REG - Societe Generale SA Takeda Pharma.Co.Ltd - Form 8.3 - Takeda Pharmaceutical CO LTD

Takeda Pharmaceutical CoAnnouncement

02/08/2018 11:15

RNS Number : 6419W
Societe Generale SA
02 August 2018
 


FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Full name of discloser:


Société Générale S.A.




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


 
 
 




(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Takeda Pharmaceutical CO LTD




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:








(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


01/08/2018




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES: Shire PLC
 



 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 



Class of relevant security:
 


Ordinary




 
 


Interests


Short positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


2,670,892


0.34


7,317,200


0.93




(2) Cash-settled derivatives:
 


4,504,242


0.57


5,026


0.00




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


121,500


0.02


0


0.00




 
     TOTAL:


7,296,634


0.93


7,322,226


0.93



           
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 



Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:







 
 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales



Class of relevant security


Purchase/sale


Number of securities


Price per unit
JPY




Ordinary


Purchase


100


4742.9




Ordinary


Purchase


13,700


4844




Ordinary


Purchase


1,300


4845




Ordinary


Purchase


100


4806




Ordinary


Purchase


1,400


4837




Ordinary


Purchase


100


4767




Ordinary


Purchase


400


4806




Ordinary


Purchase


500


4770




Ordinary


Purchase


600


4771




Ordinary


Purchase


1,800


4772




Ordinary


Purchase


200


4773




Ordinary


Purchase


400


4839




Ordinary


Purchase


200


4772




Ordinary


Purchase


100


4760




Ordinary


Purchase


700


4840




Ordinary


Purchase


400


4827




Ordinary


Purchase


500


4827




Ordinary


Purchase


2,100


4798




Ordinary


Purchase


900


4771




Ordinary


Purchase


300


4827




Ordinary


Purchase


200


4771




Ordinary


Purchase


700


4806




Ordinary


Purchase


1,700


4808




Ordinary


Purchase


200


4780




Ordinary


Purchase


100


4779




Ordinary


Purchase


300


4781




Ordinary


Purchase


200


4781




Ordinary


Purchase


200


4783




Ordinary


Purchase


1,700


4781




Ordinary


Purchase


1,100


4785




Ordinary


Purchase


200


4833




Ordinary


Purchase


2,100


4835




Ordinary


Purchase


1,400


4775




Ordinary


Purchase


1,000


4780




Ordinary


Purchase


2,100


4836




Ordinary


Purchase


2,100


4781




Ordinary


Purchase


1,300


4782




Ordinary


Purchase


300


4834




Ordinary


Purchase


2,100


4818




Ordinary


Purchase


1,400


4835




Ordinary


Purchase


500


4834




Ordinary


Purchase


100


4834




Ordinary


Purchase


2,100


4835




Ordinary


Purchase


2,100


4841




Ordinary


Purchase


100


4782




Ordinary


Purchase


100


4776




Ordinary


Purchase


1,100


4805




Ordinary


Purchase


700


4842




Ordinary


Purchase


1,000


4837




Ordinary


Purchase


1,600


4824




Ordinary


Purchase


500


4839




Ordinary


Purchase


100


4770




Ordinary


Purchase


500


4756




Ordinary


Purchase


200


4737




Ordinary


Purchase


100


4729




Ordinary


Purchase


200


4843




Ordinary


Purchase


1,300


4776




Ordinary


Purchase


300


4745




Ordinary


Purchase


100


4746




Ordinary


Purchase


1,500


4842




Ordinary


Purchase


100


4748




Ordinary


Purchase


200


4750




Ordinary


Purchase


1,500


4844




Ordinary


Purchase


100


4750




Ordinary


Purchase


500


4824




Ordinary


Purchase


200


4752




Ordinary


Purchase


1,300


4836




Ordinary


Purchase


2,100


4825




Ordinary


Purchase


4,200


4811




Ordinary


Purchase


1,900


4777




Ordinary


Purchase


2,100


4814




Ordinary


Purchase


2,100


4788




Ordinary


Purchase


200


4826




Ordinary


Purchase


500


4826




Ordinary


Purchase


200


4807




Ordinary


Purchase


3,700


4844




Ordinary


Purchase


300


4770




Ordinary


Purchase


200


4770




Ordinary


Purchase


300


4769




Ordinary


Purchase


200


4771




Ordinary


Purchase


400


4757




Ordinary


Purchase


300


4754




Ordinary


Purchase


100


4732




Ordinary


Purchase


300


4726




Ordinary


Purchase


200


4713




Ordinary


Purchase


200


4763




Ordinary


Purchase


200


4771




Ordinary


Purchase


800


4779




Ordinary


Purchase


1,000


4765




Ordinary


Purchase


2,000


4775




Ordinary


Purchase


1,000


4769




Ordinary


Purchase


500


4773




Ordinary


Purchase


600


4772




Ordinary


Purchase


1,000


4783




Ordinary


Purchase


500


4771




Ordinary


Purchase


1,000


4773




Ordinary


Purchase


1,000


4814




Ordinary


Purchase


100


4820.5




Ordinary


Purchase


100


4769




Ordinary


Purchase


100


4771




Ordinary


Purchase


100


4774.5




Ordinary


Purchase


200


4769




Ordinary


Purchase


100


4779




Ordinary


Purchase


100


4774




Ordinary


Purchase


100


4811




Ordinary


Purchase


10,000


4844




Ordinary


Purchase


169


4675




Ordinary


Purchase


75


4839




Ordinary


Purchase


100


4772




Ordinary


Sale


100


4843.1




Ordinary


Sale


600


4768




Ordinary


Sale


800


4780




Ordinary


Sale


1,300


4763




Ordinary


Sale


700


4773




Ordinary


Sale


700


4773




Ordinary


Sale


1,700


4824




Ordinary


Sale


200


4787




Ordinary


Sale


400


4768




Ordinary


Sale


100


4771




Ordinary


Sale


500


4768




Ordinary


Sale


900


4771




Ordinary


Sale


300


4770




Ordinary


Sale


400


4770




Ordinary


Sale


1,200


4770




Ordinary


Sale


300


4771




Ordinary


Sale


1,200


4783




Ordinary


Sale


600


4784




Ordinary


Sale


600


4771




Ordinary


Sale


100


4769




Ordinary


Sale


1,200


4768




Ordinary


Sale


1,200


4769




Ordinary


Sale


500


4775




Ordinary


Sale


200


4771




Ordinary


Sale


100


4776




Ordinary


Sale


800


4768




Ordinary


Sale


200


4764




Ordinary


Sale


100


4766




Ordinary


Sale


300


4764




Ordinary


Sale


1,500


4770




Ordinary


Sale


300


4774




Ordinary


Sale


500


4772




Ordinary


Sale


900


4772




Ordinary


Sale


1,000


4776




Ordinary


Sale


600


4776




Ordinary


Sale


300


4764




Ordinary


Sale


1,500


4774




Ordinary


Sale


1,000


4778




Ordinary


Sale


1,100


4833




Ordinary


Sale


1,300


4839




Ordinary


Sale


100


4781




Ordinary


Sale


300


4775




Ordinary


Sale


300


4742




Ordinary


Sale


300


4741




Ordinary


Sale


300


4734




Ordinary


Sale


1,000


4822




Ordinary


Sale


2,000


4768




Ordinary


Sale


1,000


4839




Ordinary


Sale


800


4816




Ordinary


Sale


1,000


4816




Ordinary


Sale


1,000


4808




Ordinary


Sale


800


4818




Ordinary


Sale


1,000


4768




Ordinary


Sale


500


4817




Ordinary


Sale


200


4770




Ordinary


Sale


200


4768




Ordinary


Sale


500


4832




Ordinary


Sale


1,000


4799




Ordinary


Sale


100


4788




Ordinary


Sale


400


4780




Ordinary


Sale


1,000


4832




Ordinary


Sale


2,000


4778




Ordinary


Sale


600


4783




Ordinary


Sale


200


4783




Ordinary


Sale


600


4835




Ordinary


Sale


1,000


4778




Ordinary


Sale


100


4835




Ordinary


Sale


100


4798




Ordinary


Sale


2,000


4780




Ordinary


Sale


1,000


4805




Ordinary


Sale


1,700


4834




Ordinary


Sale


1,000


4781




Ordinary


Sale


1,000


4832




Ordinary


Sale


900


4806




Ordinary


Sale


1,000


4778




Ordinary


Sale


400


4835




Ordinary


Sale


1,000


4819




Ordinary


Sale


200


4781




Ordinary


Sale


100


4781




Ordinary


Sale


1,900


4825




Ordinary


Sale


1,000


4837




Ordinary


Sale


1,000


4834




Ordinary


Sale


1,000


4805




Ordinary


Sale


600


4837




Ordinary


Sale


1,000


4840




Ordinary


Sale


400


4782




Ordinary


Sale


300


4786




Ordinary


Sale


1,000


4783




Ordinary


Sale


1,000


4811




Ordinary


Sale


100


4835




Ordinary


Sale


1,000


4837




Ordinary


Sale


1,000


4810




Ordinary


Sale


1,000


4824




Ordinary


Sale


1,500


4774




Ordinary


Sale


300


4768




Ordinary


Sale


100


4768




Ordinary


Sale


1,000


4845




Ordinary


Sale


400


4769




Ordinary


Sale


700


4767




Ordinary


Sale


900


4844




Ordinary


Sale


100


4811




Ordinary


Sale


700


4805




Ordinary


Sale


1,000


4770




Ordinary


Sale


1,000


4841




Ordinary


Sale


100


4810




Ordinary


Sale


200


4778




Ordinary


Sale


200


4813




Ordinary


Sale


200


4837




Ordinary


Sale


100


4840




Ordinary


Sale


100


4840




Ordinary


Sale


200


4778




Ordinary


Sale


200


4776




Ordinary


Sale


200


4754




Ordinary


Sale


200


4819




Ordinary


Sale


200


4758




Ordinary


Sale


200


4773




Ordinary


Sale


200


4828




Ordinary


Sale


200


4843




Ordinary


Sale


500


4780




Ordinary


Sale


200


4771




Ordinary


Sale


200


4840




Ordinary


Sale


200


4774




Ordinary


Sale


200


4841




Ordinary


Sale


200


4824




Ordinary


Sale


200


4842




Ordinary


Sale


200


4783




Ordinary


Sale


200


4770




Ordinary


Sale


200


4784




Ordinary


Sale


200


4781




Ordinary


Sale


200


4773




Ordinary


Sale


200


4772




Ordinary


Sale


200


4833




Ordinary


Sale


200


4783




Ordinary


Sale


200


4781




Ordinary


Sale


200


4836




Ordinary


Sale


200


4837




Ordinary


Sale


100


4787




Ordinary


Sale


100


4785




Ordinary


Sale


200


4814




Ordinary


Sale


100


4844




Ordinary


Sale


100


4832




Ordinary


Sale


200


4824




Ordinary


Sale


100


4832




Ordinary


Sale


200


4773




Ordinary


Sale


200


4772




Ordinary


Sale


200


4774




Ordinary


Sale


200


4841




Ordinary


Sale


200


4834




Ordinary


Sale


200


4836




Ordinary


Sale


200


4794




Ordinary


Sale


200


4821




Ordinary


Sale


200


4769




Ordinary


Sale


300


4841




Ordinary


Sale


100


4843




Ordinary


Sale


200


4778




Ordinary


Sale


200


4773




Ordinary


Sale


200


4771




Ordinary


Sale


200


4772




Ordinary


Sale


200


4843




Ordinary


Sale


200


4767




Ordinary


Sale


200


4776




Ordinary


Sale


100


4776




Ordinary


Sale


200


4835




Ordinary


Sale


100


4825




Ordinary


Sale


100


4825




Ordinary


Sale


200


4806




Ordinary


Sale


200


4786




Ordinary


Sale


100


4840




Ordinary


Sale


200


4777




Ordinary


Sale


200


4838




Ordinary


Sale


200


4751




Ordinary


Sale


200


4824




Ordinary


Sale


400


4826




Ordinary


Sale


200


4826




Ordinary


Sale


200


4839




Ordinary


Sale


200


4772




Ordinary


Sale


200


4806




Ordinary


Sale


200


4776




Ordinary


Sale


200


4773




Ordinary


Sale


200


4845




Ordinary


Sale


200


4773




Ordinary


Sale


200


4766




Ordinary


Sale


200


4773




Ordinary


Sale


100


4844




Ordinary


Sale


600


4840




Ordinary


Sale


600


4825




Ordinary


Sale


300


4810




Ordinary


Sale


400


4768




Ordinary


Sale


500


4768




Ordinary


Sale


300


4768




Ordinary


Sale


300


4824




Ordinary


Sale


104,875


4796.3359




Ordinary


Sale


169


4621




Ordinary


Sale


100


4772




Ordinary


Sale


100


4772








Total Purchases


104,644












Total Sales


199,444







 
 
 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit JPY




Ordinary


CFD


Increasing a long position


104,875


4796.3359



 
 (c)       Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit JPY





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit JPY




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable) JPY








 
 











4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
 
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
 
 



 
(c)        Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


YES



 
 



Date of disclosure:


02/08/2018




Contact name:


Olivier Vero




Telephone number:


+44 20 7676 6969



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk 
 
 
 




SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
 
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
 
1.         KEY INFORMATION
 



Full name of person making disclosure:


SOCIETE GENERALE SA




Name of offeror/offeree in relation to whose relevant securities the disclosure relates:


Takeda Pharmaceutical CO LTD



 
2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
 
 



Class of relevant security


Product description e.g. call option


Written or purchased


Number of securities to which option or derivative relates


Exercise price per unit


Type


Expiry date




JPY


e.g. American, European etc.




Ordinary


OTC put-option


Sale


15,700


4707


European options


14/12/2018




Ordinary


OTC put-option


Sale


30,000


5075.10


European options


14/12/2018




Ordinary


OTC put-option


Sale


29,600


5073.65


European options


14/12/2018




Ordinary


OTC put-option


Sale


15,500


4491.40


European options


14/12/2018




Ordinary


OTC put-option


Sale


30,700


4533.90


European options


14/12/2018



 
 
 
3.         AGREEMENTS TO PURCHASE OR SELL ETC.
 



Full details should be given so that the nature of the interest or position can be fully understood:




 
 
 
 
 



 
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
 
The currency of all prices and other monetary amounts should be stated.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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