REG - Tribal Group PLC - Holding(s) in Company
11/04/2023 15:30
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RNS Number : 8080V Tribal Group PLC 11 April 2023
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible) i
1a. Identity of the issuer or the underlying issuer of existing shares to
which voting rights are at- tached ii:
Tribal Group plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X"
if appropriate)
Non-UK issuer
2. Reason for the notification(please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights X
Other (please specify) iii:
3. Details of person subject to the notification obligation iv
Name Jenzabar Limited
City and country of registered office (if applicable) Dublin, Ireland
4. Full name of shareholder(s)(if different from 3.) v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached vi: 1 August 2019
6. Date on which issuer notified (DD/MM/YYYY): 5 April 2023
7. Total positions of person(s) subject to the notification obligation
% of voting rights at- tached to shares (to- tal of 8. A) % of voting rights through financial instru- ments Total number of voting rights held
(total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) in issuer (8.A + 8.B) vii
Resulting situation on the date on which
threshold was crossed or reached 20.73% 20.73% 41,285,985
Position of previous notification (if applicable)
21.13% 21.13%
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of shares Number of voting rights ix % of voting rights
ISIN code (if possible)
Direct Indirect Direct I
n
(DTR5.1) (DTR5.2.1) (DTR5.1) d
i
r
e
c
t
(
D
T
R
5
.
2
.
1
)
Ordinary shares of 5 pence
ISIN: GB0030181522 41,285,985 N/A 20.73% N/A
SUBTOTAL 8. A 41,285,985 20.73%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Number of voting rights that may be acquired if the instrument is
Type of financial in- strument Expiration date x Exercise/ Conversion Period xi exercised/converted. % of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R
(1) (b)
Type of financial instrument Expiration date x Exercise/ Conversion Pe- Physical or cash Number of voting rights
riod xi Settlement xii % of voting rights
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification
obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural X
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional rows as
necessary) (xiv)
% of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial in- struments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the
notifiable threshold
Name xv
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information xvi
This disclosure has been calculated based on an issued share capital of
199,193,310
Place of completion N/A
Date of completion N/A
Notes
i Please note this form should be read jointly with the applicable Disclosure
Guidance and Transparency Rules Chapter 5 (DTR5) available on the following
link: https://www.handbook.fca.org.uk/handbook/DTR/5/?view=chapter
(https://www.handbook.fca.org.uk/handbook/DTR/5/?view=chapter)
iiFull name of the legal entity and further specification of the issuer or
underlying issuer, provided it is reliable and accurate (e.g. address, LEI,
domestic number identity). Indicate in the relevant section whether the issuer
is a non UK issuer.
iiiOther reason for the notification could be voluntary notifications, changes
of attribution of the nature of the holding (e.g. expiring of financial
instruments) or acting in concert.
ivThis should be the full name of (a) the shareholder; (b) the natural person
or legal entity acquiring, disposing of or exercising voting rights in the
cases provided for in DTR5.2.1 (b) to (h); (c) all parties to the agreement
referred to in DTR5.2.1 (a) or (d) the holder of financial instruments
referred to in DTR5.3.1.
As the disclosure of cases of acting in concert may vary due to the specific
circumstances (e.g. same or different total positions of the parties, entering
or exiting of acting in concert by a single party) the standard form does not
provide for a specific method how to notify cases of acting in concert.
In relation to the transactions referred to in DTR5.2.1 (b) to (h), the
following list is provided as indication of the persons who should be
mentioned:
- in the circumstances foreseen in DTR5.2.1 (b), the natural person or legal
entity that acquires the voting rights and is entitled to exercise them under
the agreement and the natural person or legal entity who is transferring
temporarily for consideration the voting rights;
- in the circumstances foreseen in DTR5.2.1 (c), the natural person or legal
entity holding the collateral, provided the person or entity controls the
voting rights and declares its intention of exercising them, and natural
person or legal entity lodging the collateral under these conditions;
- in the circumstances foreseen in DTR5.2.1 (d), the natural person or legal
entity who has a life interest in shares if that person or entity is entitled
to exercise the voting rights attached to the shares and the natural person or
legal entity who is disposing of the voting rights when the life interest is
created;
- in the circumstances foreseen in DTR5.2.1 (e), the controlling natural
person or legal entity and, provided it has a notification duty at an
individual level under DTR 5.1, under DTR5.2.1 (a) to (d) or under a
combination of any of those situations, the controlled undertaking;
- in the circumstances foreseen in DTR5.2.1 (f), the deposit taker of the
shares, if he can exercise the voting rights attached to the shares deposited
with him at his discretion, and the depositor of the shares allowing the
deposit taker to exercise the voting rights at his discretion;
- in the circumstances foreseen in DTR5.2.1 (g), the natural person or legal
entity that controls the voting rights;
- in the circumstances foreseen in DTR5.2.1 (h), the proxy holder, if he can
exercise the voting rights at his discre- tion, and the shareholder who has
given his proxy to the proxy holder allowing the latter to exercise the voting
rights at his discretion (e.g. management companies).
vApplicable in the cases provided for in DTR5.2.1 (b) to (h). This should be
the full name of the shareholder who is the counterparty to the natural person
or legal entity referred to DTR5.2 unless the percentage of voting rights held
by the shareholder is lower than the lowest notifiable threshold for the
disclosure of voting rights holdings in accordance with national practices
(e.g. identification of funds managed by management companies).
viThe date on which threshold is crossed or reached should be the date on
which the acquisition or disposal took place or the other reason triggered the
notification obligation. For passive crossings, the date when the corporate
event took effect.
viiThe total number of voting rights held in the issuer shall be composed of
all the shares, including depository receipts representing shares, to which
voting rights are attached even if the exercise thereof is suspended.
viiiIf the holding has fallen below the lowest applicable threshold, please
note that it might not be necessary to disclose the extent of the holding,
only that the new holding is below that threshold.
ixIn case of combined holdings of shares with voting rights attached "direct
holding" and voting rights "indirect holding", please split the voting rights
number and percentage into the direct and indirect columns - if there is no
combined holdings, please leave the relevant box blank.
xDate of maturity/expiration of the financial instrument i.e. the date when
right to acquire shares ends.
xiIf the financial instrument has such a period - please specify this period -
for example once every 3 months starting from date .
xiiIn case of cash settled instruments the number and percentages of voting
rights is to be presented on a delta-adjusted basis (DTR 5.3.3.A).
xiiiIf the person subject to the notification obligation is either controlled
and/or does control another undertaking then the second option applies.
xivThe full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity has to be presented also in the
cases, in which only on subsidiary level a threshold is crossed or reached and
the subsidiary undertaking discloses the notification as only in this way will
the markets get always the full picture of the group holdings. In case of
multiple chains through which the voting rights and/or financial instruments
are effectively held the chains have to be presented chain by chain by
numbering each chain accordingly. Please see the below example:
Name of ultimate controlling person A (chain 1)
Name of controlled undertaking B Name of controlled undertaking C
Name of ultimate controlling person A (chain 2)
Name of controlled undertaking B Name of controlled undertaking D
Name of ultimate controlling person A (chain3)
Name of controlled undertaking E Name of controlled undertaking F
xvThe names of controlled undertakings through which the voting rights and/or
financial instruments are effectively held have to be presented irrespectively
whether the controlled undertakings cross or reach the lowest applicable
threshold themselves.
xviExample: Correction of a previous notification.
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