REG - Societe Generale SA Takeda Pharma.Co.Ltd - Form 8.3 - TAKEDA PHARMACEUTICAL CO LTD

Takeda Pharmaceutical CoAnnouncement

14/08/2018 11:20

RNS Number : 7662X
Societe Generale SA
14 August 2018
 


FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Full name of discloser:


Société Générale S.A.




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


 
 
 




(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Takeda Pharmaceutical CO LTD




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:








(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


13/08/2018




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES: Shire PLC
 



 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 



Class of relevant security:
 


Ordinary




 
 


Interests


Short positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


1,594,572


0.20


5,958,406


0.76




(2) Cash-settled derivatives:
 


4,693,017


0.60


5,026


0.00




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


121,500


0.02


0


0.00




 
     TOTAL:


6,409,089


0.82


5,963,432


0.76



           
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 



Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:







 
 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales



Class of relevant security


Purchase/sale


Number of securities


Price per unit
JPY




Ordinary


Purchase


2,500


4640




Ordinary


Purchase


200


4706




Ordinary


Purchase


200


4695




Ordinary


Purchase


400


4701.5




Ordinary


Purchase


100


4638




Ordinary


Purchase


100


4638




Ordinary


Purchase


100


4644.5




Ordinary


Purchase


100


4646




Ordinary


Purchase


100


4705.5




Ordinary


Purchase


100


4688.5




Ordinary


Purchase


200


4695




Ordinary


Purchase


100


4672.5




Ordinary


Purchase


100


4670.5




Ordinary


Purchase


100


4649.5




Ordinary


Purchase


100


4649.5




Ordinary


Purchase


200


4682




Ordinary


Purchase


100


4682




Ordinary


Purchase


200


4676.5




Ordinary


Purchase


100


4678




Ordinary


Purchase


100


4676.5




Ordinary


Purchase


100


4639.5




Ordinary


Purchase


100


4670




Ordinary


Purchase


100


4682.5




Ordinary


Purchase


100


4664.5




Ordinary


Purchase


100


4664.5




Ordinary


Purchase


2,000


4675




Ordinary


Purchase


700


4640




Ordinary


Purchase


500


4640




Ordinary


Purchase


600


4683




Ordinary


Purchase


100


4684




Ordinary


Purchase


1,000


4665




Ordinary


Purchase


1,000


4644




Ordinary


Purchase


1,000


4704




Ordinary


Purchase


1,000


4643




Ordinary


Purchase


500


4690




Ordinary


Purchase


2,000


4678




Ordinary


Purchase


200


4644




Ordinary


Purchase


600


4701




Ordinary


Purchase


100


4701




Ordinary


Purchase


300


4702




Ordinary


Purchase


400


4703




Ordinary


Purchase


800


4711




Ordinary


Purchase


1,000


4698




Ordinary


Purchase


300


4712




Ordinary


Purchase


1,000


4696




Ordinary


Purchase


700


4695




Ordinary


Purchase


500


4639




Ordinary


Purchase


900


4638




Ordinary


Purchase


600


4650




Ordinary


Purchase


100


4639




Ordinary


Purchase


1,000


4678




Ordinary


Purchase


600


4706




Ordinary


Purchase


1,000


4704




Ordinary


Purchase


1,000


4703




Ordinary


Purchase


1,500


4704




Ordinary


Purchase


600


4640




Ordinary


Purchase


500


4698




Ordinary


Purchase


100


4645




Ordinary


Purchase


200


4646




Ordinary


Purchase


400


4704




Ordinary


Purchase


200


4685




Ordinary


Purchase


300


4704




Ordinary


Purchase


300


4638




Ordinary


Purchase


100


4643




Ordinary


Purchase


600


4695




Ordinary


Purchase


2,900


4640




Ordinary


Purchase


12,900


4677




Ordinary


Purchase


200


4703




Ordinary


Purchase


200


4661




Ordinary


Purchase


200


4646




Ordinary


Purchase


200


4647




Ordinary


Purchase


12,900


4640




Ordinary


Purchase


100


4674




Ordinary


Purchase


100


4700




Ordinary


Purchase


100


4667




Ordinary


Purchase


100


4642




Ordinary


Purchase


100


4643




Ordinary


Purchase


100


4646




Ordinary


Purchase


702,782


4692




Ordinary


Purchase


100


4677




Ordinary


Purchase


84


4692




Ordinary


Sale


100


4651




Ordinary


Sale


600


4698




Ordinary


Sale


700


4648




Ordinary


Sale


100


4646




Ordinary


Sale


500


4642




Ordinary


Sale


100


4643




Ordinary


Sale


400


4642




Ordinary


Sale


300


4643




Ordinary


Sale


900


4708




Ordinary


Sale


1,200


4641




Ordinary


Sale


200


4644




Ordinary


Sale


100


4641




Ordinary


Sale


700


4651




Ordinary


Sale


200


4645




Ordinary


Sale


2,200


4640




Ordinary


Sale


1,200


4642




Ordinary


Sale


200


4644




Ordinary


Sale


300


4642




Ordinary


Sale


2,200


4638




Ordinary


Sale


600


4674




Ordinary


Sale


1,100


4701




Ordinary


Sale


800


4643




Ordinary


Sale


100


4703




Ordinary


Sale


100


4705




Ordinary


Sale


100


4638




Ordinary


Sale


900


4645




Ordinary


Sale


500


4704




Ordinary


Sale


800


4698




Ordinary


Sale


1,000


4697




Ordinary


Sale


600


4701




Ordinary


Sale


400


4702




Ordinary


Sale


300


4700




Ordinary


Sale


800


4699




Ordinary


Sale


400


4703




Ordinary


Sale


300


4707




Ordinary


Sale


100


4709




Ordinary


Sale


300


4712




Ordinary


Sale


200


4711




Ordinary


Sale


400


4660




Ordinary


Sale


1,300


4715




Ordinary


Sale


200


4714




Ordinary


Sale


1,200


4711




Ordinary


Sale


400


4700




Ordinary


Sale


100


4705




Ordinary


Sale


200


4702




Ordinary


Sale


800


4700




Ordinary


Sale


100


4659




Ordinary


Sale


1,100


4659




Ordinary


Sale


300


4675




Ordinary


Sale


1,900


4637




Ordinary


Sale


200


4708




Ordinary


Sale


2,200


4642




Ordinary


Sale


400


4684




Ordinary


Sale


1,000


4710




Ordinary


Sale


200


4643




Ordinary


Sale


300


4644




Ordinary


Sale


1,600


4679




Ordinary


Sale


1,100


4708




Ordinary


Sale


100


4644




Ordinary


Sale


400


4650




Ordinary


Sale


600


4702




Ordinary


Sale


500


4703




Ordinary


Sale


100


4645




Ordinary


Sale


400


4705




Ordinary


Sale


1,800


4686




Ordinary


Sale


400


4698




Ordinary


Sale


100


4640




Ordinary


Sale


200


4640




Ordinary


Sale


800


4708




Ordinary


Sale


900


4708




Ordinary


Sale


300


4643




Ordinary


Sale


100


4642




Ordinary


Sale


100


4691




Ordinary


Sale


1,500


4698




Ordinary


Sale


500


4645




Ordinary


Sale


100


4645




Ordinary


Sale


1,000


4665




Ordinary


Sale


500


4647




Ordinary


Sale


1,000


4680




Ordinary


Sale


700


4673




Ordinary


Sale


700


4699




Ordinary


Sale


800


4675




Ordinary


Sale


1,000


4648




Ordinary


Sale


400


4646




Ordinary


Sale


2,000


4643




Ordinary


Sale


1,000


4681




Ordinary


Sale


200


4667




Ordinary


Sale


300


4703




Ordinary


Sale


1,000,000


4640




Ordinary


Sale


14,000


4640




Ordinary


Sale


12,900


4677




Ordinary


Sale


1,000


4640




Ordinary


Sale


200


4677




Ordinary


Sale


100


4664




Ordinary


Sale


300


4664




Ordinary


Sale


400


4644




Ordinary


Sale


400


4644




Ordinary


Sale


400


4673








Total Purchases


765,066












Total Sales


1,084,800







 
 
 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit JPY

























 
 (c)       Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit JPY





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit JPY




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable) JPY








 
 











4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
 
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
 
 



 
(c)        Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


YES



 
 



Date of disclosure:


14/08/2018




Contact name:


Olivier Vero




Telephone number:


+44 20 7676 6969



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
 
 
 




SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
 
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
 
1.         KEY INFORMATION
 



Full name of person making disclosure:


SOCIETE GENERALE SA




Name of offeror/offeree in relation to whose relevant securities the disclosure relates:


Takeda Pharmaceutical CO LTD



 
2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
 
 



Class of relevant security


Product description e.g. call option


Written or purchased


Number of securities to which option or derivative relates


Exercise price per unit


Type


Expiry date




JPY


e.g. American, European etc.




Ordinary


OTC put-option


Sale


15,700


4707


European options


14/12/2018




Ordinary


OTC put-option


Sale


30,000


5075.10


European options


14/12/2018




Ordinary


OTC put-option


Sale


29,600


5073.65


European options


14/12/2018




Ordinary


OTC put-option


Sale


15,500


4491.40


European options


14/12/2018




Ordinary


OTC put-option


Sale


30,700


4533.90


European options


14/12/2018



 
 
 
3.         AGREEMENTS TO PURCHASE OR SELL ETC.
 



Full details should be given so that the nature of the interest or position can be fully understood:




 
 
 
 
 



 
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
 
The currency of all prices and other monetary amounts should be stated.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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