REG - Societe Generale SA Takeda Pharma.Co.Ltd - Form 8.3 - Takeda Pharmaceutical Co Ltd
RNS Number : 1390ASociete Generale SA07 September 2018FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser:
Société Générale S.A.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
Takeda Pharmaceutical CO LTD
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest practicable date prior to the disclosure
06/09/2018
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
YES: Shire PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
Ordinary
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
2,708,302
0.35
6,268,556
0.80
(2) Cash-settled derivatives:
5,259,342
0.67
2,026
0.00
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
121,500
0.02
0
0.00
TOTAL:
8,089,144
1.03
6,270,582
0.80
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchase/sale
Number of securities
Price per unit
JPY
Ordinary
Purchase
51,600
4488
Ordinary
Purchase
5,600
4557
Ordinary
Purchase
400
4488
Ordinary
Purchase
300
4502
Ordinary
Purchase
200
4536
Ordinary
Purchase
200
4560
Ordinary
Purchase
100
4530
Ordinary
Purchase
300
4508
Ordinary
Purchase
1,400
4495
Ordinary
Purchase
300
4502
Ordinary
Purchase
2,200
4508
Ordinary
Purchase
200
4560
Ordinary
Purchase
1,800
4495
Ordinary
Purchase
100
4530
Ordinary
Purchase
300
4521
Ordinary
Purchase
600
4521
Ordinary
Purchase
200
4535
Ordinary
Purchase
1,000
4533
Ordinary
Purchase
700
4557
Ordinary
Purchase
200
4560
Ordinary
Purchase
700
4561
Ordinary
Purchase
1,000
4564
Ordinary
Purchase
200
4552
Ordinary
Purchase
300
4550
Ordinary
Purchase
200
4551
Ordinary
Purchase
100
4550
Ordinary
Purchase
100
4535
Ordinary
Purchase
500
4511
Ordinary
Purchase
300
4544
Ordinary
Purchase
200
4546
Ordinary
Purchase
200
4533
Ordinary
Purchase
1,000
4538
Ordinary
Purchase
200
4537
Ordinary
Purchase
100
4537
Ordinary
Purchase
200
4539
Ordinary
Purchase
1,000
4524
Ordinary
Purchase
900
4544
Ordinary
Purchase
1,000
4540
Ordinary
Purchase
1,000
4537
Ordinary
Purchase
1,000
4537
Ordinary
Purchase
1,000
4536
Ordinary
Purchase
1,000
4528
Ordinary
Purchase
100
4537
Ordinary
Purchase
300
4537
Ordinary
Purchase
900
4517.5
Ordinary
Purchase
600
4545
Ordinary
Purchase
1,100
4537.5
Ordinary
Purchase
500
4538
Ordinary
Purchase
600
4543
Ordinary
Purchase
700
4533
Ordinary
Purchase
200
4488
Ordinary
Purchase
7,200
4488
Ordinary
Purchase
100
4522
Ordinary
Purchase
4,400
4488
Ordinary
Purchase
100
4498
Ordinary
Purchase
600
4490
Ordinary
Purchase
12,000
4488
Ordinary
Purchase
189
4558
Ordinary
Purchase
90
4455
Ordinary
Purchase
100
4537
Ordinary
Sale
5,600
4488
Ordinary
Sale
1,200
4497
Ordinary
Sale
900
4503
Ordinary
Sale
1,300
4523
Ordinary
Sale
2,300
4491
Ordinary
Sale
100
4522
Ordinary
Sale
400
4522
Ordinary
Sale
1,900
4530
Ordinary
Sale
100
4521
Ordinary
Sale
300
4554
Ordinary
Sale
200
4563
Ordinary
Sale
500
4559
Ordinary
Sale
700
4522
Ordinary
Sale
700
4535
Ordinary
Sale
500
4549
Ordinary
Sale
200
4546
Ordinary
Sale
400
4545
Ordinary
Sale
100
4543
Ordinary
Sale
100
4542
Ordinary
Sale
100
4545
Ordinary
Sale
400
4543
Ordinary
Sale
400
4541
Ordinary
Sale
200
4532
Ordinary
Sale
200
4546
Ordinary
Sale
600
4522
Ordinary
Sale
100
4543
Ordinary
Sale
900
4548
Ordinary
Sale
100
4544
Ordinary
Sale
300
4547
Ordinary
Sale
100
4539
Ordinary
Sale
100
4522
Ordinary
Sale
300
4522
Ordinary
Sale
100
4522
Ordinary
Sale
300
4537
Ordinary
Sale
300
4536
Ordinary
Sale
100
4539
Ordinary
Sale
100
4541
Ordinary
Sale
400
4539
Ordinary
Sale
600
4539
Ordinary
Sale
200
4538
Ordinary
Sale
600
4522
Ordinary
Sale
100
4536
Ordinary
Sale
800
4536
Ordinary
Sale
100
4539
Ordinary
Sale
100
4545
Ordinary
Sale
900
4546
Ordinary
Sale
700
4545
Ordinary
Sale
500
4543
Ordinary
Sale
400
4543
Ordinary
Sale
800
4542
Ordinary
Sale
900
4537
Ordinary
Sale
700
4539
Ordinary
Sale
100
4529
Ordinary
Sale
500
4526
Ordinary
Sale
1,300
4539
Ordinary
Sale
200
4503
Ordinary
Sale
300
4536
Ordinary
Sale
400
4534
Ordinary
Sale
800
4535
Ordinary
Sale
800
4524
Ordinary
Sale
1,200
4531
Ordinary
Sale
100
4532
Ordinary
Sale
800
4531
Ordinary
Sale
1,000
4529
Ordinary
Sale
100
4531
Ordinary
Sale
800
4529
Ordinary
Sale
500
4526
Ordinary
Sale
900
4526
Ordinary
Sale
100
4531
Ordinary
Sale
600
4536
Ordinary
Sale
1,400
4522
Ordinary
Sale
1,000
4503
Ordinary
Sale
800
4494
Ordinary
Sale
100
4504
Ordinary
Sale
8,390
4512.6043
Ordinary
Sale
123
4635
Ordinary
Sale
100
4537
Ordinary
Sale
5
4488
Ordinary
Sale
100
4537
Total Purchases
109,679
Total Sales
52,518
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit JPY
Ordinary
CFD
Increasing a long position
8,390
4512.6043
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit JPY
(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit JPY
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable) JPY
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
YES
Date of disclosure:
07/09/2018
Contact name:
Olivier Vero
Telephone number:
+44 20 7676 6969
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure:
SOCIETE GENERALE SA
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:
Takeda Pharmaceutical CO LTD
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security
Product description e.g. call option
Written or purchased
Number of securities to which option or derivative relates
Exercise price per unit
Type
Expiry date
JPY
e.g. American, European etc.
Ordinary
OTC put-option
Sale
15,700
4707
European options
14/12/2018
Ordinary
OTC put-option
Sale
30,000
5075.10
European options
14/12/2018
Ordinary
OTC put-option
Sale
29,600
5073.65
European options
14/12/2018
Ordinary
OTC put-option
Sale
15,500
4491.40
European options
14/12/2018
Ordinary
OTC put-option
Sale
30,700
4533.90
European options
14/12/2018
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDRETUGUWCBUPRUBM
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