REG - BkofA Merrill LynchTUI Travel PLCTUI AG - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">TT.L</Origin> <Origin Href="QuoteRef">TUIGn.DE</Origin>
06/09/2014 22:25
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RNS Number : 4911N
Bank of America Merrill Lynch
28 July 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
(d) Date dealing undertaken: 25/07/2014
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? Yes
(c)
Name of the party to the offer with which exempt principal trader is
connected:
TUI Travel PLC
(d) Date dealing undertaken:
25/07/2014
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN DE000TUAG000 Purchase 162,716 10.97 EUR 10.735 EUR
Common - ISIN DE000TUAG000 Sale 235,377 10.975 EUR 10.735 EUR
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference securities Price per unit
relevant security e.g. CFD e.g. opening/closing a
long/short position, increasing/reducing a
long/short position
Common - ISIN DE000TUAG000 Swaps Short 1,109 10.863 EUR
Common - ISIN DE000TUAG000 Swaps Long 652 10.903 EUR
Common - ISIN DE000TUAG000 Swaps Long 1,643 10.903 EUR
Common - ISIN DE000TUAG000 Swaps Short 1,224 10.904 EUR
Common - ISIN DE000TUAG000 Swaps Short 12,750 10.823 EUR
Common - ISIN DE000TUAG000 Swaps Long 297 10.853 EUR
Common - ISIN DE000TUAG000 Swaps Short 1,643 10.9 EUR
Common - ISIN DE000TUAG000 Swaps Long 7,614 10.903 EUR
Common - ISIN DE000TUAG000 Swaps Long 889 10.866 EUR
Common - ISIN DE000TUAG000 Swaps Long 533 10.903 EUR
Common - ISIN DE000TUAG000 Swaps Long 311 10.853 EUR
Common - ISIN DE000TUAG000 Swaps Long 894 10.866 EUR
Common - ISIN DE000TUAG000 Swaps Long 1,568 10.903 EUR
Common - ISIN DE000TUAG000 Swaps Short 7,614 10.823 EUR
Common - ISIN DE000TUAG000 Swaps Long 2,213 10.903 EUR
Common - ISIN DE000TUAG000 Swaps Long 409 10.903 EUR
Common - ISIN DE000TUAG000 Swaps Long 615 10.782 EUR
Common - ISIN DE000TUAG000 Swaps Short 1,516 10.791 EUR
Common - ISIN DE000TUAG000 Swaps Long 498 10.853 EUR
Common - ISIN DE000TUAG000 Swaps Long 2,388 10.861 EUR
Common - ISIN DE000TUAG000 Swaps Long 5,472 10.903 EUR
Common - ISIN DE000TUAG000 Swaps Short 1,031 10.971 EUR
Common - ISIN DE000TUAG000 Swaps Long 1,625 10.842 EUR
Common - ISIN DE000TUAG000 Swaps Long 533 10.784 EUR
Common - ISIN DE000TUAG000 Swaps Short 7,903 10.736 EUR
Common - ISIN DE000TUAG000 Swaps Short 162 10.736 EUR
Common - ISIN DE000TUAG000 Swaps Long 6,006 10.829 EUR
Common - ISIN DE000TUAG000 Swaps Short 120 10.961 EUR
Common - ISIN DE000TUAG000 Swaps Long 717 10.845 EUR
Common - ISIN DE000TUAG000 Swaps Long 120 10.845 EUR
Common - ISIN DE000TUAG000 Swaps Short 213 10.961 EUR
Common - ISIN DE000TUAG000 Swaps Short 1,295 10.965 EUR
Common - ISIN DE000TUAG000 Swaps Short 220 10.736 EUR
Common - ISIN DE000TUAG000 Swaps Short 213 10.736 EUR
Common - ISIN DE000TUAG000 Swaps Short 4,104 10.868 EUR
Common - ISIN DE000TUAG000 Swaps Short 32,201 10.868 EUR
Common - ISIN DE000TUAG000 Swaps Short 1,548 10.868 EUR
Common - ISIN DE000TUAG000 Swaps Short 943 10.868 EUR
Common - ISIN DE000TUAG000 Swaps Short 1,194 10.868 EUR
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product description e.g. call option Writing, purchasing, selling, varying etc. Number Exercise Type Expiry date Option money paid/ received per unit
of of price e.g. American, European etc.
relevant security securities to which option relates per unit
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 28/07/2014
Contact name: Stacy Otieno
Telephone number: 0207 995 1335
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose TUI Travel PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
(d) Date dealing undertaken: 25/07/2014
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? Yes
(d) Date dealing undertaken:
25/07/2014
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN GB00B1Z7RQ77 Purchase 803,803 3.69 GBP 3.644 GBP
Common - ISIN GB00B1Z7RQ77 Sale 872,290 3.69 GBP 3.645 GBP
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference securities Price per unit
relevant security e.g. CFD e.g. opening/closing a
long/short position, increasing/reducing a
long/short position
Common - ISIN GB00B1Z7RQ77 Swaps Long 1 3.659 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 5 3.659 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 7 3.659 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 143 3.66 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 3 3.659 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 7 3.66 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 34 3.66 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 7 3.659 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 35 3.659 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 137 3.659 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 2 3.672 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 18 3.659 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 2 3.66 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 2 3.66 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 1 3.672 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 1 3.659 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 1 3.659 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 50 3.66 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 36 3.672 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 7 3.659 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 12 3.659 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 391 3.659 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 13 3.66 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 82 3.66 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 1 3.672 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 106 3.672 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 6 3.659 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 226 3.659 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 1 3.66 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 1 3.66 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 1 3.672 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 2 3.672 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 3 3.66 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 13 3.659 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 2 3.672 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 3 3.672 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 5 3.672 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 10 3.672 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 25 3.672 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 8 3.659 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 2 3.659 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 2 3.659 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 94 3.659 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 3 3.66 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 4 3.66 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 61 3.672 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Short 1,717 3.649 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Short 28 3.647 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Short 12,154 3.651 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Short 5,635 3.648 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Short 524 3.653 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Short 393 3.653 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Short 1,013 3.648 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Short 863 3.648 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Short 918 3.648 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Short 613 3.648 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 78 3.68 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Short 1,915 3.668 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Short 78 3.668 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Short 5,326 3.679 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 100 3.651 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 1,276 3.651 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 3,742 3.651 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 327 3.652 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 1,182 3.652 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Short 757 3.653 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 1,227 3.652 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 334 3.652 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 201,292 3.66 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Short 36 3.66 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Short 198,906 3.66 GBP
Common - ISIN GB00B1Z7RQ77 Swaps Long 10,264 4.615 EUR
Common - ISIN GB00B1Z7RQ77 Swaps Long 2,358 4.615 EUR
Common - ISIN GB00B1Z7RQ77 Swaps Long 3,871 4.615 EUR
Common - ISIN GB00B1Z7RQ77 Swaps Long 80,521 4.615 EUR
Common - ISIN GB00B1Z7RQ77 Swaps Long 2,986 4.615 EUR
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product description e.g. call option Writing, purchasing, selling, varying etc. Number Exercise Type Expiry date Option money paid/ received per unit
of of price e.g. American, European etc.
relevant security securities to which option relates per unit
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 28/07/2014
Contact name: Stacy Otieno
Telephone number: 0207 995 1335
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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