REG-BARCLAYS PLC Form 8.5 (EPT/NON-RI) - TUI AG <Origin Href="QuoteRef">BARC.L</Origin> <Origin Href="QuoteRef">TUIGn.DE</Origin>
11/12/2014 11:12
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LONDON--(Business Wire)--
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE
RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
(c) Name of the party to the offer with which exempt TUI TRAVEL PLC
principal trader is connected
(d) Date position held/dealing undertaken: 10 December 2014
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect TUI TRAVEL PLC
of any other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,463,731 0.85% 388,070 0.13%
(2) Derivatives (other than
options): 387,645 0.13% 2,375,399 0.82%
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 2,851,376 0.98% 2,763,469 0.95%
Class of relevant security: Convertible Bond DE000TUAG158
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,868 0.00% 0 0.00%
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 2,868 0.00% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(b), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
ORD Purchase 375 13.8800 EUR
ORD Purchase 500 13.7011 EUR
ORD Purchase 1,020 13.6150 EUR
ORD Purchase 1,046 13.4850 EUR
ORD Purchase 6,573 13.5924 EUR
ORD Purchase 29,461 13.3936 EUR
ORD Purchase 32,122 13.7095 EUR
ORD Purchase 32,739 13.5608 EUR
ORD Purchase 42,406 13.5245 EUR
ORD Purchase 160,881 13.5465 EUR
ORD Sale 988 13.5734 EUR
ORD Sale 1,020 13.6150 EUR
ORD Sale 1,856 13.7286 EUR
ORD Sale 2,148 13.6616 EUR
ORD Sale 3,300 13.5088 EUR
ORD Sale 6,763 13.5184 EUR
ORD Sale 32,507 13.5152 EUR
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 723 13.7389 EUR
ORD SWAP Long 1,133 13.7221 EUR
ORD SWAP Short 500 13.7010 EUR
ORD SWAP Short 1,527 13.5513 EUR
ORD CFD Short 5,229 13.8885 EUR
ORD CFD Short 29,461 13.3936 EUR
ORD SWAP Short 30,060 13.6775 EUR
ORD CFD Short 32,739 13.5608 EUR
ORD CFD Short 160,881 13.5465 EUR
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 11 Dec 2014
Contact name: James Gibson
Telephone number: 020 3555 4619
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
BARCLAYS PLC
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