REG - Societe Generale SA Takeda Pharma.Co.Ltd - Form 8.3 - Takeda Pharmaceutical CO LTD

Takeda Pharmaceutical CoAnnouncement

03/12/2018 09:50

RNS Number : 2072J
Societe Generale SA
03 December 2018
 


FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION     
 



(a) Full name of discloser:


Société Générale S.A.




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


 
 
 




(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Takeda Pharmaceutical CO LTD




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:








(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


30/11/2018       




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES: Shire PLC
 



 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 



Class of relevant security:
 


Ordinary




 
 


Interests


Short positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


1,956,142


0.25


7,777,344


0.99




(2) Cash-settled derivatives:
 


6,898,733


0.88


0


0.00




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


121,500


0.02


256,000


0.03




 
     TOTAL:


8,976,375


1.14


8,033,344


1.02



           
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 



Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:







 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales



Class of relevant security


Purchase/sale


Number of securities


Price per unit
JPY




Ordinary


Purchase


1,000


4194.5




Ordinary


Purchase


400


4126.5




Ordinary


Purchase


100


4136.5




Ordinary


Purchase


100


4136.5




Ordinary


Purchase


100


4153




Ordinary


Purchase


100


4153




Ordinary


Purchase


100


4155




Ordinary


Purchase


600


4157




Ordinary


Purchase


400


4160.5




Ordinary


Purchase


1,400


4154




Ordinary


Purchase


200


4152




Ordinary


Purchase


200


4158.5




Ordinary


Purchase


100


4156.5




Ordinary


Purchase


100


4156.5




Ordinary


Purchase


400


4158




Ordinary


Purchase


700


4160.5




Ordinary


Purchase


8,700


4255




Ordinary


Purchase


400


4187




Ordinary


Purchase


1,200


4207




Ordinary


Purchase


600


4214




Ordinary


Purchase


2,100


4201




Ordinary


Purchase


1,500


4194




Ordinary


Purchase


100


4214




Ordinary


Purchase


1,600


4196




Ordinary


Purchase


100


4124




Ordinary


Purchase


1,400


4128




Ordinary


Purchase


200


4127




Ordinary


Purchase


100


4220




Ordinary


Purchase


500


4221




Ordinary


Purchase


600


4138




Ordinary


Purchase


1,900


4220




Ordinary


Purchase


600


4137




Ordinary


Purchase


400


4126




Ordinary


Purchase


1,200


4195




Ordinary


Purchase


500


4128




Ordinary


Purchase


300


4223




Ordinary


Purchase


1,200


4129




Ordinary


Purchase


700


4129




Ordinary


Purchase


100


4195




Ordinary


Purchase


100


4210




Ordinary


Purchase


900


4210




Ordinary


Purchase


400


4209




Ordinary


Purchase


100


4196




Ordinary


Purchase


500


4207




Ordinary


Purchase


400


4204




Ordinary


Purchase


100


4195




Ordinary


Purchase


1,900


4198




Ordinary


Purchase


100


4193




Ordinary


Purchase


400


4203




Ordinary


Purchase


2,400


4194




Ordinary


Purchase


100


4214




Ordinary


Purchase


100


4213




Ordinary


Purchase


2,400


4210




Ordinary


Purchase


1,400


4153




Ordinary


Purchase


900


4152




Ordinary


Purchase


600


4162




Ordinary


Purchase


1,700


4223




Ordinary


Purchase


100


4227




Ordinary


Purchase


1,600


4200




Ordinary


Purchase


400


4192




Ordinary


Purchase


2,400


4201




Ordinary


Purchase


2,200


4217




Ordinary


Purchase


400


4214




Ordinary


Purchase


2,400


4209




Ordinary


Purchase


1,100


4231




Ordinary


Purchase


100


4196




Ordinary


Purchase


200


4213




Ordinary


Purchase


700


4217




Ordinary


Purchase


1,400


4199




Ordinary


Purchase


100


4227




Ordinary


Purchase


300


4129




Ordinary


Purchase


300


4120




Ordinary


Purchase


1,000


4206




Ordinary


Purchase


500


4208




Ordinary


Purchase


2,200


4123




Ordinary


Purchase


300


4136




Ordinary


Purchase


600


4137




Ordinary


Purchase


200


4127




Ordinary


Purchase


100


4129




Ordinary


Purchase


1,100


4119




Ordinary


Purchase


1,000


4210




Ordinary


Purchase


300


4116




Ordinary


Purchase


1,100


4117




Ordinary


Purchase


600


4118




Ordinary


Purchase


700


4118




Ordinary


Purchase


1,100


4120




Ordinary


Purchase


1,100


4153




Ordinary


Purchase


1,000


4203




Ordinary


Purchase


200


4189




Ordinary


Purchase


1,000


4186




Ordinary


Purchase


1,000


4206




Ordinary


Purchase


2,300


4234




Ordinary


Purchase


2,900


4255




Ordinary


Purchase


700


4209




Ordinary


Purchase


600


4213




Ordinary


Purchase


700


4211




Ordinary


Purchase


700


4213




Ordinary


Purchase


600


4214




Ordinary


Purchase


600


4207




Ordinary


Purchase


500


4215




Ordinary


Purchase


100


4214




Ordinary


Purchase


500


4211




Ordinary


Purchase


600


4212




Ordinary


Purchase


6,200


4255




Ordinary


Purchase


200


4255




Ordinary


Purchase


200


4205




Ordinary


Purchase


200


4216




Ordinary


Purchase


200


4191




Ordinary


Purchase


200


4213




Ordinary


Purchase


200


4198




Ordinary


Purchase


200


4209




Ordinary


Purchase


200


4194




Ordinary


Purchase


200


4201




Ordinary


Purchase


200


4197




Ordinary


Purchase


200


4204




Ordinary


Purchase


200


4199




Ordinary


Purchase


200


4205




Ordinary


Purchase


300


4157




Ordinary


Purchase


200


4196




Ordinary


Purchase


200


4227




Ordinary


Purchase


200


4211




Ordinary


Purchase


200


4231




Ordinary


Purchase


200


4178




Ordinary


Purchase


300


4255




Ordinary


Purchase


5,900


4213.939115




Ordinary


Purchase


85


4160




Ordinary


Sale


100


4225




Ordinary


Sale


200


4197




Ordinary


Sale


100


4208.5




Ordinary


Sale


100


4208.5




Ordinary


Sale


100


4213




Ordinary


Sale


100


4213




Ordinary


Sale


500


4213




Ordinary


Sale


200


4201.5




Ordinary


Sale


400


4129




Ordinary


Sale


100


4201.5




Ordinary


Sale


200


4202.5




Ordinary


Sale


300


4173.5




Ordinary


Sale


100


4217




Ordinary


Sale


1,400


4209




Ordinary


Sale


1,400


4218




Ordinary


Sale


800


4202




Ordinary


Sale


500


4119




Ordinary


Sale


1,400


4116




Ordinary


Sale


300


4130




Ordinary


Sale


1,000


4224




Ordinary


Sale


200


4226




Ordinary


Sale


700


4256




Ordinary


Sale


100


4125




Ordinary


Sale


100


4118




Ordinary


Sale


300


4118




Ordinary


Sale


1,100


4118




Ordinary


Sale


1,400


4119




Ordinary


Sale


300


4159




Ordinary


Sale


500


4158




Ordinary


Sale


200


4168




Ordinary


Sale


100


4160




Ordinary


Sale


200


4162




Ordinary


Sale


1,000


4158




Ordinary


Sale


200


4200




Ordinary


Sale


500


4199




Ordinary


Sale


1,100


4159




Ordinary


Sale


100


4157




Ordinary


Sale


100


4174




Ordinary


Sale


100


4178




Ordinary


Sale


500


4177




Ordinary


Sale


700


4169




Ordinary


Sale


400


4184




Ordinary


Sale


800


4185




Ordinary


Sale


1,300


4211




Ordinary


Sale


1,400


4194




Ordinary


Sale


1,500


4178




Ordinary


Sale


300


4208




Ordinary


Sale


300


4116




Ordinary


Sale


300


4114




Ordinary


Sale


300


4116




Ordinary


Sale


300


4157




Ordinary


Sale


1,000


4197




Ordinary


Sale


600


4229




Ordinary


Sale


500


4224




Ordinary


Sale


1,000


4200




Ordinary


Sale


100


4229




Ordinary


Sale


700


4217




Ordinary


Sale


800


4196




Ordinary


Sale


1,800


4196




Ordinary


Sale


2,000


4198




Ordinary


Sale


100


4231




Ordinary


Sale


800


4218




Ordinary


Sale


200


4119




Ordinary


Sale


500


4221




Ordinary


Sale


200


4117




Ordinary


Sale


1,100


4116




Ordinary


Sale


1,000


4204




Ordinary


Sale


500


4224




Ordinary


Sale


100


4116




Ordinary


Sale


1,000


4201




Ordinary


Sale


1,000


4194




Ordinary


Sale


1,000


4128




Ordinary


Sale


200


4159




Ordinary


Sale


100


4159




Ordinary


Sale


500


4158




Ordinary


Sale


800


4160




Ordinary


Sale


1,100


4163




Ordinary


Sale


700


4195




Ordinary


Sale


700


4158




Ordinary


Sale


100


4150




Ordinary


Sale


100


4150




Ordinary


Sale


1,100


4159




Ordinary


Sale


1,000


4221




Ordinary


Sale


100


4158




Ordinary


Sale


800


4158




Ordinary


Sale


500


4156




Ordinary


Sale


500


4198




Ordinary


Sale


1,200


4203




Ordinary


Sale


900


4199




Ordinary


Sale


300


4166




Ordinary


Sale


1,100


4165




Ordinary


Sale


1,000


4210




Ordinary


Sale


100


4177




Ordinary


Sale


700


4176




Ordinary


Sale


800


4227




Ordinary


Sale


2,000


4197




Ordinary


Sale


1,000


4207




Ordinary


Sale


500


4199




Ordinary


Sale


600


4199




Ordinary


Sale


600


4217




Ordinary


Sale


1,000


4202




Ordinary


Sale


100


4233




Ordinary


Sale


400


4233




Ordinary


Sale


1,000


4232




Ordinary


Sale


900


4217




Ordinary


Sale


1,000


4197




Ordinary


Sale


200


4233




Ordinary


Sale


6,300


4255




Ordinary


Sale


700


4222




Ordinary


Sale


600


4220




Ordinary


Sale


300


4199




Ordinary


Sale


700


4208




Ordinary


Sale


800


4209




Ordinary


Sale


400


4210




Ordinary


Sale


400


4211




Ordinary


Sale


400


4211




Ordinary


Sale


400


4212




Ordinary


Sale


600


4162




Ordinary


Sale


500


4160




Ordinary


Sale


400


4160




Ordinary


Sale


400


4165




Ordinary


Sale


400


4167




Ordinary


Sale


300


4180




Ordinary


Sale


100


4205




Ordinary


Sale


100


4209




Ordinary


Sale


5,600


4255




Ordinary


Sale


300


4255




Ordinary


Sale


720


3707.4648




Ordinary


Sale


85


4236




Ordinary


Sale


85


4124








Total Purchases


102,485












Total Sales


85,990







 
 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit JPY

























 
 (c)       Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit JPY





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit JPY




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable) JPY








 
 











4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
 
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
 
 



 
(c)        Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


YES



 
 



Date of disclosure:


03/12/2018




Contact name:


Olivier Vero




Telephone number:


+44 20 7676 6969



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk             




SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
 
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
 
1.         KEY INFORMATION
 



Full name of person making disclosure:


SOCIETE GENERALE SA




Name of offeror/offeree in relation to whose relevant securities the disclosure relates:


Takeda Pharmaceutical CO LTD



 
2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
 
 



Class of relevant security


Product description e.g. call option


Written or purchased


Number of securities to which option or derivative relates


Exercise price per unit


Type


Expiry date




JPY


e.g. American, European etc.




Ordinary


OTC put-option


Sale


15,700


4707


European options


14/12/2018




Ordinary


OTC put-option


Sale


30,000


5075.10


European options


14/12/2018




Ordinary


OTC put-option


Sale


29,600


5073.65


European options


14/12/2018




Ordinary


OTC put-option


Sale


15,500


4491.40


European options


14/12/2018




Ordinary


OTC put-option


Sale


30,700


4533.90


European options


14/12/2018




Ordinary


Listed call-option


Sale


125,000


5500


European options


13/06/2019




Ordinary


OTC call-option


Sale


131,000


4,600


European options


13/12/2018



 
 
 
3.         AGREEMENTS TO PURCHASE OR SELL ETC.
 



Full details should be given so that the nature of the interest or position can be fully understood:




 
 
 
 
 



 
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
 
The currency of all prices and other monetary amounts should be stated.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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