REG-BARCLAYS PLC Form 8.5 - TUI AG <Origin Href="QuoteRef">BARC.L</Origin> <Origin Href="QuoteRef">TUIGn.DE</Origin>
24/11/2014 15:02
http://pdf.reuters.com/htmlnews/8knews.asp?i=43059c3bf0e37541&u=urn:newsml:reuters.com:20141112:nBw125520a
http://www.businesswire.com/news/home/20141112005520/en
LONDON--(Business Wire)--
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE
RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: TUI AG
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is connected: TUI TRAVEL PLC
(d) Date position held/dealing undertaken: 11 Nov 2014
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? YES:
TUI TRAVEL PLC
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 358,531 0.12% 406,686 0.14%
(2) Derivatives (other than
options): 406,432 0.14% 274,208 0.09%
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 764,963 0.26% 680,894 0.24%
Class of relevant security: Convertible Bond DE000TUAG158
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,868 0.00% 0 0.00%
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 2,868 0.00% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(b), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
ORD Purchase 13 12.9000 EUR
ORD Purchase 45 12.8300 EUR
ORD Purchase 181 12.8400 EUR
ORD Purchase 358 12.8000 EUR
ORD Purchase 382 12.8821 EUR
ORD Purchase 597 12.8165 EUR
ORD Purchase 606 12.8600 EUR
ORD Purchase 2,051 12.8724 EUR
ORD Purchase 2,091 12.8689 EUR
ORD Purchase 4,202 12.8454 EUR
ORD Purchase 9,341 12.8878 EUR
ORD Purchase 10,146 12.8509 EUR
ORD Purchase 21,529 12.8672 EUR
ORD Purchase 24,902 12.9017 EUR
ORD Sale 13 12.9000 EUR
ORD Sale 45 12.8300 EUR
ORD Sale 153 12.9157 EUR
ORD Sale 181 12.8400 EUR
ORD Sale 303 12.8600 EUR
ORD Sale 869 12.8000 EUR
ORD Sale 2,697 12.8506 EUR
ORD Sale 2,791 12.9021 EUR
ORD Sale 4,715 12.8015 EUR
ORD Sale 5,000 12.8774 EUR
ORD Sale 5,043 12.8999 EUR
ORD Sale 9,200 12.9100 EUR
ORD Sale 18,843 12.9020 EUR
ORD Sale 40,000 12.8662 EUR
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 49 12.7987 EUR
ORD SWAP Long 104 12.7986 EUR
ORD CFD Long 1,928 12.9020 EUR
ORD SWAP Long 2,697 12.8506 EUR
ORD SWAP Long 4,715 12.8016 EUR
ORD SWAP Long 9,200 12.9100 EUR
ORD SWAP Short 1,082 12.8947 EUR
ORD CFD Short 4,202 12.8454 EUR
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 12 Nov 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
BARCLAYS PLC
Copyright Business Wire 2014Recent news on TUI AG
See all newsREG - NATS En Route PLC - Annual Financial Report
AnnouncementREG - Stock Exch Notice - Admission to Trading - 24/04/2023
AnnouncementREG - Official List - Official List Notice
AnnouncementREG - FTSE Russell - TUI AG
AnnouncementREG-TUI AG TUI AG: Release according to Article 41 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
Announcement