REG - Societe Generale SA Takeda Pharma.Co.Ltd - Form 8.3 - Takeda Pharmaceutical CO LTD

Takeda Pharmaceutical CoAnnouncement

08/01/2019 09:50

RNS Number : 5030M
Societe Generale SA
08 January 2019
 


FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION     
 



(a) Full name of discloser:


Société Générale S.A.




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


 
 
 




(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Takeda Pharmaceutical CO LTD




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:








(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


07/01/2019       




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES: Shire PLC
 



 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 



Class of relevant security:
 


Ordinary




 
 


Interests


Short positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


1,698,734


0.22


17,039,212


2.17




(2) Cash-settled derivatives:
 


16,189,760


2.06


0


0.00




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


0


0.00


425,000


0.05




 
     TOTAL:


17,888,494


2.28


17,464,212


2.23



           
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 



Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:







 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchase/sale


Number of securities


 
 
Price per unit JPY










Ordinary


Purchase


41,100


4003.101808




Ordinary


Purchase


100


4037




Ordinary


Purchase


100


4028




Ordinary


Purchase


100


4010




Ordinary


Purchase


100


3960




Ordinary


Purchase


100


4030




Ordinary


Purchase


100


4023




Ordinary


Purchase


100


3983




Ordinary


Purchase


100


3980




Ordinary


Purchase


100


3968




Ordinary


Purchase


200


3974




Ordinary


Purchase


100


3922




Ordinary


Purchase


100


3979




Ordinary


Purchase


100


3914




Ordinary


Purchase


100


3913




Ordinary


Purchase


200


3912




Ordinary


Purchase


200


3953




Ordinary


Purchase


100


3965




Ordinary


Purchase


200


3971




Ordinary


Purchase


100


3997




Ordinary


Purchase


200


3974




Ordinary


Purchase


100


3945




Ordinary


Purchase


100


3911




Ordinary


Purchase


100


3924




Ordinary


Purchase


100


4046




Ordinary


Purchase


100


3944




Ordinary


Purchase


100


3914




Ordinary


Purchase


100


3969




Ordinary


Purchase


100


3970




Ordinary


Purchase


100


3969




Ordinary


Purchase


200


4034




Ordinary


Purchase


100


4029




Ordinary


Purchase


200


3923




Ordinary


Purchase


100


3914




Ordinary


Purchase


100


3985




Ordinary


Purchase


100


3914




Ordinary


Purchase


100


4027




Ordinary


Purchase


100


3913




Ordinary


Purchase


100


3926




Ordinary


Purchase


100


3930




Ordinary


Purchase


100


3913




Ordinary


Purchase


100


3977




Ordinary


Purchase


100


4045




Ordinary


Purchase


100


4044




Ordinary


Purchase


100


3973




Ordinary


Purchase


100


3973




Ordinary


Purchase


100


3969




Ordinary


Purchase


200


3978




Ordinary


Purchase


100


3969




Ordinary


Purchase


300


3987




Ordinary


Purchase


300


4021




Ordinary


Purchase


300


4020




Ordinary


Purchase


200


3964




Ordinary


Purchase


300


3920




Ordinary


Purchase


300


3919




Ordinary


Purchase


300


3922




Ordinary


Purchase


300


3921




Ordinary


Purchase


300


3922




Ordinary


Purchase


300


3997




Ordinary


Purchase


100


4058




Ordinary


Purchase


300


3912




Ordinary


Purchase


300


3913




Ordinary


Purchase


400


3911




Ordinary


Purchase


300


3910




Ordinary


Purchase


300


3911




Ordinary


Purchase


400


4036




Ordinary


Purchase


100


4021




Ordinary


Purchase


100


4040




Ordinary


Purchase


300


4035




Ordinary


Purchase


200


4037




Ordinary


Purchase


300


3974




Ordinary


Purchase


200


3969




Ordinary


Purchase


300


4038




Ordinary


Purchase


300


3972




Ordinary


Purchase


100


3984




Ordinary


Purchase


200


3993




Ordinary


Purchase


200


3977




Ordinary


Purchase


400


3981




Ordinary


Purchase


100


4028




Ordinary


Purchase


100


3992




Ordinary


Purchase


400


3980




Ordinary


Purchase


100


3994




Ordinary


Purchase


100


3976




Ordinary


Purchase


100


3982




Ordinary


Purchase


100


3994




Ordinary


Purchase


100


3984




Ordinary


Purchase


200


3976




Ordinary


Purchase


100


3989




Ordinary


Purchase


100


3980




Ordinary


Purchase


100


3988




Ordinary


Purchase


200


4011




Ordinary


Purchase


200


3992




Ordinary


Purchase


100


3994




Ordinary


Purchase


200


3990




Ordinary


Purchase


100


3990




Ordinary


Purchase


200


3993




Ordinary


Purchase


100


3980




Ordinary


Purchase


400


3979




Ordinary


Purchase


200


3995




Ordinary


Purchase


100


3995




Ordinary


Purchase


100


3996




Ordinary


Purchase


100


3912




Ordinary


Purchase


100


3977




Ordinary


Purchase


100


3995




Ordinary


Purchase


200


3977




Ordinary


Purchase


100


3980




Ordinary


Purchase


100


3997




Ordinary


Purchase


200


3911




Ordinary


Purchase


100


3995




Ordinary


Purchase


100


3995




Ordinary


Purchase


200


3986




Ordinary


Purchase


200


3993




Ordinary


Purchase


100


3983




Ordinary


Purchase


100


3993




Ordinary


Purchase


100


3975




Ordinary


Purchase


200


3990




Ordinary


Purchase


100


3991




Ordinary


Purchase


100


3994




Ordinary


Purchase


100


3993




Ordinary


Purchase


100


3980




Ordinary


Purchase


100


3983




Ordinary


Purchase


100


3984




Ordinary


Purchase


100


3984




Ordinary


Purchase


200


3994




Ordinary


Purchase


100


3993




Ordinary


Purchase


100


3985




Ordinary


Purchase


200


3994




Ordinary


Purchase


200


3985




Ordinary


Purchase


200


3996




Ordinary


Purchase


200


3992




Ordinary


Purchase


100


3981




Ordinary


Purchase


100


3985




Ordinary


Purchase


100


3986




Ordinary


Purchase


100


3989




Ordinary


Purchase


100


3957




Ordinary


Purchase


200


3983




Ordinary


Purchase


200


3980




Ordinary


Purchase


200


3990




Ordinary


Purchase


200


3986




Ordinary


Purchase


600


3978




Ordinary


Purchase


100


3975




Ordinary


Purchase


100


3974




Ordinary


Purchase


100


3992




Ordinary


Purchase


200


3994




Ordinary


Purchase


200


3975




Ordinary


Purchase


100


3994




Ordinary


Purchase


100


3994




Ordinary


Purchase


100


3990




Ordinary


Sale


100


3960




Ordinary


Sale


100


4036.5




Ordinary


Sale


100


3960




Ordinary


Sale


300


3960




Ordinary


Sale


100


3960




Ordinary


Sale


3,100


3975




Ordinary


Sale


100


3960




Ordinary


Sale


100


3960




Ordinary


Sale


300


3960




Ordinary


Sale


200


3960




Ordinary


Sale


1,900


3975




Ordinary


Sale


3,700


3960




Ordinary


Sale


100


3975




Ordinary


Sale


200


3975




Ordinary


Sale


100


3960




Ordinary


Sale


3,000


3970




Ordinary


Sale


100


3975




Ordinary


Sale


2,600


3975




Ordinary


Sale


100


3975




Ordinary


Sale


100


3975




Ordinary


Sale


100


3975




Ordinary


Sale


200


3975




Ordinary


Sale


100


3975




Ordinary


Sale


100


3970




Ordinary


Sale


100


3975




Ordinary


Sale


100


3975




Ordinary


Sale


100


3975




Ordinary


Sale


300


3975




Ordinary


Sale


300


3975




Ordinary


Sale


100


3975




Ordinary


Sale


100


3975




Ordinary


Sale


100


3975




Ordinary


Sale


300


3970




Ordinary


Sale


100


3970




Ordinary


Sale


100


4030




Ordinary


Sale


100


4030




Ordinary


Sale


100


4030




Ordinary


Sale


100


4030




Ordinary


Sale


100


4030




Ordinary


Sale


100


3975




Ordinary


Sale


100


3970




Ordinary


Sale


1,400


3970




Ordinary


Sale


100


4033




Ordinary


Sale


100


4030




Ordinary


Sale


100


4030




Ordinary


Sale


200


4033




Ordinary


Sale


100


4030




Ordinary


Sale


100


4033




Ordinary


Sale


100


4030




Ordinary


Sale


4,200


4033




Ordinary


Sale


100


4030




Ordinary


Sale


100


4030




Ordinary


Sale


1,000


4030




Ordinary


Sale


100


4030




Ordinary


Sale


400


4033




Ordinary


Sale


100


4030




Ordinary


Sale


100


4030




Ordinary


Sale


100


4030




Ordinary


Sale


200


4030




Ordinary


Sale


200


4030




Ordinary


Sale


100


3911




Ordinary


Sale


62,700


3995




Ordinary


Sale


62,700


3995




Ordinary


Sale


62,700


3995




Ordinary


Sale


63,100


3995




Ordinary


Sale


62,700


3995




Ordinary


Sale


100


4031




Ordinary


Sale


900


4044




Ordinary


Sale


500


4038




Ordinary


Sale


100


4041




Ordinary


Sale


200


4043




Ordinary


Sale


100


4044




Ordinary


Sale


100


4046




Ordinary


Sale


100


4052




Ordinary


Sale


600


4056




Ordinary


Sale


100


3989




Ordinary


Sale


100


4072




Ordinary


Sale


500


3995




Ordinary


Sale


100


3994




Ordinary


Sale


100


3992




Ordinary


Sale


100


3975




Ordinary


Sale


100


3936




Ordinary


Sale


100


3915




Ordinary


Sale


100


3971




Ordinary


Sale


45,700


3995




Ordinary


Sale


300


3977




Ordinary


Sale


100


3979




Ordinary


Sale


100


3991




Ordinary


Sale


600


4030




Ordinary


Sale


100


4045




Ordinary


Sale


500


4045




Ordinary


Sale


600


3979




Ordinary


Sale


100


3971




Ordinary


Sale


100


3971




Ordinary


Sale


400


4046




Ordinary


Sale


100


4046




Ordinary


Sale


300


4050




Ordinary


Sale


300


4050




Ordinary


Sale


100


4063




Ordinary


Sale


500


4061




Ordinary


Sale


100


4082




Ordinary


Sale


300


4082




Ordinary


Sale


100


3959




Ordinary


Sale


200


3960




Ordinary


Sale


200


3908




Ordinary


Sale


100


3908




Ordinary


Sale


1,100


4002




Ordinary


Sale


100


3966




Ordinary


Sale


100


4052




Ordinary


Sale


100


3925




Ordinary


Sale


100


3909




Ordinary


Sale


100


4045




Ordinary


Sale


100


3976




Ordinary


Sale


100


3911




Ordinary


Sale


100


3979




Ordinary


Sale


200


3975




Ordinary


Sale


200


4035




Ordinary


Sale


100


3925




Ordinary


Sale


200


3954




Ordinary


Sale


200


3922




Ordinary


Sale


100


3951




Ordinary


Sale


100


3908




Ordinary


Sale


100


3983




Ordinary


Sale


100


3982




Ordinary


Sale


100


3985




Ordinary


Sale


200


3970




Ordinary


Sale


200


3973




Ordinary


Sale


200


3971




Ordinary


Sale


100


3981.1




Ordinary


Sale


100


3979.5




Ordinary


Sale


100


3982




Ordinary


Sale


100


3988




Ordinary


Sale


100


3950




Ordinary


Sale


100


3976




Ordinary


Sale


100


3973




Ordinary


Sale


100


3978




Ordinary


Sale


100


3940




Ordinary


Sale


100


3983




Ordinary


Sale


100


3985




Ordinary


Sale


100


3973




Ordinary


Sale


500


3992




Ordinary


Sale


100


3977




Ordinary


Sale


100


3980




Ordinary


Sale


100


3944




Ordinary


Sale


100


3991




Ordinary


Sale


100


3993




Ordinary


Sale


100


3995




Ordinary


Sale


100


3945




Ordinary


Sale


100


3993




Ordinary


Sale


100


3990




Ordinary


Sale


100


3968




Ordinary


Sale


100


3908




Ordinary


Sale


100


3954




Ordinary


Sale


100


4080




Ordinary


Sale


100


4082




Ordinary


Sale


100


3983




Ordinary


Sale


100


3988




Ordinary


Sale


100


3994




Ordinary


Sale


100


3988




Ordinary


Sale


100


3922




Ordinary


Sale


100


3925




Ordinary


Sale


100


3913




Ordinary


Sale


100


3914




Ordinary


Sale


100


3973




Ordinary


Sale


100


3976




Ordinary


Sale


100


3955




Ordinary


Sale


100


3924




Ordinary


Sale


100


3982




Ordinary


Sale


100


3976




Ordinary


Sale


100


3970




Ordinary


Sale


100


3970




Ordinary


Sale


100


4042




Ordinary


Sale


2,200


3995




Ordinary


Sale


100


3975




Ordinary


Sale


2,100


4030




Ordinary


Sale


32


3705








Total Purchases


64,700












Total Sales


410,032







 
 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit JPY

























 
 (c)       Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit USD




ADS


Listed call-option


Selling


200,000


15


American


18/01/2019


3.5




ADS


Listed call-option


Selling


100,000


15


American


18/01/2019


3.6



 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit JPY




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable) JPY








 
 











 
4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
 
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
 
 



 
(c)        Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


YES



 
 



Date of disclosure:


08/01/2019




Contact name:


Olivier Vero




Telephone number:


+44 20 7676 6969



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk           




SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
 
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
 
1.         KEY INFORMATION
 



Full name of person making disclosure:


SOCIETE GENERALE SA




Name of offeror/offeree in relation to whose relevant securities the disclosure relates:


Takeda Pharmaceutical CO LTD



 
2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
 
 



Class of relevant security


Product description e.g. call option


Written or purchased


Number of securities to which option or derivative relates


Exercise price per unit


Type


Expiry date




JPY


e.g. American, European etc.




Ordinary


Listed call-option


Sale


125,000


5,500


European options


13/06/2019




Class of relevant security


Product description e.g. call option


Written or purchased


Number of securities to which option or derivative relates


Exercise price per unit
 
USD


Type
 
 
e.g. American, European etc.


Expiry date




ADS


Listed call-option


Sale


300,000


15


American options


18/01/2019



 
 
 
3.         AGREEMENTS TO PURCHASE OR SELL ETC.
 



Full details should be given so that the nature of the interest or position can be fully understood:




 
 
 
 
 



 
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
 
The currency of all prices and other monetary amounts should be stated.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




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