REG - Societe Generale SA Takeda Pharma.Co.Ltd - Form 8.3 - TAKEDA PHARMACEUTICAL CO LTD

Takeda Pharmaceutical CoAnnouncement

14/11/2018 09:10

RNS Number : 3148H
Societe Generale SA
14 November 2018
 


FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION     
 



(a) Full name of discloser:


Société Générale S.A.




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


 
 
 




(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Takeda Pharmaceutical CO LTD




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:








(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


13/11/2018       




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES: Shire PLC
 



 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 



Class of relevant security:
 


Ordinary




 
 


Interests


Short positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


1,990,671


0.25


7,726,659


0.99




(2) Cash-settled derivatives:
 


6,889,533


0.88


0


0.00




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


121,500


0.02


125,000


0.02




 
     TOTAL:


9,001,704


1.15


7,851,659


1.00



           
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 



Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:







 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales



Class of relevant security


Purchase/sale


Number of securities


Price per unit
JPY




Ordinary


Purchase


100


4524




Ordinary


Purchase


1,400


4524




Ordinary


Purchase


600


4491




Ordinary


Purchase


1,900


4527




Ordinary


Purchase


2,500


4516




Ordinary


Purchase


2,500


4514




Ordinary


Purchase


400


4511




Ordinary


Purchase


1,500


4531




Ordinary


Purchase


100


4533




Ordinary


Purchase


200


4544




Ordinary


Purchase


1,500


4511




Ordinary


Purchase


1,800


4515




Ordinary


Purchase


300


4509




Ordinary


Purchase


1,400


4515




Ordinary


Purchase


400


4515




Ordinary


Purchase


100


4510




Ordinary


Purchase


1,400


4507




Ordinary


Purchase


2,500


4516




Ordinary


Purchase


200


4509




Ordinary


Purchase


600


4508




Ordinary


Purchase


300


4509




Ordinary


Purchase


1,400


4510




Ordinary


Purchase


700


4513




Ordinary


Purchase


1,600


4513




Ordinary


Purchase


100


4514




Ordinary


Purchase


2,000


4515




Ordinary


Purchase


1,800


4515




Ordinary


Purchase


400


4526




Ordinary


Purchase


300


4509




Ordinary


Purchase


1,900


4511




Ordinary


Purchase


100


4533.9




Ordinary


Purchase


2,600


4520




Ordinary


Purchase


600


4520




Ordinary


Purchase


300


4535




Ordinary


Purchase


300


4529




Ordinary


Purchase


300


4537




Ordinary


Purchase


300


4521




Ordinary


Purchase


300


4512




Ordinary


Purchase


700


4510.5




Ordinary


Purchase


700


4511.5




Ordinary


Purchase


700


4512




Ordinary


Purchase


1,500


4514.5




Ordinary


Purchase


700


4516




Ordinary


Purchase


1,600


4513.5




Ordinary


Purchase


1,600


4513.5




Ordinary


Purchase


1,000


4513.5




Ordinary


Purchase


100


4509




Ordinary


Purchase


700


4511




Ordinary


Purchase


100


4509.5




Ordinary


Purchase


100


4534.5




Ordinary


Purchase


100


4533.5




Ordinary


Purchase


100


4533.5




Ordinary


Purchase


100


4496.5




Ordinary


Purchase


100


4543.5




Ordinary


Purchase


500


4517




Ordinary


Purchase


100


4533.5




Ordinary


Purchase


1,800


4520




Ordinary


Purchase


100


4539




Ordinary


Purchase


1,100


4514




Ordinary


Purchase


1,000


4534




Ordinary


Purchase


1,100


4518




Ordinary


Purchase


400


4489




Ordinary


Purchase


200


4539




Ordinary


Purchase


1,200


4535




Ordinary


Purchase


1,100


4496




Ordinary


Purchase


1,100


4514




Ordinary


Purchase


1,000


4534




Ordinary


Purchase


500


4518




Ordinary


Purchase


300


4519




Ordinary


Purchase


1,000


4534




Ordinary


Purchase


1,100


4512




Ordinary


Purchase


300


4535




Ordinary


Purchase


1,100


4512




Ordinary


Purchase


1,000


4538




Ordinary


Purchase


500


4514




Ordinary


Purchase


1,000


4531




Ordinary


Purchase


500


4512




Ordinary


Purchase


1,100


4513




Ordinary


Purchase


1,100


4516




Ordinary


Purchase


1,100


4506




Ordinary


Purchase


1,100


4503




Ordinary


Purchase


900


4503




Ordinary


Purchase


500


4505




Ordinary


Purchase


2,200


4508




Ordinary


Purchase


600


4505




Ordinary


Purchase


400


4535




Ordinary


Purchase


1,100


4507




Ordinary


Purchase


200


4519




Ordinary


Purchase


1,100


4521




Ordinary


Purchase


1,000


4512




Ordinary


Purchase


300


4509




Ordinary


Purchase


100


4512




Ordinary


Purchase


1,100


4510




Ordinary


Purchase


100


4512




Ordinary


Purchase


1,000


4509




Ordinary


Purchase


800


4508




Ordinary


Purchase


1,100


4526




Ordinary


Purchase


300


4500




Ordinary


Purchase


500


4526




Ordinary


Purchase


1,100


4512




Ordinary


Purchase


100


4506




Ordinary


Purchase


300


4526




Ordinary


Purchase


500


4506




Ordinary


Purchase


700


4533




Ordinary


Purchase


400


4541




Ordinary


Purchase


700


4542




Ordinary


Purchase


1,100


4514




Ordinary


Purchase


1,100


4514




Ordinary


Purchase


200


4508




Ordinary


Purchase


1,100


4527




Ordinary


Purchase


700


4524




Ordinary


Purchase


1,100


4506




Ordinary


Purchase


1,100


4506




Ordinary


Purchase


500


4525




Ordinary


Purchase


1,100


4508




Ordinary


Purchase


300


4537




Ordinary


Purchase


1,100


4515




Ordinary


Purchase


1,100


4528




Ordinary


Purchase


500


4526




Ordinary


Purchase


500


4518




Ordinary


Purchase


1,100


4502




Ordinary


Purchase


700


4495




Ordinary


Purchase


1,100


4482




Ordinary


Purchase


900


4483




Ordinary


Purchase


1,000


4536




Ordinary


Purchase


900


4534




Ordinary


Purchase


900


4498




Ordinary


Purchase


700


4504




Ordinary


Purchase


700


4506




Ordinary


Purchase


1,100


4526




Ordinary


Purchase


500


4504




Ordinary


Purchase


1,100


4507




Ordinary


Purchase


400


4492




Ordinary


Purchase


700


4509




Ordinary


Purchase


1,200


4512




Ordinary


Purchase


1,000


4540




Ordinary


Purchase


100


4494




Ordinary


Purchase


800


4502




Ordinary


Purchase


900


4502




Class of relevant security


Purchase/sale


Number of securities


Price per unit
USD




ADS


Purchase


138,435


19.83




ADS


Purchase


25,170


19.8828




Class of relevant security


Purchase/sale


Number of securities


Price per unit
JPY




Ordinary


Sale


200


4527




Ordinary


Sale


200


4507




Ordinary


Sale


200


4536




Ordinary


Sale


200


4514




Ordinary


Sale


200


4488




Ordinary


Sale


200


4507




Ordinary


Sale


200


4529




Ordinary


Sale


200


4537




Ordinary


Sale


200


4515




Ordinary


Sale


200


4512




Ordinary


Sale


200


4522




Ordinary


Sale


200


4525




Ordinary


Sale


100


4500




Ordinary


Sale


100


4500




Ordinary


Sale


200


4512




Ordinary


Sale


200


4517




Ordinary


Sale


100


4527




Ordinary


Sale


200


4513




Ordinary


Sale


200


4519




Ordinary


Sale


200


4517




Ordinary


Sale


200


4516




Ordinary


Sale


200


4511




Ordinary


Sale


200


4505




Ordinary


Sale


200


4539




Ordinary


Sale


200


4518




Ordinary


Sale


200


4540




Ordinary


Sale


200


4522




Ordinary


Sale


200


4541




Ordinary


Sale


200


4513




Ordinary


Sale


200


4544




Ordinary


Sale


200


4490




Ordinary


Sale


200


4511




Ordinary


Sale


200


4516




Ordinary


Sale


200


4527




Ordinary


Sale


200


4533




Ordinary


Sale


100


4520.1




Ordinary


Sale


1,200


4507




Ordinary


Sale


300


4489




Ordinary


Sale


400


4525




Ordinary


Sale


2,400


4538




Ordinary


Sale


700


4508




Ordinary


Sale


200


4487




Ordinary


Sale


100


4487




Ordinary


Sale


100


4488




Ordinary


Sale


1,400


4490




Ordinary


Sale


100


4521




Ordinary


Sale


500


4518




Ordinary


Sale


300


4487




Ordinary


Sale


1,400


4535




Ordinary


Sale


800


4496




Ordinary


Sale


1,200


4507




Ordinary


Sale


400


4509




Ordinary


Sale


600


4502




Ordinary


Sale


1,800


4509




Ordinary


Sale


1,600


4503




Ordinary


Sale


600


4508




Ordinary


Sale


500


4507




Ordinary


Sale


1,200


4508




Ordinary


Sale


1,100


4514




Ordinary


Sale


900


4512




Ordinary


Sale


100


4516




Ordinary


Sale


900


4511




Ordinary


Sale


1,500


4511




Ordinary


Sale


2,400


4522




Ordinary


Sale


2,500


4512




Ordinary


Sale


1,800


4508




Ordinary


Sale


2,500


4518




Ordinary


Sale


2,500


4518




Ordinary


Sale


1,000


4505




Ordinary


Sale


2,000


4516




Ordinary


Sale


400


4509




Ordinary


Sale


2,100


4529




Ordinary


Sale


2,400


4534




Ordinary


Sale


100


4504




Ordinary


Sale


3,600


4498




Ordinary


Sale


1,600


4512




Ordinary


Sale


300


4512




Ordinary


Sale


100


4501




Ordinary


Sale


2,500


4516




Ordinary


Sale


800


4531




Ordinary


Sale


1,700


4507




Ordinary


Sale


200


4511




Ordinary


Sale


400


4508




Ordinary


Sale


1,500


4510




Ordinary


Sale


100


4520




Ordinary


Sale


400


4516




Ordinary


Sale


100


4528




Ordinary


Sale


400


4510




Ordinary


Sale


100


4508




Ordinary


Sale


1,500


4528




Ordinary


Sale


100


4507




Ordinary


Sale


200


4512




Ordinary


Sale


100


4508




Ordinary


Sale


1,100


4528




Ordinary


Sale


600


4536




Ordinary


Sale


600


4512




Ordinary


Sale


300


4507




Ordinary


Sale


500


4504




Ordinary


Sale


1,400


4509




Ordinary


Sale


1,500


4511




Ordinary


Sale


1,500


4510




Ordinary


Sale


400


4533




Ordinary


Sale


300


4513




Ordinary


Sale


200


4505




Ordinary


Sale


1,500


4503




Ordinary


Sale


600


4504




Ordinary


Sale


1,700


4516




Ordinary


Sale


1,300


4531




Ordinary


Sale


2,400


4532




Ordinary


Sale


1,200


4505




Ordinary


Sale


400


4513




Ordinary


Sale


1,900


4512




Ordinary


Sale


1,900


4512




Ordinary


Sale


500


4513




Ordinary


Sale


1,400


4516




Ordinary


Sale


1,400


4530




Ordinary


Sale


1,100


4531




Ordinary


Sale


600


4514




Ordinary


Sale


1,600


4512




Ordinary


Sale


400


4506




Ordinary


Sale


1,200


4519




Ordinary


Sale


100


4520




Ordinary


Sale


1,600


4530




Ordinary


Sale


1,000


4543




Ordinary


Sale


400


4525




Ordinary


Sale


300


4509




Ordinary


Sale


2,100


4529




Ordinary


Sale


400


4508




Ordinary


Sale


500


4526




Ordinary


Sale


1,200


4525




Ordinary


Sale


700


4503




Ordinary


Sale


4,600


4536




Ordinary


Sale


1,000


4511




Ordinary


Sale


1,500


4510




Ordinary


Sale


1,400


4501




Ordinary


Sale


1,600


4511




Ordinary


Sale


1,400


4497




Ordinary


Sale


700


4510




Ordinary


Sale


1,300


4508




Ordinary


Sale


800


4487




Ordinary


Sale


1,400


4488




Ordinary


Sale


1,900


4510




Ordinary


Sale


1,100


4493




Ordinary


Sale


2,400


4492




Ordinary


Sale


900


4512




Ordinary


Sale


500


4505




Ordinary


Sale


1,600


4511




Ordinary


Sale


2,400


4520




Ordinary


Sale


100


4506




Ordinary


Sale


1,700


4518




Ordinary


Sale


100


4509




Ordinary


Sale


900


4508




Ordinary


Sale


800


4506




Ordinary


Sale


1,400


4505




Ordinary


Sale


700


4509




Ordinary


Sale


1,500


4531




Ordinary


Sale


1,600


4511




Ordinary


Sale


300


4491




Ordinary


Sale


400


4495




Ordinary


Sale


500


4496




Ordinary


Sale


200


4495




Ordinary


Sale


3,500


4513




Ordinary


Sale


100


4508




Ordinary


Sale


100


4523




Ordinary


Sale


400


4512




Ordinary


Sale


1,100


4509.5




Ordinary


Sale


300


4510.5




Ordinary


Sale


1,400


4520




Ordinary


Sale


3,700


4520




Ordinary


Sale


1,100


4512




Ordinary


Sale


700


4504




Ordinary


Sale


100


4506




Ordinary


Sale


500


4507




Ordinary


Sale


1,100


4503




Ordinary


Sale


900


4513




Ordinary


Sale


400


4511




Ordinary


Sale


400


4507




Ordinary


Sale


200


4507




Ordinary


Sale


1,100


4506




Ordinary


Sale


700


4510




Ordinary


Sale


1,100


4518




Ordinary


Sale


1,300


4514




Ordinary


Sale


100


4502




Ordinary


Sale


400


4513




Ordinary


Sale


1,300


4484




Ordinary


Sale


1,100


4495




Ordinary


Sale


400


4509




Ordinary


Sale


700


4511




Ordinary


Sale


300


4522




Ordinary


Sale


100


4511




Ordinary


Sale


100


4526




Ordinary


Sale


100


4543




Class of relevant security


Purchase/sale


Number of securities


Price per unit
USD




ADS


Sale


25,170


19.803433




ADS


Sale


138,435


19.803433








Total Purchases


277,005












Total Sales


327,405







 
 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit JPY




Ordinary


Certificate


Closing a short position


2,061


4514.318731



 
 (c)       Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit JPY





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit JPY




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable) JPY








 
 











4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
 
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
 
 



 
(c)        Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


YES



 
 



Date of disclosure:


14/11/2018




Contact name:


Olivier Vero




Telephone number:


+44 20 7676 6969



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk           




SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
 
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
 
1.         KEY INFORMATION
 



Full name of person making disclosure:


SOCIETE GENERALE SA




Name of offeror/offeree in relation to whose relevant securities the disclosure relates:


Takeda Pharmaceutical CO LTD



 
2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
 
 



Class of relevant security


Product description e.g. call option


Written or purchased


Number of securities to which option or derivative relates


Exercise price per unit


Type


Expiry date




JPY


e.g. American, European etc.




Ordinary


OTC put-option


Sale


15,700


4707


European options


14/12/2018




Ordinary


OTC put-option


Sale


30,000


5075.10


European options


14/12/2018




Ordinary


OTC put-option


Sale


29,600


5073.65


European options


14/12/2018




Ordinary


OTC put-option


Sale


15,500


4491.40


European options


14/12/2018




Ordinary


OTC put-option


Sale


30,700


4533.90


European options


14/12/2018




Ordinary


Listed call-option


Sale


125,000


5500


European options


13/06/2019



 
 
 
3.         AGREEMENTS TO PURCHASE OR SELL ETC.
 



Full details should be given so that the nature of the interest or position can be fully understood:




 
 
 
 
 



 
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
 
The currency of all prices and other monetary amounts should be stated.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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RETGGGQUGUPRUBC