REG-TUI AG TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
03/03/2022 11:30
============
TUI AG (TUI)
TUI AG: Release according to Article 40, Section 1 of the WpHG [the German
Securities Trading Act] with the objective of Europe-wide distribution
03-March-2022 / 12:16 CET/CEST
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
══════════════════════════════════════════════════════════════════════════
Notification of Major Holdings
1. Details of issuer
┌──────────────────────────────┬─────────────────────┐
│Name: │TUI AG │
├──────────────────────────────┼─────────────────────┤
│Street: │Karl-Wiechert-Allee 4│
├──────────────────────────────┼─────────────────────┤
│Postal code: │30625 │
├──────────────────────────────┼─────────────────────┤
│City: │Hannover │
│ │Germany │
├──────────────────────────────┼─────────────────────┤
│Legal Entity Identifier (LEI):│529900SL2WSPV293B552 │
└──────────────────────────────┴─────────────────────┘
2. Reason for notification
┌─┬─────────────────────────────────────────────────┐
│X│Acquisition/disposal of shares with voting rights│
├─┼─────────────────────────────────────────────────┤
│ │Acquisition/disposal of instruments │
├─┼─────────────────────────────────────────────────┤
│ │Change of breakdown of voting rights │
├─┼─────────────────────────────────────────────────┤
│ │Other reason: │
└─┴─────────────────────────────────────────────────┘
3. Details of person subject to the notification obligation
┌────────────────────────────────────────────────────────────────────────┐
│Legal entity: JPMorgan Chase & Co. │
│City of registered office, country: Wilmington, Delaware, United States │
│of America (USA) │
└────────────────────────────────────────────────────────────────────────┘
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
┌─┐
│ │
└─┘
5. Date on which threshold was crossed or reached:
┌───────────┐
│25 Feb 2022│
└───────────┘
6. Total positions
┌────────────┬───────────┬───────────────┬────────┬──────────────────────┐
│ │% of voting│ % of voting│Total of│ │
│ │ rights│ rights through│ both in│Total number of voting│
│ │attached to│ instruments│ %│ rights pursuant to│
│ │ shares│(total of 7.b.1│ (7.a. +│ Sec. 41 WpHG│
│ │ (total of│ + 7.b.2)│ 7.b.)│ │
│ │ 7.a.)│ │ │ │
├────────────┼───────────┼───────────────┼────────┼──────────────────────┤
│New │ 0.58 %│ 4.55 %│ 5.13 %│ 1622914412│
├────────────┼───────────┼───────────────┼────────┼──────────────────────┤
│Previous │ 0.81 %│ 4.13 %│ 4.94 %│ /│
│notification│ │ │ │ │
└────────────┴───────────┴───────────────┴────────┴──────────────────────┘
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
┌────────────┬─────────────────────────────┬─────────────────────────────┐
│ISIN │ Absolute │ In % │
├────────────┼──────────────┬──────────────┼──────────────┬──────────────┤
│ │ Direct│ Indirect│ Direct│ Indirect│
│ │(Sec. 33 WpHG)│(Sec. 34 WpHG)│(Sec. 33 WpHG)│(Sec. 34 WpHG)│
├────────────┼──────────────┼──────────────┼──────────────┼──────────────┤
│DE000TUAG000│ 0│ 9401222│ 0.00 %│ 0.58 %│
├────────────┼──────────────┴──────────────┼──────────────┴──────────────┤
│Total │ 9401222 │ 0.58 % │
└────────────┴─────────────────────────────┴─────────────────────────────┘
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
┌───────────────────────────┬─────────────┬───────────┬────────┬─────────┐
│ │Expiration or│Exercise or│ Voting│ Voting│
│Type of instrument │maturity date│conversion │ rights│rights in│
│ │ │period │absolute│ %│
├───────────────────────────┼─────────────┼───────────┼────────┼─────────┤
│Internal right to recall │n/a │n/a │10149599│ 0.63 %│
│shares lent out │ │ │ │ │
├───────────────────────────┼─────────────┼───────────┼────────┼─────────┤
│ │ │Total │10149599│ 0.63 %│
└───────────────────────────┴─────────────┴───────────┴────────┴─────────┘
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
┌───────────────────┬────────────┬────────────┬──────────┬────────┬──────┐
│ │Expiration │Exercise or │Cash or │ Voting│Voting│
│Type of instrument │or maturity │conversion │physical │ rights│rights│
│ │date │period │settlement│absolute│ in %│
├───────────────────┼────────────┼────────────┼──────────┼────────┼──────┤
│Third Party │ │ │ │ │ │
│convertible bonds -│16/04/2028 │16/04/2028 │Physical │16016758│0.99 %│
│right of use held │ │ │ │ │ │
├───────────────────┼────────────┼────────────┼──────────┼────────┼──────┤
│Convertible bonds │16/04/2028 │16/04/2028 │Physical │14074669│0.87 %│
├───────────────────┼────────────┼────────────┼──────────┼────────┼──────┤
│Right to recall │ │ │ │ │ │
│convertible bonds │16/04/2028 │16/04/2028 │Physical │ 2814933│0.17 %│
│lent out │ │ │ │ │ │
├───────────────────┼────────────┼────────────┼──────────┼────────┼──────┤
│Equity Swap │02/03/2022 -│02/03/2022 -│Cash │30856470│1.90 %│
│ │29/12/2028 │29/12/2028 │ │ │ │
├───────────────────┼────────────┼────────────┼──────────┼────────┼──────┤
│ │ │ │Total │63762830│3.93 %│
└───────────────────┴────────────┴────────────┴──────────┴────────┴──────┘
8. Information in relation to the person subject to the notification
obligation
┌─┬──────────────────────────────────────────────────────────────────────┐
│ │Person subject to the notification obligation is not controlled nor │
│ │does it control any other undertaking(s) that directly or indirectly │
│ │hold(s) an interest in the (underlying) issuer (1.). │
├─┼──────────────────────────────────────────────────────────────────────┤
│X│Full chain of controlled undertakings starting with the ultimate │
│ │controlling natural person or legal entity: │
└─┴──────────────────────────────────────────────────────────────────────┘
┌─────────────────────┬─────────────┬────────────────────────┬───────────┐
│ │ % of voting│ % of voting rights│ Total of│
│Name │rights (if at│ through instruments (if│both (if at│
│ │ least 3% or│ at least 5% or more)│least 5% or│
│ │ more)│ │ more)│
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│JPMorgan Chase & Co. │ %│ %│ %│
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│JPMorgan Chase Bank, │ %│ %│ %│
│National Association │ │ │ │
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│J.P. Morgan │ │ │ │
│International Finance│ %│ %│ %│
│Limited │ │ │ │
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│J.P. Morgan Capital │ %│ %│ %│
│Holdings Limited │ │ │ │
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│J.P. Morgan │ %│ %│ %│
│Securities plc │ │ │ │
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│- │ %│ %│ %│
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│JPMorgan Chase & Co. │ %│ %│ %│
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│JPMorgan Chase │ %│ %│ %│
│Holdings LLC │ │ │ │
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│J.P. Morgan │ │ │ │
│Broker-Dealer │ %│ %│ %│
│Holdings Inc. │ │ │ │
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│J.P. Morgan │ %│ %│ %│
│Securities LLC │ │ │ │
└─────────────────────┴─────────────┴────────────────────────┴───────────┘
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34
para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general
meeting:
┌───────────────────────────┬─────────────────────────┬─────────────┐
│Proportion of voting rights│Proportion of instruments│Total of both│
├───────────────────────────┼─────────────────────────┼─────────────┤
│ %│ %│ %│
└───────────────────────────┴─────────────────────────┴─────────────┘
10. Other explanatory remarks:
┌─┐
│ │
└─┘
Date
┌─────────────┐
│01 March 2022│
└─────────────┘
══════════════════════════════════════════════════════════════════════════
ISIN: DE000TUAG000
Category Code: HOL
TIDM: TUI
LEI Code: 529900SL2WSPV293B552
OAM Categories: 2.3. Major shareholding notifications
Sequence No.: 146744
EQS News ID: 1293921
End of Announcement EQS News Service
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