REG - Societe Generale SA Takeda Pharma.Co.Ltd - Form 8.3 - Takeda Pharmaceutical CO LTD

Takeda Pharmaceutical CoAnnouncement

30/11/2018 12:05

RNS Number : 0828J
Societe Generale SA
30 November 2018
 


FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION     
 



(a) Full name of discloser:


Société Générale S.A.




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


 
 
 




(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Takeda Pharmaceutical CO LTD




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:








(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


29/11/2018       




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES: Shire PLC
 



 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 



Class of relevant security:
 


Ordinary




 
 


Interests


Short positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


1,945,703


0.25


7,783,400


0.99




(2) Cash-settled derivatives:
 


6,898,733


0.88


0


0.00




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


121,500


0.02


256,000


0.03




 
     TOTAL:


8,965,936


1.14


8,039,400


1.03



           
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 



Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:







 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales



Class of relevant security


Purchase/sale


Number of securities


Price per unit
JPY




Ordinary


Purchase


500


4187.5




Ordinary


Purchase


100


4170.5




Ordinary


Purchase


300


4170.5




Ordinary


Purchase


300


4165.5




Ordinary


Purchase


200


4165.5




Ordinary


Purchase


200


4173.5




Ordinary


Purchase


400


4181.5




Ordinary


Purchase


300


4168.5




Ordinary


Purchase


1,100


4170




Ordinary


Purchase


100


4197




Ordinary


Purchase


1,100


4171




Ordinary


Purchase


1,100


4180




Ordinary


Purchase


1,100


4175




Ordinary


Purchase


2,200


4164




Ordinary


Purchase


300


4164




Ordinary


Purchase


1,100


4166




Ordinary


Purchase


1,100


4166




Ordinary


Purchase


200


4184




Ordinary


Purchase


1,100


4184




Ordinary


Purchase


1,100


4188




Ordinary


Purchase


400


4191




Ordinary


Purchase


1,000


4192




Ordinary


Purchase


200


4192




Ordinary


Purchase


1,100


4193




Ordinary


Purchase


1,100


4193




Ordinary


Purchase


1,100


4171




Ordinary


Purchase


400


4185




Ordinary


Purchase


700


4185




Ordinary


Purchase


100


4188




Ordinary


Purchase


1,100


4189




Ordinary


Purchase


1,100


4168




Ordinary


Purchase


1,100


4171




Ordinary


Purchase


1,100


4169




Ordinary


Purchase


1,100


4188




Ordinary


Purchase


1,100


4171




Ordinary


Purchase


1,100


4189




Ordinary


Purchase


100


4165




Ordinary


Purchase


1,100


4165




Ordinary


Purchase


1,100


4179




Ordinary


Purchase


1,100


4180




Ordinary


Purchase


2,200


4180




Ordinary


Purchase


1,100


4175




Ordinary


Purchase


900


4175




Ordinary


Purchase


100


4168




Ordinary


Purchase


200


4191




Ordinary


Purchase


2,200


4168




Ordinary


Purchase


100


4169




Ordinary


Purchase


1,500


4169




Ordinary


Purchase


100


4170




Ordinary


Purchase


2,500


4176




Ordinary


Purchase


200


4199




Ordinary


Purchase


900


4196




Ordinary


Purchase


900


4194




Ordinary


Purchase


1,400


4192




Ordinary


Purchase


100


4190




Ordinary


Purchase


300


4183




Ordinary


Purchase


100


4185




Ordinary


Purchase


1,400


4186




Ordinary


Purchase


400


4184




Ordinary


Purchase


2,800


4188




Ordinary


Purchase


2,000


4169




Ordinary


Purchase


1,400


4189




Ordinary


Purchase


1,100


4192




Ordinary


Purchase


200


4169




Ordinary


Purchase


300


4192




Ordinary


Purchase


800


4194




Ordinary


Purchase


200


4185




Ordinary


Purchase


500


4185




Ordinary


Purchase


400


4186




Ordinary


Purchase


600


4184




Ordinary


Purchase


300


4185




Ordinary


Purchase


200


4186




Ordinary


Purchase


1,400


4189




Ordinary


Purchase


1,400


4185




Ordinary


Purchase


100


4188




Ordinary


Purchase


100


4186




Ordinary


Purchase


700


4187




Ordinary


Purchase


1,400


4187




Ordinary


Purchase


1,800


4188




Ordinary


Purchase


1,400


4184




Ordinary


Purchase


1,200


4189




Ordinary


Purchase


100


4191




Ordinary


Purchase


100


4169




Ordinary


Purchase


700


4192




Ordinary


Purchase


700


4169




Ordinary


Purchase


200


4191




Ordinary


Purchase


1,400


4192




Ordinary


Purchase


3,100


4193




Ordinary


Purchase


1,100


4194




Ordinary


Purchase


3,200


4192




Ordinary


Purchase


85


4236




Class of relevant security


Purchase/sale


Number of securities


Price per unit
USD




ADS


Purchase


6,000


18.653




Class of relevant security


Purchase/sale


Number of securities


Price per unit
JPY




Ordinary


Sale


2,300


4160




Ordinary


Sale


200


4167




Ordinary


Sale


2,500


4187




Ordinary


Sale


1,300


4188




Ordinary


Sale


100


4188




Ordinary


Sale


1,100


4192




Ordinary


Sale


500


4215




Ordinary


Sale


500


4216




Ordinary


Sale


700


4190




Ordinary


Sale


700


4191




Ordinary


Sale


200


4160




Ordinary


Sale


100


4171




Ordinary


Sale


1,100


4171




Ordinary


Sale


1,100


4171




Ordinary


Sale


1,100


4167




Ordinary


Sale


1,100


4163




Ordinary


Sale


1,100


4193




Ordinary


Sale


1,100


4194




Ordinary


Sale


100


4193




Ordinary


Sale


400


4193




Ordinary


Sale


500


4197




Ordinary


Sale


100


4195




Ordinary


Sale


200


4194




Ordinary


Sale


300


4193




Ordinary


Sale


1,100


4190




Ordinary


Sale


500


4195




Ordinary


Sale


400


4188




Ordinary


Sale


500


4183




Ordinary


Sale


600


4190




Ordinary


Sale


1,100


4194




Ordinary


Sale


500


4185




Ordinary


Sale


400


4185




Ordinary


Sale


100


4188




Ordinary


Sale


200


4190




Ordinary


Sale


2,200


4190




Ordinary


Sale


800


4189




Ordinary


Sale


400


4192




Ordinary


Sale


1,100


4191




Ordinary


Sale


1,100


4178




Ordinary


Sale


1,100


4186




Ordinary


Sale


100


4168




Ordinary


Sale


1,700


4166




Ordinary


Sale


800


4169




Ordinary


Sale


1,800


4163




Ordinary


Sale


600


4163




Ordinary


Sale


1,800


4165




Ordinary


Sale


2,200


4175




Ordinary


Sale


300


4163




Ordinary


Sale


2,200


4166




Ordinary


Sale


1,600


4168




Ordinary


Sale


300


4168




Ordinary


Sale


2,400


4169




Ordinary


Sale


300


4194




Ordinary


Sale


400


4191




Ordinary


Sale


900


4184




Ordinary


Sale


400


4185




Ordinary


Sale


1,400


4182




Ordinary


Sale


1,100


4184




Ordinary


Sale


700


4185




Ordinary


Sale


600


4186




Ordinary


Sale


400


4185




Ordinary


Sale


2,500


4174




Ordinary


Sale


500


4170




Ordinary


Sale


1,400


4189




Ordinary


Sale


1,400


4188




Ordinary


Sale


1,000


4171




Ordinary


Sale


300


4172




Ordinary


Sale


600


4179




Ordinary


Sale


1,400


4180




Ordinary


Sale


1,500


4178




Ordinary


Sale


3,000


4177




Ordinary


Sale


1,500


4177




Ordinary


Sale


100


4176




Ordinary


Sale


400


4176




Ordinary


Sale


100


4176




Ordinary


Sale


100


4176




Ordinary


Sale


500


4176




Ordinary


Sale


100


4166




Ordinary


Sale


100


4173




Ordinary


Sale


100


4195




Ordinary


Sale


100


4183




Ordinary


Sale


2,100


4160




Class of relevant security


Purchase/sale


Number of securities


Price per unit
USD




ADS


Sale


6,000


18.315








Total Purchases


84,685












Total Sales


77,300







 
 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit JPY

























 
 (c)       Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit JPY





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit JPY




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable) JPY








 
 











4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
 
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
 
 



 
(c)        Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


YES



 
 



Date of disclosure:


30/11/2018




Contact name:


Olivier Vero




Telephone number:


+44 20 7676 6969



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk             




SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
 
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
 
1.         KEY INFORMATION
 



Full name of person making disclosure:


SOCIETE GENERALE SA




Name of offeror/offeree in relation to whose relevant securities the disclosure relates:


Takeda Pharmaceutical CO LTD



 
2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
 
 



Class of relevant security


Product description e.g. call option


Written or purchased


Number of securities to which option or derivative relates


Exercise price per unit


Type


Expiry date




JPY


e.g. American, European etc.




Ordinary


OTC put-option


Sale


15,700


4707


European options


14/12/2018




Ordinary


OTC put-option


Sale


30,000


5075.10


European options


14/12/2018




Ordinary


OTC put-option


Sale


29,600


5073.65


European options


14/12/2018




Ordinary


OTC put-option


Sale


15,500


4491.40


European options


14/12/2018




Ordinary


OTC put-option


Sale


30,700


4533.90


European options


14/12/2018




Ordinary


Listed call-option


Sale


125,000


5500


European options


13/06/2019




Ordinary


OTC call-option


Sale


131,000


4,600


European options


13/12/2018



 
 
 
3.         AGREEMENTS TO PURCHASE OR SELL ETC.
 



Full details should be given so that the nature of the interest or position can be fully understood:




 
 
 
 
 



 
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
 
The currency of all prices and other monetary amounts should be stated.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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