REG - Societe Generale SA Takeda Pharma.Co.Ltd - Form 8.3 - Takeda Pharmaceutical Company Limited
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser:
Société Générale S.A.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
Takeda Pharmaceutical CO LTD
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest practicable date prior to the disclosure
07/11/2018
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
YES: Shire PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
Ordinary
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
2,000,010
0.26
8,329,798
1.06
(2) Cash-settled derivatives:
7,498,333
0.96
2,061
0.00
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
121,500
0.02
125,000
0.02
TOTAL:
9,619,843
1.23
8,456,859
1.08
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchase/sale
Number of securities
Price per unit
JPY
Ordinary
Purchase
300
4647
Ordinary
Purchase
800
4650
Ordinary
Purchase
700
4654
Ordinary
Purchase
200
4656
Ordinary
Purchase
700
4645
Ordinary
Purchase
700
4632
Ordinary
Purchase
700
4650
Ordinary
Purchase
700
4654
Ordinary
Purchase
800
4649
Ordinary
Purchase
700
4651
Ordinary
Purchase
700
4662
Ordinary
Purchase
100
4651.5
Ordinary
Purchase
100
4649
Ordinary
Purchase
700
4659
Ordinary
Purchase
300
4625.5
Ordinary
Purchase
700
4658
Ordinary
Purchase
700
4649
Ordinary
Purchase
700
4648
Ordinary
Purchase
300
4647
Ordinary
Purchase
1,000
4661
Ordinary
Purchase
400
4674
Ordinary
Purchase
200
4661
Ordinary
Purchase
1,000
4654
Ordinary
Purchase
700
4658
Ordinary
Purchase
900
4651
Ordinary
Purchase
400
4654
Ordinary
Purchase
200
4658
Ordinary
Purchase
500
4649
Ordinary
Purchase
1,100
4660
Ordinary
Purchase
400
4658
Ordinary
Purchase
500
4661
Ordinary
Purchase
1,000
4678
Ordinary
Purchase
300
4650
Ordinary
Purchase
200
4625
Ordinary
Purchase
1,100
4652
Ordinary
Purchase
1,200
4651
Ordinary
Purchase
1,100
4651
Ordinary
Purchase
700
4623
Ordinary
Purchase
500
4627
Ordinary
Purchase
100
4629
Ordinary
Purchase
700
4661
Ordinary
Purchase
300
4632
Ordinary
Purchase
600
4672
Ordinary
Purchase
1,000
4679
Ordinary
Purchase
1,000
4680
Ordinary
Purchase
900
4656
Ordinary
Purchase
800
4669
Ordinary
Purchase
1,900
4654
Ordinary
Purchase
1,100
4632
Ordinary
Purchase
1,000
4663
Ordinary
Purchase
1,100
4661
Ordinary
Purchase
1,100
4629
Ordinary
Purchase
1,100
4628
Ordinary
Purchase
500
4669
Ordinary
Purchase
1,100
4646
Ordinary
Purchase
100
4671
Ordinary
Purchase
1,100
4642
Ordinary
Purchase
1,000
4658
Ordinary
Purchase
1,000
4659
Ordinary
Purchase
1,100
4658
Ordinary
Purchase
200
4661
Ordinary
Purchase
1,000
4678
Ordinary
Purchase
100
4654
Ordinary
Purchase
300
4658
Ordinary
Purchase
1,100
4630
Ordinary
Purchase
200
4662
Ordinary
Purchase
800
4654
Ordinary
Purchase
1,000
4686
Ordinary
Purchase
1,100
4634
Ordinary
Purchase
500
4657
Ordinary
Purchase
700
4635
Ordinary
Purchase
100
4652
Ordinary
Purchase
500
4643
Ordinary
Purchase
1,000
4674
Ordinary
Purchase
400
4649
Ordinary
Purchase
200
4641
Ordinary
Purchase
900
4642
Ordinary
Purchase
1,100
4641
Ordinary
Purchase
100
4658
Ordinary
Purchase
100
4658
Ordinary
Purchase
1,300
4660
Ordinary
Purchase
100
4641
Ordinary
Purchase
500
4646
Ordinary
Purchase
100
4637
Ordinary
Purchase
100
4650
Ordinary
Purchase
500
4661
Ordinary
Purchase
700
4637
Ordinary
Purchase
200
4661
Ordinary
Purchase
1,100
4653
Ordinary
Purchase
300
4645
Ordinary
Purchase
900
4650
Ordinary
Purchase
2,200
4663
Ordinary
Purchase
1,100
4650
Ordinary
Purchase
100
4649
Ordinary
Purchase
100
4648
Ordinary
Purchase
300
4651
Ordinary
Purchase
2,900
4647
Ordinary
Purchase
300
4628
Ordinary
Purchase
300
4651
Ordinary
Purchase
200
4651
Ordinary
Purchase
100
4649
Ordinary
Purchase
100
4674
Ordinary
Purchase
1,400
4649
Ordinary
Purchase
1,300
4677
Ordinary
Purchase
1,800
4680
Ordinary
Purchase
100
4630
Ordinary
Purchase
1,400
4632
Ordinary
Purchase
800
4667
Ordinary
Purchase
1,100
4640
Ordinary
Purchase
700
4628
Ordinary
Purchase
200
4683
Ordinary
Purchase
100
4681
Ordinary
Purchase
100
4632
Ordinary
Purchase
100
4674
Ordinary
Purchase
900
4651
Ordinary
Purchase
1,400
4653
Ordinary
Purchase
1,500
4650
Ordinary
Purchase
1,300
4689
Ordinary
Purchase
300
4676
Ordinary
Purchase
200
4675
Ordinary
Purchase
200
4659
Ordinary
Purchase
9,700
4654.850937
Ordinary
Purchase
6,500
4647
Ordinary
Sale
900
4640
Ordinary
Sale
1,100
4630.5
Ordinary
Sale
100
4660
Ordinary
Sale
100
4666
Ordinary
Sale
100
4661
Ordinary
Sale
100
4659
Ordinary
Sale
100
4651
Ordinary
Sale
100
4683
Ordinary
Sale
100
4644
Ordinary
Sale
100
4650
Ordinary
Sale
100
4675
Ordinary
Sale
100
4653
Ordinary
Sale
100
4656
Ordinary
Sale
100
4659
Ordinary
Sale
100
4668
Ordinary
Sale
100
4658
Ordinary
Sale
100
4645
Ordinary
Sale
100
4635
Ordinary
Sale
100
4655
Ordinary
Sale
100
4661
Ordinary
Sale
100
4654
Ordinary
Sale
100
4653
Ordinary
Sale
100
4655
Ordinary
Sale
100
4659
Ordinary
Sale
100
4648
Ordinary
Sale
100
4649
Ordinary
Sale
100
4665
Ordinary
Sale
100
4657
Ordinary
Sale
100
4658
Ordinary
Sale
100
4661
Ordinary
Sale
100
4655
Ordinary
Sale
100
4657
Ordinary
Sale
100
4678
Ordinary
Sale
100
4646
Ordinary
Sale
100
4651
Ordinary
Sale
100
4650
Ordinary
Sale
100
4656
Ordinary
Sale
100
4658
Ordinary
Sale
100
4645
Ordinary
Sale
100
4655
Ordinary
Sale
100
4669
Ordinary
Sale
100
4642
Ordinary
Sale
100
4659
Ordinary
Sale
100
4647
Ordinary
Sale
100
4663
Ordinary
Sale
2,300
4647
Ordinary
Sale
100
4659
Ordinary
Sale
100
4647
Ordinary
Sale
100
4650
Ordinary
Sale
100
4658
Ordinary
Sale
100
4669
Ordinary
Sale
100
4667
Ordinary
Sale
100
4679
Ordinary
Sale
100
4620
Ordinary
Sale
100
4653
Ordinary
Sale
100
4649
Ordinary
Sale
100
4650
Ordinary
Sale
100
4668
Ordinary
Sale
100
4659
Ordinary
Sale
100
4644
Ordinary
Sale
100
4645
Ordinary
Sale
100
4659
Ordinary
Sale
100
4656
Ordinary
Sale
100
4624
Ordinary
Sale
100
4632
Ordinary
Sale
100
4648
Ordinary
Sale
100
4625
Ordinary
Sale
100
4670
Ordinary
Sale
100
4687
Ordinary
Sale
100
4646
Ordinary
Sale
100
4657
Ordinary
Sale
100
4656
Ordinary
Sale
100
4644
Ordinary
Sale
100
4679
Ordinary
Sale
100
4622
Ordinary
Sale
100
4632
Ordinary
Sale
100
4650
Ordinary
Sale
100
4678
Ordinary
Sale
100
4634
Ordinary
Sale
100
4650
Ordinary
Sale
100
4649
Ordinary
Sale
100
4661
Ordinary
Sale
100
4678
Ordinary
Sale
100
4641
Ordinary
Sale
100
4642
Ordinary
Sale
100
4661
Ordinary
Sale
100
4667
Ordinary
Sale
100
4683
Ordinary
Sale
100
4669
Ordinary
Sale
1,000
4640
Ordinary
Sale
100
4655
Ordinary
Sale
100
4637
Ordinary
Sale
100
4630
Ordinary
Sale
100
4634
Ordinary
Sale
100
4648
Ordinary
Sale
100
4659
Ordinary
Sale
100
4638
Ordinary
Sale
100
4634
Ordinary
Sale
100
4660
Ordinary
Sale
100
4643
Ordinary
Sale
100
4674
Ordinary
Sale
100
4635
Ordinary
Sale
100
4621
Ordinary
Sale
100
4627
Ordinary
Sale
100
4631
Ordinary
Sale
100
4661
Ordinary
Sale
100
4662
Ordinary
Sale
100
4662
Ordinary
Sale
100
4668
Ordinary
Sale
100
4669
Ordinary
Sale
100
4659
Ordinary
Sale
100
4675
Ordinary
Sale
200
4650
Ordinary
Sale
100
4669
Ordinary
Sale
100
4629
Ordinary
Sale
100
4671
Ordinary
Sale
100
4630
Ordinary
Sale
100
4642
Ordinary
Sale
100
4657
Ordinary
Sale
100
4629
Ordinary
Sale
100
4647
Ordinary
Sale
100
4648
Ordinary
Sale
100
4642
Ordinary
Sale
100
4623
Ordinary
Sale
100
4655
Ordinary
Sale
100
4654
Ordinary
Sale
100
4655
Ordinary
Sale
100
4644
Ordinary
Sale
100
4656
Ordinary
Sale
100
4632
Ordinary
Sale
100
4650
Ordinary
Sale
100
4655
Ordinary
Sale
100
4651
Ordinary
Sale
100
4656
Ordinary
Sale
100
4660
Ordinary
Sale
100
4637
Ordinary
Sale
100
4654
Ordinary
Sale
100
4675
Ordinary
Sale
100
4679
Ordinary
Sale
100
4631
Ordinary
Sale
100
4643
Ordinary
Sale
100
4654
Ordinary
Sale
100
4661
Ordinary
Sale
100
4646
Ordinary
Sale
100
4657
Ordinary
Sale
100
4651
Ordinary
Sale
100
4660
Ordinary
Sale
100
4632
Ordinary
Sale
100
4633
Ordinary
Sale
100
4679
Ordinary
Sale
100
4657
Ordinary
Sale
100
4682
Ordinary
Sale
100
4648
Ordinary
Sale
100
4643
Ordinary
Sale
100
4651
Ordinary
Sale
100
4670
Ordinary
Sale
100
4638
Ordinary
Sale
100
4661
Ordinary
Sale
100
4646
Ordinary
Sale
100
4650
Ordinary
Sale
100
4651
Ordinary
Sale
100
4672
Ordinary
Sale
100
4686
Ordinary
Sale
100
4637
Ordinary
Sale
100
4637
Ordinary
Sale
100
4673
Ordinary
Sale
100
4680
Ordinary
Sale
100
4684
Ordinary
Sale
100
4662
Ordinary
Sale
100
4640
Ordinary
Sale
100
4650
Ordinary
Sale
100
4651
Ordinary
Sale
100
4669
Ordinary
Sale
100
4678
Ordinary
Sale
100
4670
Ordinary
Sale
100
4650
Ordinary
Sale
100
4651
Ordinary
Sale
100
4648
Ordinary
Sale
100
4647
Ordinary
Sale
1,300
4634.5
Ordinary
Sale
1,500
4626
Ordinary
Sale
2,300
4647.5
Ordinary
Sale
1,500
4623.5
Ordinary
Sale
100
4644
Ordinary
Sale
100
4643
Ordinary
Sale
600
4652
Ordinary
Sale
500
4647
Ordinary
Sale
1,100
4623
Ordinary
Sale
1,100
4657
Ordinary
Sale
200
4687
Ordinary
Sale
100
4687
Ordinary
Sale
300
4688
Ordinary
Sale
700
4666
Ordinary
Sale
200
4678
Ordinary
Sale
1,000
4677
Ordinary
Sale
100
4669
Ordinary
Sale
600
4677
Ordinary
Sale
1,100
4630
Ordinary
Sale
1,100
4656
Ordinary
Sale
400
4646
Ordinary
Sale
300
4645
Ordinary
Sale
300
4644
Ordinary
Sale
1,700
4651
Ordinary
Sale
100
4683
Ordinary
Sale
1,500
4655
Ordinary
Sale
200
4657
Ordinary
Sale
1,200
4657
Ordinary
Sale
100
4683
Ordinary
Sale
1,000
4658
Ordinary
Sale
200
4675
Ordinary
Sale
100
4656
Ordinary
Sale
700
4652
Ordinary
Sale
200
4660
Ordinary
Sale
500
4646
Ordinary
Sale
400
4646
Ordinary
Sale
200
4645
Ordinary
Sale
300
4644
Ordinary
Sale
600
4681
Ordinary
Sale
300
4648
Ordinary
Sale
1,400
4655
Ordinary
Sale
200
4652
Ordinary
Sale
200
4624
Ordinary
Sale
100
4657
Ordinary
Sale
600
4658
Ordinary
Sale
1,600
4652
Ordinary
Sale
1,000
4648
Ordinary
Sale
1,200
4648
Ordinary
Sale
100
4651
Ordinary
Sale
300
4669
Ordinary
Sale
700
4650
Ordinary
Sale
700
4650
Ordinary
Sale
100
4666
Ordinary
Sale
1,200
4665
Ordinary
Sale
100
4662
Ordinary
Sale
200
4661
Ordinary
Sale
300
4636
Ordinary
Sale
100
4636
Ordinary
Sale
100
4636
Ordinary
Sale
300
4635
Ordinary
Sale
900
4634
Ordinary
Sale
200
4636
Ordinary
Sale
700
4636
Ordinary
Sale
400
4629
Ordinary
Sale
1,300
4659
Ordinary
Sale
1,200
4660
Ordinary
Sale
400
4662
Ordinary
Sale
300
4633
Ordinary
Sale
1,700
4661
Ordinary
Sale
1,400
4633
Ordinary
Sale
100
4634
Ordinary
Sale
1,400
4631
Ordinary
Sale
400
4670
Ordinary
Sale
400
4657
Ordinary
Sale
800
4658
Ordinary
Sale
100
4657
Ordinary
Sale
1,700
4642
Ordinary
Sale
1,100
4658
Ordinary
Sale
100
4654
Ordinary
Sale
100
4653
Ordinary
Sale
100
4677
Ordinary
Sale
1,900
4654
Ordinary
Sale
400
4677
Ordinary
Sale
100
4655
Ordinary
Sale
100
4653
Ordinary
Sale
100
4659
Ordinary
Sale
500
4653
Ordinary
Sale
100
4654
Ordinary
Sale
500
4658
Ordinary
Sale
1,600
4641
Ordinary
Sale
400
4682
Ordinary
Sale
200
4643
Ordinary
Sale
2,000
4650
Ordinary
Sale
1,400
4650
Ordinary
Sale
1,100
4650
Ordinary
Sale
500
4630
Ordinary
Sale
100
4636
Ordinary
Sale
600
4642
Ordinary
Sale
2,800
4647
Ordinary
Sale
100
4656
Ordinary
Sale
100
4660
Ordinary
Sale
100
4657
Ordinary
Sale
100
4660
Total Purchases
98,600
Total Sales
88,800
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit JPY
Ordinary
CFD
Increasing a long position
13,300
4647.682562
Ordinary
CFD
Increasing a long position
7,600
4647.682562
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit JPY
(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit JPY
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable) JPY
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
YES
Date of disclosure:
08/11/2018
Contact name:
Olivier Vero
Telephone number:
+44 20 7676 6969
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure:
SOCIETE GENERALE SA
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:
Takeda Pharmaceutical CO LTD
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security
Product description e.g. call option
Written or purchased
Number of securities to which option or derivative relates
Exercise price per unit
Type
Expiry date
JPY
e.g. American, European etc.
Ordinary
OTC put-option
Sale
15,700
4707
European options
14/12/2018
Ordinary
OTC put-option
Sale
30,000
5075.10
European options
14/12/2018
Ordinary
OTC put-option
Sale
29,600
5073.65
European options
14/12/2018
Ordinary
OTC put-option
Sale
15,500
4491.40
European options
14/12/2018
Ordinary
OTC put-option
Sale
30,700
4533.90
European options
14/12/2018
Ordinary
Listed call-option
Sale
125,000
5500
European options
13/06/2019
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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