REG-BARCLAYS PLC Form 8.5 (EPT/NON-RI) - TUI AG <Origin Href="QuoteRef">BARC.L</Origin> <Origin Href="QuoteRef">TUIGn.DE</Origin>
12/12/2014 12:32
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LONDON--(Business Wire)--
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE
RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: TUI AG
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is connected: TUI TRAVEL PLC
(d) Date position held/dealing undertaken: 11 DEC 2014
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? YES:
TUI TRAVEL PLC
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,779,247 1.99% 834,183 0.29%
(2) Derivatives (other than
options): 351,901 0.12% 2,572,798 0.89%
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 6,131,148 2.12% 3,406,981 1.18%
Class of relevant security: Convertible Bond DE000TUAG158
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,868 0.00% 0 0.00%
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 2,868 0.00% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(b), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
ORD Purchase 42 14.3028 EUR
ORD Purchase 48 14.5018 EUR
ORD Purchase 67 14.1613 EUR
ORD Purchase 107 14.1828 EUR
ORD Purchase 143 13.9350 EUR
ORD Purchase 153 14.1927 EUR
ORD Purchase 187 13.9300 EUR
ORD Purchase 190 13.9405 EUR
ORD Purchase 205 13.9302 EUR
ORD Purchase 238 13.9450 EUR
ORD Purchase 285 13.8400 EUR
ORD Purchase 292 13.9050 EUR
ORD Purchase 324 13.8550 EUR
ORD Purchase 355 13.9709 EUR
ORD Purchase 442 14.3804 EUR
ORD Purchase 456 13.9200 EUR
ORD Purchase 566 14.0259 EUR
ORD Purchase 615 13.9750 EUR
ORD Purchase 665 13.8600 EUR
ORD Purchase 676 14.0100 EUR
ORD Purchase 816 13.9431 EUR
ORD Purchase 900 13.9322 EUR
ORD Purchase 1,037 13.9150 EUR
ORD Purchase 1,242 14.0000 EUR
ORD Purchase 1,261 13.9222 EUR
ORD Purchase 1,426 13.9900 EUR
ORD Purchase 1,839 13.9100 EUR
ORD Purchase 1,998 14.3559 EUR
ORD Purchase 2,070 13.8949 EUR
ORD Purchase 2,399 13.9722 EUR
ORD Purchase 2,729 14.1110 EUR
ORD Purchase 2,889 14.0736 EUR
ORD Purchase 3,397 13.9246 EUR
ORD Purchase 3,436 14.3560 EUR
ORD Purchase 3,845 14.1053 EUR
ORD Purchase 4,171 14.3674 EUR
ORD Purchase 5,107 13.9194 EUR
ORD Purchase 5,137 14.0847 EUR
ORD Purchase 5,175 13.9522 EUR
ORD Purchase 5,326 14.0641 EUR
ORD Purchase 7,431 13.9210 EUR
ORD Purchase 8,118 13.8341 EUR
ORD Purchase 11,259 14.3614 EUR
ORD Purchase 14,166 13.9148 EUR
ORD Purchase 14,514 14.2264 EUR
ORD Purchase 18,058 13.8834 EUR
ORD Purchase 20,999 14.3528 EUR
ORD Purchase 23,310 13.9116 EUR
ORD Purchase 29,909 14.0560 EUR
ORD Purchase 34,305 13.9342 EUR
ORD Purchase 41,491 13.9819 EUR
ORD Purchase 121,698 14.1533 EUR
ORD Purchase 128,497 13.8363 EUR
ORD Purchase 160,881 13.9360 EUR
ORD Sale 48 14.1175 EUR
ORD Sale 96 14.4281 EUR
ORD Sale 134 13.9925 EUR
ORD Sale 150 13.8900 EUR
ORD Sale 172 14.3841 EUR
ORD Sale 187 13.9300 EUR
ORD Sale 190 13.9405 EUR
ORD Sale 205 13.9312 EUR
ORD Sale 238 13.9450 EUR
ORD Sale 240 14.0855 EUR
ORD Sale 285 13.8400 EUR
ORD Sale 292 13.9050 EUR
ORD Sale 324 13.8550 EUR
ORD Sale 456 13.9200 EUR
ORD Sale 566 14.0268 EUR
ORD Sale 615 13.9750 EUR
ORD Sale 642 14.0879 EUR
ORD Sale 665 13.8600 EUR
ORD Sale 676 14.0100 EUR
ORD Sale 1,037 13.9150 EUR
ORD Sale 1,242 14.0000 EUR
ORD Sale 2,950 14.2811 EUR
ORD Sale 3,217 13.9100 EUR
ORD Sale 4,598 13.9047 EUR
ORD Sale 5,550 13.9166 EUR
ORD Sale 7,013 14.3679 EUR
ORD Sale 7,130 13.9448 EUR
ORD Sale 9,300 13.9356 EUR
ORD Sale 10,794 14.1342 EUR
ORD Sale 34,045 14.1573 EUR
ORD Sale 35,503 13.9900 EUR
ORD Sale 67,830 14.0924 EUR
ORD Sale 82,703 14.4735 EUR
ORD Sale 255,361 14.0355 EUR
ORD Sale 287,677 14.0354 EUR
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
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