REG - Societe Generale SA Takeda Pharma.Co.Ltd - Form 8.3 - Takeda Pharmaceutical CO LTD

Takeda Pharmaceutical CoAnnouncement

28/11/2018 09:55

RNS Number : 7634I
Societe Generale SA
28 November 2018
 


FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION     
 



(a) Full name of discloser:


Société Générale S.A.




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


 
 
 




(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Takeda Pharmaceutical CO LTD




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:








(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


27/11/2018       




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES: Shire PLC
 



 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 



Class of relevant security:
 


Ordinary




 
 


Interests


Short positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


1,954,664


0.25


7,780,331


0.99




(2) Cash-settled derivatives:
 


6,898,733


0.88


0


0.00




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


121,500


0.02


256,000


0.03




 
     TOTAL:


8,974,897


1.14


8,036,331


1.02



           
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 



Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:







 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales



Class of relevant security


Purchase/sale


Number of securities


Price per unit
JPY




Ordinary


Purchase


13,700


4206.1854




Ordinary


Purchase


20,000


4225




Ordinary


Purchase


11,300


4180




Ordinary


Purchase


100


4180




Ordinary


Purchase


300


4180




Ordinary


Purchase


200


4186




Ordinary


Purchase


100


4254.5




Ordinary


Purchase


200


4257




Ordinary


Purchase


300


4257




Ordinary


Purchase


700


4252




Ordinary


Purchase


200


4256




Ordinary


Purchase


200


4212




Ordinary


Purchase


100


4188




Ordinary


Purchase


500


4211




Ordinary


Purchase


1,100


4256




Ordinary


Purchase


300


4211




Ordinary


Purchase


1,100


4254




Ordinary


Purchase


1,100


4211




Ordinary


Purchase


300


4254




Ordinary


Purchase


2,200


4245




Ordinary


Purchase


2,200


4202




Ordinary


Purchase


200


4187




Ordinary


Purchase


500


4206




Ordinary


Purchase


2,200


4204




Ordinary


Purchase


1,100


4227




Ordinary


Purchase


1,100


4193




Ordinary


Purchase


1,100


4229




Ordinary


Purchase


100


4187




Ordinary


Purchase


1,100


4210




Ordinary


Purchase


300


4223




Ordinary


Purchase


2,200


4224




Ordinary


Purchase


1,100


4211




Ordinary


Purchase


600


4189




Ordinary


Purchase


700


4187




Ordinary


Purchase


300


4211




Ordinary


Purchase


200


4192




Ordinary


Purchase


1,100


4197




Ordinary


Purchase


1,100


4195




Ordinary


Purchase


2,200


4218




Ordinary


Purchase


1,100


4218




Ordinary


Purchase


1,100


4213




Ordinary


Purchase


300


4195




Ordinary


Purchase


2,200


4226




Ordinary


Purchase


100


4229




Ordinary


Purchase


900


4187




Ordinary


Purchase


1,100


4229




Ordinary


Purchase


1,000


4232




Ordinary


Purchase


200


4226




Ordinary


Purchase


700


4227




Ordinary


Purchase


1,100


4199




Ordinary


Purchase


1,100


4227




Ordinary


Purchase


1,100


4189




Ordinary


Purchase


1,100


4221




Ordinary


Purchase


2,000


4224




Ordinary


Purchase


100


4187




Ordinary


Purchase


1,100


4195




Ordinary


Purchase


1,100


4200




Ordinary


Purchase


1,100


4196




Ordinary


Purchase


1,100


4191




Ordinary


Purchase


900


4223




Ordinary


Purchase


1,100


4226




Ordinary


Purchase


1,500


4211




Ordinary


Purchase


200


4223




Ordinary


Purchase


500


4224




Ordinary


Purchase


1,100


4201




Ordinary


Purchase


1,100


4193




Ordinary


Purchase


1,100


4199




Ordinary


Purchase


500


4211




Ordinary


Purchase


400


4199




Ordinary


Purchase


1,100


4193




Ordinary


Purchase


1,100


4199




Ordinary


Purchase


1,100


4198




Ordinary


Purchase


200


4197




Ordinary


Purchase


1,100


4211




Ordinary


Purchase


1,100


4200




Ordinary


Purchase


1,100


4213




Ordinary


Purchase


1,100


4197




Ordinary


Purchase


1,000


4212




Ordinary


Purchase


800


4201




Ordinary


Purchase


400


4235




Ordinary


Purchase


400


4237




Ordinary


Purchase


700


4241




Ordinary


Purchase


400


4242




Ordinary


Purchase


600


4246




Ordinary


Purchase


100


4249




Ordinary


Purchase


1,100


4207




Ordinary


Purchase


100


4206




Ordinary


Purchase


600


4193




Ordinary


Purchase


800


4199




Ordinary


Purchase


1,100


4209




Ordinary


Purchase


1,100


4203




Ordinary


Purchase


300


4206




Ordinary


Purchase


300


4206




Ordinary


Purchase


600


4200




Ordinary


Purchase


100


4206




Ordinary


Purchase


400


4205




Ordinary


Purchase


1,100


4212




Ordinary


Purchase


200


4219




Ordinary


Purchase


100


4222




Ordinary


Purchase


1,100


4203




Ordinary


Purchase


600


4211




Ordinary


Purchase


900


4212




Ordinary


Purchase


1,100


4219




Ordinary


Purchase


700


4218




Ordinary


Purchase


300


4198




Ordinary


Purchase


1,100


4218




Ordinary


Purchase


300


4246




Ordinary


Purchase


400


4247




Ordinary


Purchase


200


4247




Ordinary


Purchase


800


4205




Ordinary


Purchase


1,100


4220




Ordinary


Purchase


100


4258




Ordinary


Purchase


800


4205




Ordinary


Purchase


100


4189




Ordinary


Purchase


900


4253




Ordinary


Purchase


1,400


4255




Ordinary


Purchase


100


4255




Ordinary


Purchase


500


4253




Ordinary


Purchase


400


4255




Ordinary


Purchase


100


4245




Ordinary


Purchase


100


4237




Ordinary


Purchase


100


4238




Ordinary


Purchase


600


4204




Ordinary


Purchase


1,200


4231




Ordinary


Purchase


1,600


4229




Ordinary


Purchase


200


4223




Ordinary


Purchase


100


4226




Ordinary


Purchase


1,400


4226




Ordinary


Purchase


2,600


4186




Ordinary


Purchase


1,400


4229




Ordinary


Purchase


1,200


4228




Ordinary


Purchase


800


4216




Ordinary


Purchase


800


4196




Ordinary


Purchase


300


4184




Ordinary


Purchase


1,500


4211




Ordinary


Purchase


400


4231




Ordinary


Purchase


400


4239




Ordinary


Purchase


600


4244




Ordinary


Purchase


1,900


4187




Ordinary


Purchase


1,500


4207




Ordinary


Purchase


100


4218.5




Ordinary


Purchase


100


4197.5




Ordinary


Purchase


600


4200




Ordinary


Purchase


100


4194




Ordinary


Sale


41,800


4180




Ordinary


Sale


700


4186




Ordinary


Sale


1,100


4255




Ordinary


Sale


500


4254




Ordinary


Sale


1,100


4190




Ordinary


Sale


800


4229




Ordinary


Sale


600


4185




Ordinary


Sale


900


4224




Ordinary


Sale


1,100


4225




Ordinary


Sale


100


4187




Ordinary


Sale


200


4229




Ordinary


Sale


1,000


4229




Ordinary


Sale


1,100


4228




Ordinary


Sale


1,100


4190




Ordinary


Sale


500


4257




Ordinary


Sale


600


4253




Ordinary


Sale


800


4257




Ordinary


Sale


900


4236




Ordinary


Sale


700


4233




Ordinary


Sale


1,100


4189




Ordinary


Sale


100


4186




Ordinary


Sale


300


4212




Ordinary


Sale


300


4211




Ordinary


Sale


300


4191




Ordinary


Sale


900


4211




Ordinary


Sale


800


4190




Ordinary


Sale


1,100


4247




Ordinary


Sale


600


4221




Ordinary


Sale


10,000


4180




Ordinary


Sale


10,000


4180




Ordinary


Sale


1,400


4259




Ordinary


Sale


1,100


4199




Ordinary


Sale


1,800


4210




Ordinary


Sale


1,200


4233




Ordinary


Sale


2,300


4200




Ordinary


Sale


900


4196




Ordinary


Sale


1,000


4223




Ordinary


Sale


1,100


4228




Ordinary


Sale


300


4218




Ordinary


Sale


1,400


4227




Ordinary


Sale


1,400


4228




Ordinary


Sale


1,800


4210




Ordinary


Sale


4,000


4198




Ordinary


Sale


1,400


4228




Ordinary


Sale


1,600


4232




Ordinary


Sale


200


4231




Ordinary


Sale


300


4213




Ordinary


Sale


500


4214




Ordinary


Sale


1,100


4232




Ordinary


Sale


1,600


4231




Ordinary


Sale


200


4229




Ordinary


Sale


700


4229




Ordinary


Sale


300


4228




Ordinary


Sale


1,900


4212




Ordinary


Sale


600


4217




Ordinary


Sale


300


4217




Ordinary


Sale


300


4223




Ordinary


Sale


100


4223




Ordinary


Sale


500


4221




Ordinary


Sale


100


4217




Ordinary


Sale


1,800


4213




Ordinary


Sale


1,500


4224




Ordinary


Sale


1,700


4217




Ordinary


Sale


2,000


4209




Ordinary


Sale


1,300


4225




Ordinary


Sale


100


4224




Ordinary


Sale


900


4219




Ordinary


Sale


100


4218




Ordinary


Sale


100


4217




Ordinary


Sale


900


4218




Ordinary


Sale


2,600


4196




Ordinary


Sale


100


4221




Ordinary


Sale


1,600


4192




Ordinary


Sale


100


4216




Ordinary


Sale


200


4216




Ordinary


Sale


700


4180




Ordinary


Sale


1,900


4256




Ordinary


Sale


1,600


4194




Ordinary


Sale


500


4211




Ordinary


Sale


1,500


4211




Ordinary


Sale


1,500


4211




Ordinary


Sale


2,700


4210




Ordinary


Sale


500


4240




Ordinary


Sale


1,000


4197




Ordinary


Sale


1,400


4201




Ordinary


Sale


1,400


4255




Ordinary


Sale


2,500


4212




Ordinary


Sale


1,500


4211




Ordinary


Sale


100


4210




Ordinary


Sale


2,600


4212




Ordinary


Sale


400


4212




Ordinary


Sale


600


4211




Ordinary


Sale


3,400


4212




Ordinary


Sale


2,300


4201




Ordinary


Sale


1,600


4220




Ordinary


Sale


1,600


4217




Ordinary


Sale


1,200


4218




Ordinary


Sale


500


4243




Ordinary


Sale


2,400


4192




Ordinary


Sale


900


4180








Total Purchases


154,200












Total Sales


163,800







 
 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit JPY

























 
 (c)       Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit JPY




Ordinary


OTC call- option


Selling


131,000


4,600


European


13/12/2018


42.25



 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit JPY




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable) JPY








 
 











4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
 
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
 
 



 
(c)        Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


YES



 
 



Date of disclosure:


28/11/2018




Contact name:


Olivier Vero




Telephone number:


+44 20 7676 6969



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk             




SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
 
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
 
1.         KEY INFORMATION
 



Full name of person making disclosure:


SOCIETE GENERALE SA




Name of offeror/offeree in relation to whose relevant securities the disclosure relates:


Takeda Pharmaceutical CO LTD



 
2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
 
 



Class of relevant security


Product description e.g. call option


Written or purchased


Number of securities to which option or derivative relates


Exercise price per unit


Type


Expiry date




JPY


e.g. American, European etc.




Ordinary


OTC put-option


Sale


15,700


4707


European options


14/12/2018




Ordinary


OTC put-option


Sale


30,000


5075.10


European options


14/12/2018




Ordinary


OTC put-option


Sale


29,600


5073.65


European options


14/12/2018




Ordinary


OTC put-option


Sale


15,500


4491.40


European options


14/12/2018




Ordinary


OTC put-option


Sale


30,700


4533.90


European options


14/12/2018




Ordinary


Listed call-option


Sale


125,000


5500


European options


13/06/2019




Ordinary


OTC call-option


Sale


131,000


4,600


European options


13/12/2018



 
 
 
3.         AGREEMENTS TO PURCHASE OR SELL ETC.
 



Full details should be given so that the nature of the interest or position can be fully understood:




 
 
 
 
 



 
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
 
The currency of all prices and other monetary amounts should be stated.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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