REG - Morgan Stanley Takeda Pharma.Co.Ltd - Form 8.5 (EPT/NON-RI) - TAKEDA PHARMACEUTICAL

Takeda Pharmaceutical CoAnnouncement

31/07/2018 10:50

RNS Number : 3081W
Morgan Stanley
31 July 2018
 


 
FORM 8.5 (EPT/NON-RI)
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley MUFG Securities Co., Ltd.




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Takeda Pharmaceutical Company Limited




(c) Name of the party to the offer with which exempt principal trader is connected:


Shire plc




(d) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


30 JULY 2018




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES - Shire plc



 
2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER                            
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 



 
Class of relevant security:


 
Ordinary




 
 


Interests


Short positions




Number


%


Number


%




(1) Relevant securities owned and/or controlled:


2,342,602


0.30


9,321,693


1.19




(2) Cash-settled derivatives:
 


9,102,243


1.16


1,983,900


0.25




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


0


0.00


0


0.00




 
     TOTAL:


11,444,845


1.46


11,305,593


1.44



 
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 



Class of relevant security in relation to which subscription right exists:


N/A




Details, including nature of the rights concerned and relevant percentages:


N/A



 
 
3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 Ordinary


 PURCHASES


 975,700


 4,678.0000 JPY


 4,604.0000 JPY




 Ordinary


 SALES


 1,577,000


 4,678.0000 JPY


 4,605.0000 JPY



 
 (b)       Cash-settled derivative transactions
 



Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




Ordinary


CFD


LONG


800


4621.0000 JPY




Ordinary


CFD


SHORT


300


4639.0000 JPY




Ordinary


CFD


LONG


200


4621.0000 JPY




Ordinary


CFD


SHORT


500


4635.4000 JPY




Ordinary


CFD


LONG


200


4645.5000 JPY




Ordinary


CFD


LONG


800


4651.8750 JPY




Ordinary


CFD


LONG


5100


4653.4858 JPY




Ordinary


CFD


LONG


6200


4641.1451 JPY




Ordinary


CFD


SHORT


14500


4627.7448 JPY




Ordinary


CFD


SHORT


2800


4622.1785 JPY




Ordinary


CFD


LONG


2700


4628.5925 JPY




Ordinary


CFD


LONG


100


4635.0000 JPY




Ordinary


CFD


LONG


800


4621.0000 JPY




Ordinary


CFD


SHORT


100


4621.0000 JPY




Ordinary


CFD


LONG


256500


4636.4350 JPY




Ordinary


CFD


SHORT


300


4626.0000 JPY




Ordinary


CFD


LONG


367000


4646.0000 JPY




Ordinary


CFD


SHORT


500


4616.2000 JPY




Ordinary


CFD


LONG


7900


4638.7721 JPY




Ordinary


CFD


LONG


4500


4627.9266 JPY




Ordinary


CFD


LONG


200


4646.0000 JPY




Ordinary


CFD


LONG


100


4609.0000 JPY




Ordinary


CFD


SHORT


12500


4631.7684 JPY




Ordinary


CFD


LONG


200


4669.5000 JPY




Ordinary


CFD


SHORT


400


4621.7500 JPY




Ordinary


CFD


SHORT


4600


4622.7608 JPY




Ordinary


CFD


SHORT


10700


4621.0000 JPY




Ordinary


CFD


LONG


10700


4621.0000 JPY




Ordinary


CFD


SHORT


10700


4621.0000 JPY




Ordinary


CFD


LONG


9300


4668.6881 JPY




Ordinary


CFD


SHORT


10500


4646.7857 JPY




Ordinary


CFD


SHORT


2100


4646.7857 JPY




Ordinary


CFD


LONG


1100


4678.0000 JPY




Ordinary


CFD


LONG


300


4678.0000 JPY




Ordinary


CFD


SHORT


300


4665.1428 JPY




Ordinary


CFD


SHORT


2500


4665.1428 JPY




Ordinary


CFD


SHORT


1100


4644.5000 JPY




Ordinary


CFD


SHORT


4900


4644.5000 JPY




Ordinary


CFD


LONG


1100


4678.0000 JPY




Ordinary


CFD


LONG


1900


4678.0000 JPY



 
 (c)       Stock-settled derivative transactions (including options)               
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit




N/A


N/A


N/A


N/A


N/A


N/A


N/A


N/A



 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




N/A


N/A


N/A


N/A


N/A



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)




N/A


N/A


N/A


N/A



 
 
4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
(c)        Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


NO



 
 



Date of disclosure:


31 JULY 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




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