REG - Societe Generale SA Takeda Pharma.Co.Ltd - Form 8.3 - Takeda Pharmaceutical CO LTD

Takeda Pharmaceutical CoAnnouncement

07/01/2019 09:40

RNS Number : 3578M
Societe Generale SA
07 January 2019
 


FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION     
 



(a) Full name of discloser:


Société Générale S.A.




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


 
 
 




(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Takeda Pharmaceutical CO LTD




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:








(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


04/01/2019       




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES: Shire PLC
 



 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 



Class of relevant security:
 


Ordinary




 
 


Interests


Short positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


1,710,893


0.22


16,706,039


2.13




(2) Cash-settled derivatives:
 


16,189,760


2.06


0


0.00




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


0


0.00


125,000


0.02




 
     TOTAL:


17,900,653


2.28


16,831,039


2.15



           
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 



Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:







 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchase/sale


Number of securities


 
 
Price per unit JPY










Ordinary


Purchase


1,500


3715




Ordinary


Purchase


1,200


3715




Ordinary


Purchase


100


3712.5




Ordinary


Purchase


600


3680.5




Ordinary


Purchase


500


3693.5




Ordinary


Purchase


600


3709




Ordinary


Purchase


600


3691.5




Ordinary


Purchase


100


3692




Ordinary


Purchase


300


3722




Ordinary


Purchase


300


3724




Ordinary


Purchase


300


3723




Ordinary


Purchase


800


3603




Ordinary


Purchase


300


3760




Ordinary


Purchase


400


3695




Ordinary


Purchase


300


3760




Ordinary


Purchase


300


3759




Ordinary


Purchase


300


3755




Ordinary


Purchase


500


3687




Ordinary


Purchase


300


3675




Ordinary


Purchase


300


3676




Ordinary


Purchase


300


3675




Ordinary


Purchase


500


3667




Ordinary


Purchase


500


3701




Ordinary


Purchase


200


3617




Ordinary


Purchase


2,500


3604




Ordinary


Purchase


100


3607




Ordinary


Purchase


1,500


3620




Ordinary


Purchase


400


3608




Ordinary


Purchase


100


3608




Ordinary


Purchase


200


3608




Ordinary


Purchase


200


3610




Ordinary


Purchase


1,500


3620




Ordinary


Purchase


100


3611




Ordinary


Purchase


100


3613




Ordinary


Purchase


100


3612




Ordinary


Purchase


600


3617




Ordinary


Purchase


1,000


3618




Ordinary


Purchase


300


3619




Ordinary


Purchase


1,500


3620




Ordinary


Purchase


600


3617




Ordinary


Purchase


1,100


3617




Ordinary


Purchase


100


3616




Ordinary


Purchase


1,500


3620




Ordinary


Purchase


1,500


3624




Ordinary


Purchase


1,500


3627




Ordinary


Purchase


300


3627




Ordinary


Purchase


3,000


3625




Ordinary


Purchase


100


3628




Ordinary


Purchase


100


3628




Ordinary


Purchase


500


3629




Ordinary


Purchase


1,500


3627




Ordinary


Purchase


1,500


3631




Ordinary


Purchase


1,500


3631




Ordinary


Purchase


200


3635




Ordinary


Purchase


100


3635




Ordinary


Purchase


500


3632




Ordinary


Purchase


1,300


3637




Ordinary


Purchase


1,100


3638




Ordinary


Purchase


1,500


3640




Ordinary


Purchase


300


3644




Ordinary


Purchase


1,500


3643




Ordinary


Purchase


1,500


3644




Ordinary


Purchase


1,500


3644




Ordinary


Purchase


1,500


3644




Ordinary


Purchase


1,000


3634




Ordinary


Purchase


200


3645




Ordinary


Purchase


1,000


3646




Ordinary


Purchase


500


3635




Ordinary


Purchase


1,500


3636




Ordinary


Purchase


1,400


3637




Ordinary


Purchase


1,500


3642




Ordinary


Purchase


1,500


3641




Ordinary


Purchase


300


3640




Ordinary


Purchase


500


3634




Ordinary


Purchase


700


3641




Ordinary


Purchase


300


3734




Ordinary


Purchase


300


3689




Ordinary


Purchase


600


3684




Ordinary


Purchase


200


3623




Ordinary


Purchase


300


3701




Ordinary


Purchase


300


3644




Ordinary


Purchase


300


3678




Ordinary


Purchase


300


3739




Ordinary


Purchase


200


3657




Ordinary


Purchase


1,600


3722




Ordinary


Purchase


1,100


3761




Ordinary


Purchase


900


3760




Ordinary


Purchase


100


3757




Ordinary


Purchase


100


3752




Ordinary


Purchase


500


3725




Ordinary


Purchase


800


3671




Ordinary


Purchase


1,100


3685




Ordinary


Purchase


700


3667




Ordinary


Purchase


200


3669




Ordinary


Purchase


200


3670




Ordinary


Purchase


100


3729




Ordinary


Purchase


100


3695




Ordinary


Purchase


800


3696




Ordinary


Purchase


200


3738




Ordinary


Purchase


200


3691




Ordinary


Purchase


600


3672




Ordinary


Purchase


600


3759




Ordinary


Purchase


1,100


3726




Ordinary


Purchase


1,100


3702




Ordinary


Purchase


1,100


3696




Ordinary


Purchase


1,100


3698




Ordinary


Purchase


500


3701




Ordinary


Purchase


1,100


3677




Ordinary


Purchase


1,100


3680




Ordinary


Purchase


200


3697




Ordinary


Purchase


500


3675




Ordinary


Purchase


1,100


3632




Ordinary


Purchase


200


3750




Ordinary


Purchase


1,100


3635




Ordinary


Purchase


1,100


3641




Ordinary


Purchase


1,100


3639




Ordinary


Purchase


300


3637




Ordinary


Purchase


100


3747




Ordinary


Purchase


1,100


3642




Ordinary


Purchase


200


3642




Ordinary


Purchase


100


3643




Ordinary


Purchase


1,100


3645




Ordinary


Purchase


200


3644




Ordinary


Purchase


1,100


3710




Ordinary


Purchase


1,100


3648




Ordinary


Purchase


1,100


3649




Ordinary


Purchase


1,100


3650




Ordinary


Purchase


1,100


3660




Ordinary


Purchase


1,000


3660




Ordinary


Purchase


900


3675




Ordinary


Purchase


1,100


3656




Ordinary


Purchase


200


3653




Ordinary


Purchase


1,100


3655




Ordinary


Purchase


700


3742




Ordinary


Purchase


1,700


3740




Ordinary


Purchase


500


3671




Ordinary


Purchase


25,400


3706.880165




Ordinary


Purchase


32


3705




Ordinary


Purchase


16,400


3620




Ordinary


Purchase


1,000


3620




Ordinary


Purchase


10,700


3620




Ordinary


Purchase


2,000


3620




Ordinary


Purchase


2,700


3620




Ordinary


Sale


1,800


3620.5




Ordinary


Sale


200


3622.5




Ordinary


Sale


4,300


3623




Ordinary


Sale


1,200


3621.5




Ordinary


Sale


1,500


3624.5




Ordinary


Sale


1,500


3626




Ordinary


Sale


1,500


3626.5




Ordinary


Sale


1,100


3627.5




Ordinary


Sale


1,500


3630




Ordinary


Sale


700


3634




Ordinary


Sale


600


3632




Ordinary


Sale


200


3638.5




Ordinary


Sale


100


3638.5




Ordinary


Sale


300


3643




Ordinary


Sale


300


3643




Ordinary


Sale


1,500


3635




Ordinary


Sale


1,100


3641.5




Ordinary


Sale


1,500


3637.5




Ordinary


Sale


1,200


3632




Ordinary


Sale


600


3642




Ordinary


Sale


11,600


3715




Ordinary


Sale


1,100


3742




Ordinary


Sale


100


3635




Ordinary


Sale


100


3635




Ordinary


Sale


600


3632.5




Ordinary


Sale


1,100


3635




Ordinary


Sale


800


3674




Ordinary


Sale


100


3761




Ordinary


Sale


100


3748




Ordinary


Sale


2,500


3715




Ordinary


Sale


500


3712




Ordinary


Sale


400


3730




Ordinary


Sale


100


3730




Ordinary


Sale


100


3730




Ordinary


Sale


400


3730




Ordinary


Sale


500


3741




Ordinary


Sale


400


3700




Ordinary


Sale


500


3710




Ordinary


Sale


500


3711




Ordinary


Sale


500


3711




Ordinary


Sale


500


3698




Ordinary


Sale


400


3747




Ordinary


Sale


6,100


3715




Ordinary


Sale


100


3684




Ordinary


Sale


100


3680




Ordinary


Sale


100


3694




Ordinary


Sale


100


3690




Ordinary


Sale


100


3691




Ordinary


Sale


100


3698




Ordinary


Sale


100


3713




Ordinary


Sale


100


3696




Ordinary


Sale


1,000


3625




Ordinary


Sale


500


3624




Ordinary


Sale


100


3633




Ordinary


Sale


100


3640




Ordinary


Sale


600


3643




Ordinary


Sale


100


3716




Ordinary


Sale


100


3646




Ordinary


Sale


500


3640




Ordinary


Sale


1,500


3635




Ordinary


Sale


100


3718




Ordinary


Sale


100


3677




Ordinary


Sale


1,200


3715




Ordinary


Sale


300


3684




Ordinary


Sale


300


3699




Ordinary


Sale


300


3688




Ordinary


Sale


300


3685




Ordinary


Sale


300


3703




Ordinary


Sale


100


3606




Ordinary


Sale


200


3605




Ordinary


Sale


400


3607




Ordinary


Sale


300


3609




Ordinary


Sale


100


3610




Ordinary


Sale


300


3619




Ordinary


Sale


300


3618




Ordinary


Sale


100


3615




Ordinary


Sale


300


3625




Ordinary


Sale


500


3619




Ordinary


Sale


600


3624




Ordinary


Sale


600


3631




Ordinary


Sale


100


3698




Ordinary


Sale


300


3634




Ordinary


Sale


300


3700




Ordinary


Sale


300


3698




Ordinary


Sale


600


3675




Ordinary


Sale


300


3715




Ordinary


Sale


100


3700




Ordinary


Sale


300


3710




Ordinary


Sale


700


3722




Ordinary


Sale


1,000


3722




Ordinary


Sale


1,100


3709




Ordinary


Sale


400


3716




Ordinary


Sale


500


3706




Ordinary


Sale


1,000


3685




Ordinary


Sale


100


3711




Ordinary


Sale


1,100


3691




Ordinary


Sale


500


3679




Ordinary


Sale


1,100


3685




Ordinary


Sale


700


3670




Ordinary


Sale


1,100


3766




Ordinary


Sale


1,100


3694




Ordinary


Sale


600


3753




Ordinary


Sale


1,000


3691




Ordinary


Sale


300


3689




Ordinary


Sale


1,100


3690




Ordinary


Sale


1,100


3682




Ordinary


Sale


400


3704




Ordinary


Sale


800


3752




Ordinary


Sale


2,200


3707




Ordinary


Sale


900


3672




Ordinary


Sale


600


3700




Ordinary


Sale


1,100


3700




Ordinary


Sale


1,100


3747




Ordinary


Sale


1,100


3678




Ordinary


Sale


300


3703




Ordinary


Sale


200


3634




Ordinary


Sale


100


3634




Ordinary


Sale


100


3633




Ordinary


Sale


100


3633




Ordinary


Sale


100


3632




Ordinary


Sale


100


3632




Ordinary


Sale


100


3631




Ordinary


Sale


1,100


3631




Ordinary


Sale


300


3634




Ordinary


Sale


1,100


3639




Ordinary


Sale


1,000


3638




Ordinary


Sale


600


3643




Ordinary


Sale


800


3641




Ordinary


Sale


700


3696




Ordinary


Sale


800


3642




Ordinary


Sale


1,100


3642




Ordinary


Sale


800


3644




Ordinary


Sale


300


3642




Ordinary


Sale


1,100


3693




Ordinary


Sale


900


3645




Ordinary


Sale


1,100


3646




Ordinary


Sale


1,000


3640




Ordinary


Sale


600


3645




Ordinary


Sale


200


3638




Ordinary


Sale


1,100


3640




Ordinary


Sale


1,100


3648




Ordinary


Sale


1,100


3647




Ordinary


Sale


300


3648




Ordinary


Sale


1,100


3647




Ordinary


Sale


800


3659




Ordinary


Sale


100


3658




Ordinary


Sale


600


3726




Ordinary


Sale


1,600


3664




Ordinary


Sale


1,100


3676




Ordinary


Sale


200


3673




Ordinary


Sale


200


3675




Ordinary


Sale


500


3672




Ordinary


Sale


300


3668




Ordinary


Sale


800


3669




Ordinary


Sale


100


3673




Ordinary


Sale


700


3673




Ordinary


Sale


1,100


3656




Ordinary


Sale


1,100


3685




Ordinary


Sale


1,100


3757




Ordinary


Sale


1,100


3694




Ordinary


Sale


300


3662




Ordinary


Sale


500


3672




Ordinary


Sale


992


3957.3




Ordinary


Sale


32


3705




Ordinary


Sale


16,400


3620




Ordinary


Sale


32


3683




Ordinary


Sale


16,400


3620








Total Purchases


156,332












Total Sales


154,056







 
 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit JPY

























 
 (c)       Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit JPY





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit JPY




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable) JPY








 
 











 
4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
 
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
 
 



 
(c)        Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


YES



 
 



Date of disclosure:


07/01/2019




Contact name:


Olivier Vero




Telephone number:


+44 20 7676 6969



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk           




SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
 
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
 
1.         KEY INFORMATION
 



Full name of person making disclosure:


SOCIETE GENERALE SA




Name of offeror/offeree in relation to whose relevant securities the disclosure relates:


Takeda Pharmaceutical CO LTD



 
2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
 
 



Class of relevant security


Product description e.g. call option


Written or purchased


Number of securities to which option or derivative relates


Exercise price per unit


Type


Expiry date




JPY


e.g. American, European etc.




Ordinary


Listed call-option


Sale


125,000


5,500


European options


13/06/2019



 
 
 
3.         AGREEMENTS TO PURCHASE OR SELL ETC.
 



Full details should be given so that the nature of the interest or position can be fully understood:




 
 
 
 
 



 
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
 
The currency of all prices and other monetary amounts should be stated.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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