REG - Societe Generale SA Takeda Pharma.Co.Ltd - Form 8.3 - Takeda Pharmaceutical Co Ltd

Takeda Pharmaceutical CoAnnouncement

07/09/2018 10:45

RNS Number : 1390A
Societe Generale SA
07 September 2018
 


FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Full name of discloser:


Société Générale S.A.




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


 
 
 




(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Takeda Pharmaceutical CO LTD




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:








(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


06/09/2018




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES: Shire PLC
 



 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 



Class of relevant security:
 


Ordinary




 
 


Interests


Short positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


2,708,302


0.35


6,268,556


0.80




(2) Cash-settled derivatives:
 


5,259,342


0.67


2,026


0.00




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


121,500


0.02


0


0.00




 
     TOTAL:


8,089,144


1.03


6,270,582


0.80



           
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 



Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:







 
 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales



Class of relevant security


Purchase/sale


Number of securities


Price per unit
JPY




Ordinary


Purchase


51,600


4488




Ordinary


Purchase


5,600


4557




Ordinary


Purchase


400


4488




Ordinary


Purchase


300


4502




Ordinary


Purchase


200


4536




Ordinary


Purchase


200


4560




Ordinary


Purchase


100


4530




Ordinary


Purchase


300


4508




Ordinary


Purchase


1,400


4495




Ordinary


Purchase


300


4502




Ordinary


Purchase


2,200


4508




Ordinary


Purchase


200


4560




Ordinary


Purchase


1,800


4495




Ordinary


Purchase


100


4530




Ordinary


Purchase


300


4521




Ordinary


Purchase


600


4521




Ordinary


Purchase


200


4535




Ordinary


Purchase


1,000


4533




Ordinary


Purchase


700


4557




Ordinary


Purchase


200


4560




Ordinary


Purchase


700


4561




Ordinary


Purchase


1,000


4564




Ordinary


Purchase


200


4552




Ordinary


Purchase


300


4550




Ordinary


Purchase


200


4551




Ordinary


Purchase


100


4550




Ordinary


Purchase


100


4535




Ordinary


Purchase


500


4511




Ordinary


Purchase


300


4544




Ordinary


Purchase


200


4546




Ordinary


Purchase


200


4533




Ordinary


Purchase


1,000


4538




Ordinary


Purchase


200


4537




Ordinary


Purchase


100


4537




Ordinary


Purchase


200


4539




Ordinary


Purchase


1,000


4524




Ordinary


Purchase


900


4544




Ordinary


Purchase


1,000


4540




Ordinary


Purchase


1,000


4537




Ordinary


Purchase


1,000


4537




Ordinary


Purchase


1,000


4536




Ordinary


Purchase


1,000


4528




Ordinary


Purchase


100


4537




Ordinary


Purchase


300


4537




Ordinary


Purchase


900


4517.5




Ordinary


Purchase


600


4545




Ordinary


Purchase


1,100


4537.5




Ordinary


Purchase


500


4538




Ordinary


Purchase


600


4543




Ordinary


Purchase


700


4533




Ordinary


Purchase


200


4488




Ordinary


Purchase


7,200


4488




Ordinary


Purchase


100


4522




Ordinary


Purchase


4,400


4488




Ordinary


Purchase


100


4498




Ordinary


Purchase


600


4490




Ordinary


Purchase


12,000


4488




Ordinary


Purchase


189


4558




Ordinary


Purchase


90


4455




Ordinary


Purchase


100


4537




Ordinary


Sale


5,600


4488




Ordinary


Sale


1,200


4497




Ordinary


Sale


900


4503




Ordinary


Sale


1,300


4523




Ordinary


Sale


2,300


4491




Ordinary


Sale


100


4522




Ordinary


Sale


400


4522




Ordinary


Sale


1,900


4530




Ordinary


Sale


100


4521




Ordinary


Sale


300


4554




Ordinary


Sale


200


4563




Ordinary


Sale


500


4559




Ordinary


Sale


700


4522




Ordinary


Sale


700


4535




Ordinary


Sale


500


4549




Ordinary


Sale


200


4546




Ordinary


Sale


400


4545




Ordinary


Sale


100


4543




Ordinary


Sale


100


4542




Ordinary


Sale


100


4545




Ordinary


Sale


400


4543




Ordinary


Sale


400


4541




Ordinary


Sale


200


4532




Ordinary


Sale


200


4546




Ordinary


Sale


600


4522




Ordinary


Sale


100


4543




Ordinary


Sale


900


4548




Ordinary


Sale


100


4544




Ordinary


Sale


300


4547




Ordinary


Sale


100


4539




Ordinary


Sale


100


4522




Ordinary


Sale


300


4522




Ordinary


Sale


100


4522




Ordinary


Sale


300


4537




Ordinary


Sale


300


4536




Ordinary


Sale


100


4539




Ordinary


Sale


100


4541




Ordinary


Sale


400


4539




Ordinary


Sale


600


4539




Ordinary


Sale


200


4538




Ordinary


Sale


600


4522




Ordinary


Sale


100


4536




Ordinary


Sale


800


4536




Ordinary


Sale


100


4539




Ordinary


Sale


100


4545




Ordinary


Sale


900


4546




Ordinary


Sale


700


4545




Ordinary


Sale


500


4543




Ordinary


Sale


400


4543




Ordinary


Sale


800


4542




Ordinary


Sale


900


4537




Ordinary


Sale


700


4539




Ordinary


Sale


100


4529




Ordinary


Sale


500


4526




Ordinary


Sale


1,300


4539




Ordinary


Sale


200


4503




Ordinary


Sale


300


4536




Ordinary


Sale


400


4534




Ordinary


Sale


800


4535




Ordinary


Sale


800


4524




Ordinary


Sale


1,200


4531




Ordinary


Sale


100


4532




Ordinary


Sale


800


4531




Ordinary


Sale


1,000


4529




Ordinary


Sale


100


4531




Ordinary


Sale


800


4529




Ordinary


Sale


500


4526




Ordinary


Sale


900


4526




Ordinary


Sale


100


4531




Ordinary


Sale


600


4536




Ordinary


Sale


1,400


4522




Ordinary


Sale


1,000


4503




Ordinary


Sale


800


4494




Ordinary


Sale


100


4504




Ordinary


Sale


8,390


4512.6043




Ordinary


Sale


123


4635




Ordinary


Sale


100


4537




Ordinary


Sale


5


4488




Ordinary


Sale


100


4537








Total Purchases


109,679












Total Sales


52,518







 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit JPY




Ordinary


CFD


Increasing a long position


8,390


4512.6043



 
 (c)       Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit JPY





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit JPY




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable) JPY








 
 











4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
 
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
 
 



 
(c)        Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


YES



 
 



Date of disclosure:


07/09/2018




Contact name:


Olivier Vero




Telephone number:


+44 20 7676 6969



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
 
 
 
                                                                  SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
 
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
 
1.         KEY INFORMATION
 



Full name of person making disclosure:


SOCIETE GENERALE SA




Name of offeror/offeree in relation to whose relevant securities the disclosure relates:


Takeda Pharmaceutical CO LTD



 
2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
 
 



Class of relevant security


Product description e.g. call option


Written or purchased


Number of securities to which option or derivative relates


Exercise price per unit


Type


Expiry date




JPY


e.g. American, European etc.




Ordinary


OTC put-option


Sale


15,700


4707


European options


14/12/2018




Ordinary


OTC put-option


Sale


30,000


5075.10


European options


14/12/2018




Ordinary


OTC put-option


Sale


29,600


5073.65


European options


14/12/2018




Ordinary


OTC put-option


Sale


15,500


4491.40


European options


14/12/2018




Ordinary


OTC put-option


Sale


30,700


4533.90


European options


14/12/2018



 
 
 
3.         AGREEMENTS TO PURCHASE OR SELL ETC.
 



Full details should be given so that the nature of the interest or position can be fully understood:




 
 
 
 
 



 
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
 
The currency of all prices and other monetary amounts should be stated.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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