REG - Societe Generale SA Takeda Pharma.Co.Ltd - Form 8.3 - Takeda Pharmaceutical CO LTD

Takeda Pharmaceutical CoAnnouncement

21/11/2018 09:55

RNS Number : 0700I
Societe Generale SA
21 November 2018
 


FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION     
 



(a) Full name of discloser:


Société Générale S.A.




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


 
 
 




(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Takeda Pharmaceutical CO LTD




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:








(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


20/11/2018       




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES: Shire PLC
 



 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 



Class of relevant security:
 


Ordinary




 
 


Interests


Short positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


1,940,819


0.25


8,703,260


1.11




(2) Cash-settled derivatives:
 


7,818,633


1.00


0


0.00




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


121,500


0.02


125,000


0.02




 
     TOTAL:


9,880,952


1.26


8,828,260


1.13



           
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 



Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:







 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales



Class of relevant security


Purchase/sale


Number of securities


Price per unit
JPY




Ordinary


Purchase


200


4423




Ordinary


Purchase


100


4454




Ordinary


Purchase


200


4412




Ordinary


Purchase


200


4393




Ordinary


Purchase


200


4419




Ordinary


Purchase


200


4452




Ordinary


Purchase


100


4419




Ordinary


Purchase


100


4419




Ordinary


Purchase


200


4435




Ordinary


Purchase


200


4434




Ordinary


Purchase


200


4393




Ordinary


Purchase


2,000


4441




Ordinary


Purchase


1,400


4475




Ordinary


Purchase


4,200


4425




Ordinary


Purchase


700


4423




Ordinary


Purchase


1,200


4400




Ordinary


Purchase


2,500


4414




Ordinary


Purchase


300


4442




Ordinary


Purchase


2,200


4440




Ordinary


Purchase


1,900


4426




Ordinary


Purchase


1,400


4461




Ordinary


Purchase


500


4464




Ordinary


Purchase


1,400


4465




Ordinary


Purchase


100


4370




Ordinary


Purchase


100


4371




Ordinary


Purchase


100


4374




Ordinary


Purchase


1,800


4379




Ordinary


Purchase


800


4427




Ordinary


Purchase


100


4434




Ordinary


Purchase


2,500


4424




Ordinary


Purchase


300


4399




Ordinary


Purchase


300


4414




Ordinary


Purchase


2,600


4476




Ordinary


Purchase


100


4443




Ordinary


Purchase


200


4425




Ordinary


Purchase


100


4378




Ordinary


Purchase


600


4386




Ordinary


Purchase


1,800


4370




Ordinary


Purchase


400


4476




Ordinary


Purchase


100


4406




Ordinary


Purchase


100


4406




Ordinary


Purchase


200


4390




Ordinary


Purchase


100


4408.5




Ordinary


Purchase


500


4387




Ordinary


Purchase


300


4391




Ordinary


Purchase


300


4389




Ordinary


Purchase


700


4399




Ordinary


Purchase


100


4400




Ordinary


Purchase


1,100


4393




Ordinary


Purchase


1,100


4403




Ordinary


Purchase


1,100


4403




Ordinary


Purchase


600


4407




Ordinary


Purchase


400


4407




Ordinary


Purchase


200


4402




Ordinary


Purchase


1,100


4414




Ordinary


Purchase


1,000


4419




Ordinary


Purchase


700


4418




Ordinary


Purchase


1,100


4420




Ordinary


Purchase


200


4407




Ordinary


Purchase


100


4405




Ordinary


Purchase


100


4405




Ordinary


Purchase


200


4406




Ordinary


Purchase


300


4400




Ordinary


Purchase


800


4404




Ordinary


Purchase


1,100


4410




Ordinary


Purchase


500


4423




Ordinary


Purchase


1,100


4420




Ordinary


Purchase


200


4375




Ordinary


Purchase


300


4372




Ordinary


Purchase


1,100


4373




Ordinary


Purchase


100


4375




Ordinary


Purchase


500


4380




Ordinary


Purchase


100


4382




Ordinary


Purchase


200


4428




Ordinary


Purchase


100


4393




Ordinary


Purchase


100


4393




Ordinary


Purchase


100


4390




Ordinary


Purchase


400


4396




Ordinary


Purchase


200


4391




Ordinary


Purchase


600


4397




Ordinary


Purchase


600


4398




Ordinary


Purchase


100


4410




Ordinary


Purchase


200


4409




Ordinary


Purchase


1,100


4410




Ordinary


Purchase


400


4390




Ordinary


Purchase


5,600


4476




Ordinary


Sale


1,200


4404




Ordinary


Sale


100


4427




Ordinary


Sale


200


4419




Ordinary


Sale


200


4418




Ordinary


Sale


1,000


4407




Ordinary


Sale


500


4409




Ordinary


Sale


100


4411




Ordinary


Sale


500


4412




Ordinary


Sale


100


4417




Ordinary


Sale


300


4414




Ordinary


Sale


1,300


4413




Ordinary


Sale


500


4412




Ordinary


Sale


100


4415




Ordinary


Sale


100


4418




Ordinary


Sale


300


4400




Ordinary


Sale


100


4419




Ordinary


Sale


1,100


4420




Ordinary


Sale


100


4419




Ordinary


Sale


800


4421




Ordinary


Sale


800


4421




Ordinary


Sale


100


4409




Ordinary


Sale


800


4405




Ordinary


Sale


200


4408




Ordinary


Sale


600


4406




Ordinary


Sale


400


4406




Ordinary


Sale


200


4410




Ordinary


Sale


700


4410




Ordinary


Sale


600


4409




Ordinary


Sale


100


4415




Ordinary


Sale


1,000


4403




Ordinary


Sale


100


4401




Ordinary


Sale


900


4390




Ordinary


Sale


1,500


4414




Ordinary


Sale


100


4394




Ordinary


Sale


100


4391




Ordinary


Sale


200


4389




Ordinary


Sale


100


4464




Ordinary


Sale


10,000


4400




Ordinary


Sale


10,000


4397




Ordinary


Sale


10,000


4410




Ordinary


Sale


5,000


4420




Ordinary


Sale


5,000


4435




Ordinary


Sale


5,000


4445




Ordinary


Sale


100


4419.5




Ordinary


Sale


100


4408.5




Ordinary


Sale


5,400


4417.630322




Ordinary


Sale


1,100


4421




Ordinary


Sale


100


4419




Ordinary


Sale


100


4415




Ordinary


Sale


100


4406




Ordinary


Sale


200


4424




Ordinary


Sale


400


4396




Ordinary


Sale


600


4386




Ordinary


Sale


600


4395




Ordinary


Sale


600


4391




Ordinary


Sale


100


4426.5




Ordinary


Sale


600


4426.5




Ordinary


Sale


400


4426.5




Ordinary


Sale


700


4427




Ordinary


Sale


100


4434




Ordinary


Sale


100


4434




Ordinary


Sale


100


4434




Ordinary


Sale


400


4459.5




Ordinary


Sale


500


4459.5




Ordinary


Sale


200


4421




Ordinary


Sale


900


4419




Ordinary


Sale


400


4417.5




Ordinary


Sale


1,400


4465




Ordinary


Sale


100


4392




Ordinary


Sale


100


4390




Ordinary


Sale


100


4438




Ordinary


Sale


100


4407




Ordinary


Sale


100


4406




Ordinary


Sale


100


4402




Ordinary


Sale


100


4409




Ordinary


Sale


100


4410




Ordinary


Sale


100


4410




Ordinary


Sale


100


4407




Ordinary


Sale


100


4406




Ordinary


Sale


100


4414




Ordinary


Sale


100


4416




Ordinary


Sale


100


4413




Ordinary


Sale


100


4417




Ordinary


Sale


100


4419




Ordinary


Sale


100


4414




Ordinary


Sale


100


4405




Ordinary


Sale


100


4406




Ordinary


Sale


100


4405




Ordinary


Sale


100


4413




Ordinary


Sale


100


4406




Ordinary


Sale


100


4416




Ordinary


Sale


1,000


4370




Ordinary


Sale


1,100


4370




Ordinary


Sale


100


4393




Ordinary


Sale


100


4396




Ordinary


Sale


100


4391




Ordinary


Sale


100


4393




Ordinary


Sale


100


4443




Ordinary


Sale


1,100


4444




Ordinary


Sale


1,100


4424




Ordinary


Sale


200


4436




Ordinary


Sale


1,100


4425




Ordinary


Sale


600


4436




Ordinary


Sale


300


4426




Ordinary


Sale


200


4425




Ordinary


Sale


700


4455




Ordinary


Sale


1,100


4427




Ordinary


Sale


300


4429




Ordinary


Sale


500


4442




Ordinary


Sale


100


4421




Ordinary


Sale


1,100


4459




Ordinary


Sale


100


4420




Ordinary


Sale


100


4417




Ordinary


Sale


1,100


4464




Ordinary


Sale


700


4451




Ordinary


Sale


200


4430




Ordinary


Sale


200


4419




Ordinary


Sale


620


3957.3




Ordinary


Sale


5,600


4476








Total Purchases


60,700












Total Sales


99,320







 
 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit JPY




Ordinary


CFD


 Increasing a long position


31,700


4 406.173418




Ordinary


CFD


 Increasing a long position


18,300


4 406.173418



 
 (c)       Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit JPY





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit JPY




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable) JPY








 
 











4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
 
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
 
 



 
(c)        Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


YES



 
 



Date of disclosure:


21/11/2018




Contact name:


Olivier Vero




Telephone number:


+44 20 7676 6969



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk             




SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
 
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
 
1.         KEY INFORMATION
 



Full name of person making disclosure:


SOCIETE GENERALE SA




Name of offeror/offeree in relation to whose relevant securities the disclosure relates:


Takeda Pharmaceutical CO LTD



 
2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
 
 



Class of relevant security


Product description e.g. call option


Written or purchased


Number of securities to which option or derivative relates


Exercise price per unit


Type


Expiry date




JPY


e.g. American, European etc.




Ordinary


OTC put-option


Sale


15,700


4707


European options


14/12/2018




Ordinary


OTC put-option


Sale


30,000


5075.10


European options


14/12/2018




Ordinary


OTC put-option


Sale


29,600


5073.65


European options


14/12/2018




Ordinary


OTC put-option


Sale


15,500


4491.40


European options


14/12/2018




Ordinary


OTC put-option


Sale


30,700


4533.90


European options


14/12/2018




Ordinary


Listed call-option


Sale


125,000


5500


European options


13/06/2019



 
 
 
3.         AGREEMENTS TO PURCHASE OR SELL ETC.
 



Full details should be given so that the nature of the interest or position can be fully understood:




 
 
 
 
 



 
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
 
The currency of all prices and other monetary amounts should be stated.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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