128


JPY 3683.125




Ordinary Shares


Sale


290


JPY 3672.3914




Ordinary Shares


Sale


502


JPY 3686.1434




Ordinary Shares


Sale


1,544


JPY 3675.5941




Ordinary Shares


Sale


15,868


JPY 3626.4532




ADS


Sale


1,435


USD 17.262923




ADS


Sale


1,761


USD 17.262923




ADS


Sale


9,104


USD 17.262923




ADS


Sale


82


USD 17.257143




ADS


Sale


100


USD 17.257143




ADS


Sale


518


USD 17.257143




ADS


Sale


13


USD 17.4




ADS


Sale


11


USD 17.4




ADS


Sale


70


USD 17.4




ADS


Sale


378


USD 17.31948




ADS


Sale


462


USD 17.31948




ADS


Sale


2,361


USD 17.321041




ADS


Sale


352


USD 17.289753




ADS


Sale


164


USD 17.375714




ADS


Sale


1,484


USD 17.316301




ADS


Sale


13,283


USD 17.308048




ADS


Sale


1,795


USD 17.331998




ADS


Sale


2,707


USD 17.301574




ADS


Sale


1,625


USD 17.376622




ADS


Sale


1,236


USD 17.392021




ADS


Sale


8,339


USD 17.377115




ADS


Sale


927


USD 17.3939




ADS


Sale


1,217


USD 17.378607




ADS


Sale


5,911


USD 17.391484




ADS


Sale


16,329


USD 17.3759




ADS


Sale


2,475


USD 17.385




ADS


Sale


3,164


USD 17.3764




ADS


Purchase


2,886


USD 17.712003




ADS


Purchase


200


USD 17.665




ADS


Purchase


18,200


USD 17.706648




ADS


Purchase


24,000


USD 17.716292




ADS


Purchase


17,400


USD 17.713017




ADS


Purchase


19,906


USD 17.707005




ADS


Purchase


37,215


USD 17.7069




ADS


Sale


59,549


USD 17.79



 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




Ordinary Shares


CFD


Increasing a short position


72


JPY 3680




Ordinary Shares


CFD


Increasing a short position


2,512


JPY 3652.935591




Ordinary Shares


CFD


Increasing a short position


25,632


JPY 3627.904209




Ordinary Shares


CFD


Increasing a short position


140


JPY 3649.685714




Ordinary Shares


CFD


Increasing a short position


24,200


JPY 3677.431818




Ordinary Shares


CFD


Increasing a short position


610


JPY 3664.928689




Ordinary Shares


CFD


Increasing a short position


80


JPY 3674




Ordinary Shares


CFD


Increasing a short position


2,456


JPY 3669.801591




Ordinary Shares


CFD


Increasing a short position


298


JPY 3681.731544




ADS


CFD


Reducing a short position


59,549


USD 17.79



 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 











 
 
4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
 
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
 
 



 
(c)        Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


NO



 
 



Date of disclosure:


07 Jan 2019




Contact name:


Matthew Rooney




Telephone number:


020 7316 2253



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
END
 
 
RETBSGDBUSGBGCR