REG - Tatton Asset Mgt PLC - Options Exercise, PDMR Dealing, Block Listing, TVR

Tatton Asset ManagementAnnouncement

29/08/2025 10:45

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RNS Number : 2415X  Tatton Asset Management PLC  29 August 2025

Tatton Asset Management plc

(or "the Company")

Exercise of Options, PDMR Dealings, Block Listing Application and

 Total Voting Rights

 

Tatton Asset Management PLC (AIM: TAM), the investment management and IFA
support services group announces that it has been notified that Paul Edwards,
Chief Financial Officer, and certain other employees have exercised options
over an aggregate of 189,937 ordinary shares of £0.20 each in the Company
("Ordinary Shares") pursuant to the 2021 and 2022 EMI Schemes (together the
"Option Shares"). To satisfy the option exercise, 189,937 new Ordinary Shares
will be issued.

Paul Edwards has exercised 27,180 Option Shares and therefore, following this
transaction, he is interested in 538,808 Ordinary Shares representing 0.88% of
the issued share capital of the Company.

Application has been made for the 189,937 new Ordinary Shares to be admitted
to trading on AIM, and admission is expected to take place on or around 1
September 2025. The new Ordinary Shares will, following admission, rank pari
passu in all respects with the existing Ordinary Shares in issue and will
carry the right to receive all dividends and distributions declared, made or
paid on or in respect of the Ordinary Shares after admission.

Block Listing Application

The Company further announces that an application has been made to the London
Stock exchange for a block listing of securities in respect of 45,046 Ordinary
Shares (the "Block Listing Shares") to be admitted to trading on AIM.

These Block Listing Shares will be issued from time to time in order to
satisfy the requirement to allot shares under the Company's 2022 Save As You
Earn ("SAYE") employee share scheme.

It is expected that admission of the Block Listing Shares will become
effective on 1 September 2025. Concurrently, 25,117 Block Listing Shares will
be allotted to certain employees pursuant to the SAYE employee share scheme.
The remaining 19,929 Block Listing Shares will be allotted as required in due
course.

The Block Listing Shares will be issued credited as fully paid and will rank
pari passu in all respects with the existing Ordinary Shares of the Company.

Total Voting Rights

Following admission of the 189,937 Option Shares, and the allotment of the
25,117 Block Listing Shares ("Admission"), the Company's issued share capital
will consist of 60,953,798 ordinary shares. There are no ordinary shares held
in treasury. Therefore, following Admission, this figure of 60,953,798 should
be used by shareholders as the denominator for the calculation by which they
determine if they are required to notify their interest in, or a change to
their interest in, the Company under the FCA's Disclosure Guidance and
Transparency Rules.

The notification below, made in accordance with the requirements of the EU
Market Abuse Regulation as it forms part of UK domestic law by virtue of the
European Union (Withdrawal) Act 2018, provides further detail.

 

Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them.

      Details of the person discharging managerial responsibilities / person closely
      associated
 a)   Name                                                         Paul Edwards
 2    Reason for the notification
 a)   Position/status                                              PDMR, Chief Financial Officer
 b)   Initial notification /Amendment                              Initial notification

 3    Details of the issuer, emission allowance market participant, auction

    platform, auctioneer or auction monitor

 a)   Name                                                         Tatton Asset Management plc
 b)   LEI                                                          213800G2F8I1N7HTVP88
 4    Details of the transaction(s): section to be repeated for (i) each type of

    instrument; (ii) each type of transaction; (iii) each date; and (iv) each
      place where transactions have been conducted
 a)   Description of the financial instrument, type of instrument  Ordinary Shares of £0.20 each

      Identification code

                                                                   ISIN: GB00BYX1P358
 b)   Nature of the transaction                                    Exercise of options
 c)   Price(s) and volume(s)                                       Exercise of options

Price  Volume
                                                                   Nil    27,180
 d)   Aggregated information                                       As above

      - Aggregated volume

      - Price
 e)   Date of the transaction                                      1 September 2025
 f)   Place of the transaction                                     Outside a trading venue

d)

Aggregated information

- Aggregated volume

- Price

As above

 

e)

Date of the transaction

1 September 2025

f)

Place of the transaction

Outside a trading venue

 

 

For further information please contact:

 

 Tatton Asset Management plc                                         +44 (0) 161 486 3441

 Paul Hogarth (Chief Executive
 Officer)

 Paul Edwards (Chief Financial
 Officer)

 Lothar Mentel (Chief Investment Officer)

 Zeus - Nomad and Broker                                             +44 (0) 20 3829 5000

 Martin Green (Investment Banking)

 Dan Bate (Investment Banking and QE)

 Singer Capital Markets - Joint Broker

Charles Leigh-Pemberton / Peter Steel (Investment Banking)

                                                                     +44 (0) 20 7496 3000
 RBC Capital Markets - Joint Broker

 Oliver Hearsey / Elliot Thomas / Kathryn Deegan                     +44 (0) 20 7653 4000

 Gracechurch Group - Financial PR and IR

 Heather Armstrong / Henry Gamble / Rebecca Scott                    +44 (0) 20 4582 3500

                                                                     tatton@gracechurchpr.com (mailto:tatton@gracechurchpr.com)
 Trade Media Enquiries

 Roddi Vaughan Thomas                                                +44 (0) 7469 854 011

 

+44 (0) 20 7496 3000

RBC Capital Markets - Joint Broker

Oliver Hearsey / Elliot Thomas / Kathryn Deegan

 

 

+44 (0) 20 7653 4000

Gracechurch Group - Financial PR and IR

Heather Armstrong / Henry Gamble / Rebecca Scott

 

 

+44 (0) 20 4582 3500

tatton@gracechurchpr.com (mailto:tatton@gracechurchpr.com)

Trade Media Enquiries

Roddi Vaughan Thomas

 

+44 (0) 7469 854 011

 

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