REG-Travis Perkins Travis Perkins PLC: TR1 Notification of Major Share Interest
24/10/2018 15:55
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Travis Perkins (TPK)
Travis Perkins PLC: TR1 Notification of Major Share Interest
24-Oct-2018 / 16:50 CET/CEST
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
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TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to
the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the
underlying issuer of existing shares to Travis Perkins PLC
which voting rights are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an
"X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name The Bank of Nova Scotia
City and country of registered office 40 King Street West, Scotia Plaza,
(if applicable) Toronto, N/A, Ontario, Canada
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office
(if applicable)
5. Date on which the threshold was 16/10/2018
crossed or reachedvi:
6. Date on which issuer notified 23/10/2018
(DD/MM/YYYY):
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting
rights rights through Total of Total number of
attached to financial both in voting rights of
shares (total instruments % (8.A + issuervii
of 8. A) (total of 8.B 1 8.B)
+ 8.B 2)
Resulting
situation on the
date on which 2.76% 2.90% 5.66% 252,143,923.00
threshold was
crossed or
reached
Position of
previous
notification (if
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reachedviii
A: Voting rights attached to shares
Number of voting rightsix % of voting rights
Class/type of Direct Indirect Direct Indirect
shares
(Art 9 of (Art 10 of (Art 9 of (Art 10 of
ISIN code (if Directive Directive Directive Directive
possible) 2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
GB0007739609 6,967,633 2.76%
SUBTOTAL 8. A 6,967,633 2.76%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights that
Type of Expiration Exercise/ may be acquired if the % of
financial datex Conversion instrument is voting
instrument Periodxi rights
exercised/converted.
SUBTOTAL 8. B
1
B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) (Note that holdings
held via indices, baskets and ETFs would be displayed here as asset class
"Equity" or "PreferredEquity" so please update this to the correct name
accordingly)
Type of Physical or Number of % of
financial Expiration Exercise/ cash voting voting
instrument datex Conversion Period xi rights rights
settlementxii
Swap 01/05/2020 563 days until Cash 7,324,246 2.90%
exercise/conversion Settlement
SUBTOTAL 7,324,246 2.90%
8.B.2
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any X
other undertaking(s) holding directly or indirectly an interest
in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting
rights and/or the
financial instruments are effectively held starting with the X
ultimate controlling natural person or legal entityxiv (please
add additional rows as necessary)
% of voting rights % of voting rights
if it equals or is through financial Total of both if it
Namexv higher than the instruments if it equals or is higher
notifiable equals or is higher than the notifiable
threshold than the notifiable threshold
threshold
The Bank of 5.66
Nova Scotia
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights
held
The date until which the voting
rights will be held
11. Additional informationxvi
Place of completion 201 Bishopsgate, 6th Floor London, EC2M 3NS United
Kingdom
Date of completion 23/10/2018
Notes
i Please note that national forms may vary due to specific national
legislation (Article 3(1a) of Directive 2004/109/EC) as for instance the
applicable thresholds or information regarding capital holdings.
ii Full name of the legal entity and further specification of the issuer
or underlying issuer, provided it is reliable and accurate (e.g. address,
LEI, domestic number identity). Indicate in the relevant section whether
the issuer is a non UK issuer.
iii Other reason for the notification could be voluntary notifications,
changes of attribution of the nature of the holding (e.g. expiring of
financial instruments) or acting in concert.
iv This should be the full name of (a) the shareholder; (b) the natural
person or legal entity acquiring, disposing of or exercising voting rights
in the cases provided for in DTR5.2.1 (b) to (h)/ Article 10 (b) to (h) of
Directive 2004/109/EC; (c) all parties to the agreement referred to in
Article 10 (a) of Directive 2004/109/EC (DTR5.2.1 (a)) or (d) the holder
of financial instruments referred to in Article 13(1) of Directive
2004/109/EC (DTR5.3.1).
As the disclosure of cases of acting in concert may vary due to the
specific circumstances (e.g. same or different total positions of the
parties, entering or exiting of acting in concert by a single party) the
standard form does not provide for a specific method how to notify cases
of acting in concert.
In relation to the transactions referred to in points (b) to (h) of
Article 10 of Directive 2004/109/EC (DTR5.2.1 (b) to (h)), the following
list is provided as indication of the persons who should be mentioned:
- in the circumstances foreseen in letter (b) of Article 10 of that
Directive (DTR5.2.1 (b)), the natural person or legal entity that acquires
the voting rights and is entitled to exercise them under the agreement and
the natural person or legal entity who is transferring temporarily for
consideration the voting rights;
- in the circumstances foreseen in letter (c) of Article 10 of that
Directive (DTR5.2.1 (c)), the natural person or legal entity holding the
collateral, provided the person or entity controls the voting rights and
declares its intention of exercising them, and natural person or legal
entity lodging the collateral under these conditions;
- in the circumstances foreseen in letter (d) of Article 10 of that
Directive (DTR5.2.1 (d)), the natural person or legal entity who has a
life interest in shares if that person or entity is entitled to exercise
the voting rights attached to the shares and the natural person or legal
entity who is disposing of the voting rights when the life interest is
created;
- in the circumstances foreseen in letter (e) of Article 10 of that
Directive (DTR5.2.1 (e)), the controlling natural person or legal entity
and, provided it has a notification duty at an individual level under
Article 9 (DTR 5.1), under letters (a) to (d) of Article 10 of that
Directive (DTR5.2.1 (a) to (d)) or under a combination of any of those
situations, the controlled undertaking;
- in the circumstances foreseen in letter (f) of Article 10 of that
Directive (DTR5.2.1 (f)), the deposit taker of the shares, if he can
exercise the voting rights attached to the shares deposited with him at
his discretion, and the depositor of the shares allowing the deposit taker
to exercise the voting rights at his discretion;
- in the circumstances foreseen in letter (g) of Article 10 of that
Directive (DTR5.2.1 (g)), the natural person or legal entity that controls
the voting rights;
- in the circumstances foreseen in letter (h) of Article 10 of that
Directive (DTR5.2.1 (h)), the proxy holder, if he can exercise the voting
rights at his discretion, and the shareholder who has given his proxy to
the proxy holder allowing the latter to exercise the voting rights at his
discretion (e.g. management companies).
v Applicable in the cases provided for in Article 10 (b) to (h) of
Directive 2004/109/EC (DTR5.2.1 (b) to (h). This should be the full name
of the shareholder who is the counterparty to the natural person or legal
entity referred to in Article 10 of that Directive (DTR5.2) unless the
percentage of voting rights held by the shareholder is lower than the
lowest notifiable threshold for the disclosure of voting rights holdings
in accordance with national practices (e.g. identification of funds
managed by management companies).
vi The date on which threshold is crossed or reached should be the date on
which the acquisition or disposal took place or the other reason triggered
the notification obligation. For passive crossings, the date when the
corporate event took effect.
vii The total number of voting rights shall be composed of all the shares,
including depository receipts representing shares, to which voting rights
are attached even if the exercise thereof is suspended.
viii If the holding has fallen below the lowest applicable threshold in
accordance with national law, please note that it might not be necessary
in accordance with national law to disclose the extent of the holding,
only that the new holding is below that threshold.
ix In case of combined holdings of shares with voting rights attached
"direct holding" and voting rights "indirect holding", please split the
voting rights number and percentage into the direct and indirect columns -
if there is no combined holdings, please leave the relevant box blank.
x Date of maturity/expiration of the financial instrument i.e. the date
when right to acquire shares ends.
xi If the financial instrument has such a period - please specify this
period - for example once every 3 months starting from date .
xii In case of cash settled instruments the number and percentages of
voting rights is to be presented on a delta-adjusted basis (Article 13(1a)
of Directive 2004/109/EC) (DTR 5.3.3.A).
xiii If the person subject to the notification obligation is either
controlled and/or does control another undertaking then the second option
applies.
xiv The full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity has to be presented also in the
cases, in which only on subsidiary level a threshold is crossed or reached
and the subsidiary undertaking discloses the notification as only thus the
markets get always the full picture of the group holdings. In case of
multiple chains through which the voting rights and/or financial
instruments are effectively held the chains have to be presented chain by
chain leaving a row free between different chains (e.g.: A, B, C, free
row, A, B, D, free row, A, E, F etc.).
xv The names of controlled undertakings through which the voting rights
and/or financial instruments are effectively held have to be presented
irrespectively whether the controlled undertakings cross or reach the
lowest applicable threshold themselves.
xvi Example: Correction of a previous notification.
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ISIN: GB0007739609
Category Code: HOL
TIDM: TPK
LEI Code: 2138001I27OUBAF22K83
OAM Categories: 2.3. Major shareholding notifications
Sequence No.: 6317
EQS News ID: 737339
End of Announcement EQS News Service
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